Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type  | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Briggs & Stratton Corporation | KPS Capital Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2016 | private lawsuit-federal | $3,950,000 |
| Broadwing, Inc. | benefit plan administrator violation | 2006 | private lawsuit-federal | $11,000,000 | ||
| Capgemini North America, Inc. | Capgemini | business services | benefit plan administrator violation | 2018 | private lawsuit-federal | $990,000 |
| Comerica Incorporated | Comerica | financial services | benefit plan administrator violation | 2013 | private lawsuit-federal | $11,000,000 |
| Comerica Incorporated | Comerica | financial services | benefit plan administrator violation | 2007 | private lawsuit-federal | $2,020,000 |
| Conexant Systems Inc. | Synaptics Inc. | information technology | benefit plan administrator violation | 2009 | private lawsuit-federal | $3,250,000 |
| Delphi Corporation | Aptiv PLC | automotive parts | benefit plan administrator violation | 2009 | private lawsuit-federal | $47,000,000 |
| Dex One | Thryv Inc. | business services | benefit plan administrator violation | 2012 | private lawsuit-federal | $2,125,000 |
| Diebold | Diebold Nixdorf | miscellaneous manufacturing | benefit plan administrator violation | 2011 | private lawsuit-federal | $4,500,000 |
| Dynegy, Inc. | Vistra Energy | utilities and power generation | benefit plan administrator violation | 2007 | private lawsuit-federal | $9,975,000 |
| Dynegy, Inc. | Vistra Energy | utilities and power generation | benefit plan administrator violation | 2008 | private lawsuit-federal | $17,900,000 |
| Eastman Kodak | Eastman Kodak | electrical and electronic equipment | benefit plan administrator violation | 2016 | private lawsuit-federal | $9,700,000 |
| Federal-Mogul Corporation | Apollo Global Management | private equity (including portfolio companies) | benefit plan administrator violation | 2007 | private lawsuit-federal | $12,000,000 |
| Ferro Corp. | American Securities LLC | private equity (including portfolio companies) | benefit plan administrator violation | 2007 | private lawsuit-federal | $4,000,000 |
| FMR LLC | Fidelity Investments | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $12,000,000 |
| General Growth Properties, Inc. | Brookfield Corporation | diversified | benefit plan administrator violation | 2010 | private lawsuit-federal | $5,750,000 |
| Georgia-Pacific Co. | Koch Industries | diversified | benefit plan administrator violation | 2004 | private lawsuit-federal | $67,000,000 |
| HealthSouth | Encompass Health | healthcare services | benefit plan administrator violation | 2006 | private lawsuit-federal | $28,850,000 |
| Henkel Corporation | Henkel | household and personal care products | benefit plan administrator violation | 2015 | private lawsuit-federal | $3,350,000 |
| Hercules Inc. | Ashland Global Holdings | chemicals | benefit plan administrator violation | 2007 | private lawsuit-federal | $18,037,500 |
| Household International | HSBC | financial services | benefit plan administrator violation | 2004 | private lawsuit-federal | $46,500,000 |
| Huntington Bancshares Inc. | Huntington Bancshares | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $1,450,000 |
| IndyMac Bank | benefit plan administrator violation | 2011 | private lawsuit-federal | $7,000,000 | ||
| ING Groep N.V. | Voya Financial | financial services | benefit plan administrator violation | 2013 | private lawsuit-federal | $3,500,000 |
| JDS Uniphase Corporation | Viavi Solutions | miscellaneous manufacturing | benefit plan administrator violation | 2010 | private lawsuit-federal | $3,000,000 |
| Jeld-Wen, Inc. | JELD-WEN Holding | building materials | benefit plan administrator violation | 2015 | private lawsuit-federal | $15,500,000 |
| KB Home | KB Home | construction and engineering | benefit plan administrator violation | 2010 | private lawsuit-federal | $3,000,000 |
| Koch Industries | Koch Industries | diversified | benefit plan administrator violation | 2007 | private lawsuit-federal | $15,900,000 |
| Krispy Kreme Doughnut Corporation | Krispy Kreme Inc. | retailing | benefit plan administrator violation | 2007 | private lawsuit-federal | $4,750,000 |
| LaSalle Bank | Bank of America | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $13,500,000 |
| Level 3 Communications, Inc. | Lumen Technologies | telecommunications | benefit plan administrator violation | 2012 | private lawsuit-federal | $3,200,000 |
| Loral Space & Communications Ltd. | benefit plan administrator violation | 2009 | private lawsuit-federal | $6,250,000 | ||
| Lucent Technologies | Nokia | telecommunications | benefit plan administrator violation | 2004 | private lawsuit-federal | $69,000,000 |
| MBNA Corp. | Bank of America | financial services | benefit plan administrator violation | 2009 | private lawsuit-federal | $4,500,000 |
| Mirant Corp. | NRG Energy | utilities and power generation | benefit plan administrator violation | 2006 | private lawsuit-federal | $9,700,000 |
| Moneygram International, Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2011 | private lawsuit-federal | $4,500,000 |
| Monster Worldwide Inc. | Randstad | business services | benefit plan administrator violation | 2010 | private lawsuit-federal | $4,250,000 |
| National City Corp. | PNC Financial Services | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $43,000,000 |
| Nortel Networks | benefit plan administrator violation | 2012 | private lawsuit-federal | $21,500,000 | ||
| Oasis Outsourcing Holdings Inc. | Paychex | business services | benefit plan administrator violation | 2018 | private lawsuit-federal | $5,999,000 |
| PFF Bancorp Inc. | benefit plan administrator violation | 2011 | private lawsuit-federal | $3,000,000 | ||
| Polaroid | benefit plan administrator violation | 2007 | private lawsuit-federal | $15,000,000 | ||
| Piggly Wiggly Carolina Company | C&S Wholesale Grocers | wholesalers | benefit plan administrator violation | 2018 | private lawsuit-federal | $7,675,000 |
| Providian Financial Corp. | JPMorgan Chase | financial services | benefit plan administrator violation | 2003 | private lawsuit-federal | $8,600,000 |
| Qwest Communications | Lumen Technologies | telecommunications | benefit plan administrator violation | 2007 | private lawsuit-federal | $33,000,000 |
| Radioshack Corp. | RadioShack | retailing | benefit plan administrator violation | 2011 | private lawsuit-federal | $2,400,000 |
| Ruiz Food Products | Ruiz Foods | food products | benefit plan administrator violation | 2006 | private lawsuit-federal | $5,250,000 |
| Schering-Plough Corporation | Merck | pharmaceuticals | benefit plan administrator violation | 2010 | private lawsuit-federal | $8,500,000 |
| Skadden, Arps, Slate, Meagher & Flom L.L.P. | Skadden, Arps | miscellaneous services | benefit plan administrator violation | 2009 | private lawsuit-federal | $12,400,000 |
| Smurfit-Stone Container Corporation | WestRock | paper and packaging | benefit plan administrator violation | 2011 | private lawsuit-federal | $7,750,000 |
| Edison International | Edison International | utilities and power generation | benefit plan administrator violation | 2018 | private lawsuit-federal | $13,161,491 |
| SPX Corp. | SPX Technologies | industrial equipment | benefit plan administrator violation | 2007 | private lawsuit-federal | $3,600,000 |
| Sterling Financial Corporation | Umpqua Holdings | financial services | benefit plan administrator violation | 2013 | private lawsuit-federal | $3,025,000 |
| Tower Automotive | KPS Capital Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2007 | private lawsuit-federal | $5,700,000 |
| Transamerica Corporation | Aegon | financial services | benefit plan administrator violation | 2016 | private lawsuit-federal | $3,800,000 |
| Tribune Company | Nexstar Media Group | media | benefit plan administrator violation | 2012 | private lawsuit-federal | $31,000,000 |
| TRW Inc. | Northrop Grumman | aerospace and military contracting | benefit plan administrator violation | 2001 | private lawsuit-federal | $48,500,000 |
| TXU Corp. | Vistra Energy | utilities and power generation | benefit plan administrator violation | 2008 | private lawsuit-federal | $7,250,000 |
| Tyco International | Johnson Controls | automotive parts | benefit plan administrator violation | 2009 | private lawsuit-federal | $70,200,000 |
| Visteon Corporation | Visteon | automotive parts | benefit plan administrator violation | 2007 | private lawsuit-federal | $7,600,000 |
| W.R. Grace | Standard Industries Inc. | building materials | benefit plan administrator violation | 2009 | private lawsuit-federal | $10,000,000 |
| Westar Energy | Evergy Inc. | utilities and power generation | benefit plan administrator violation | 2006 | private lawsuit-federal | $9,250,000 |
| Winn-Dixie Stores, Inc. | Aldi | retailing | benefit plan administrator violation | 2008 | private lawsuit-federal | $2,985,000 |
| WEC Energy Group | WEC Energy Group | utilities and power generation | benefit plan administrator violation | 2012 | private lawsuit-federal | $45,000,000 |
| Worldcom, Inc. | Verizon Communications | telecommunications | benefit plan administrator violation | 2005 | private lawsuit-federal | $47,150,000 |
| Beverly Enterprises Inc. | Fillmore Capital Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2010 | private lawsuit-federal | $6,250,000 |
| K-M Industries Holding Co. | benefit plan administrator violation | 2010 | private lawsuit-federal | $15,000,000 | ||
| Ambac Financial Group, Inc. | Ambac Financial | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $2,550,000 |
| EL Paso Corporation | Kinder Morgan | pipelines | benefit plan administrator violation | 2009 | private lawsuit-federal | $17,000,000 |
| ABB Inc. | ABB Ltd. | utilities and power generation | benefit plan administrator violation | 2019 | private lawsuit-federal | $55,000,000 |
| ADC Telecommunications Inc. | TE Connectivity | electrical and electronic equipment | benefit plan administrator violation | 2006 | private lawsuit-federal | $3,250,000 |
| Alliant Energy | Alliant Energy | utilities and power generation | benefit plan administrator violation | 2014 | private lawsuit-federal | $8,936,437 |
| BB&T Corporation | Truist Financial | financial services | benefit plan administrator violation | 2019 | private lawsuit-federal | $24,000,000 |
| Bowater Inc. | Paper Excellence Group | paper and packaging | benefit plan administrator violation | 2007 | private lawsuit-federal | $3,200,000 |
| Century Aluminum Company | Century Aluminum | metals | benefit plan administrator violation | 2017 | private lawsuit-federal | $23,000,000 |
| Duke University | Duke University | miscellaneous services | benefit plan administrator violation | 2019 | private lawsuit-federal | $10,650,000 |
| Fedex Ground Package System Inc. | FedEx | freight and logistics | benefit plan administrator violation | 2019 | private lawsuit-federal | $13,325,000 |
| Holy Cross Hospital | Sinai Health System (IL) | healthcare services | benefit plan administrator violation | 2017 | private lawsuit-federal | $4,000,000 |
| Horizon Healthcare Services, Inc. | Horizon Healthcare Services | financial services | benefit plan administrator violation | 2016 | private lawsuit-federal | $33,000,000 |
| KV Pharmaceutical Co. | benefit plan administrator violation | 2012 | private lawsuit-federal | $3,000,000 | ||
| Old Second Bancorp, Inc. | Old Second Bancorp | financial services | benefit plan administrator violation | 2013 | private lawsuit-federal | $7,500,000 |
| Providence Health & Services | Providence | healthcare services | benefit plan administrator violation | 2019 | private lawsuit-federal | $2,250,000 |
| Prudential Insurance Company Of America | Prudential Financial | financial services | benefit plan administrator violation | 2019 | private lawsuit-federal | $9,000,000 |
| Terex Corp. | Terex | heavy equipment | benefit plan administrator violation | 2015 | private lawsuit-federal | $2,500,000 |
| Trinity Health Corporation | Trinity Health | healthcare services | benefit plan administrator violation | 2017 | private lawsuit-federal | $75,000,000 |
| UCB Holdings, Inc. | UCB | pharmaceuticals | benefit plan administrator violation | 2017 | private lawsuit-federal | $5,500,000 |
| University of Chicago | University of Chicago | miscellaneous services | benefit plan administrator violation | 2018 | private lawsuit-federal | $6,500,000 |
| Wilmington Trust N.A. | M&T Bank | financial services | benefit plan administrator violation | 2017 | private lawsuit-federal | $29,773,250 |
| Optimum Choice, Inc. | UnitedHealth Group | healthcare services | benefit plan administrator violation | 2008 | private lawsuit-federal | $2,850,000 |
| Washington Group International Inc. | Amentum Government Services Holdings LLC | miscellaneous services | benefit plan administrator violation | 2004 | private lawsuit-federal | $21,000,000 |
| Advocate Health Care Network | Advocate Aurora Health | healthcare services | benefit plan administrator violation | 2018 | private lawsuit-federal | $1,250,000 |
| American President Companies Ltd. | benefit plan administrator violation | 2004 | private lawsuit-federal | $1,125,000 | ||
| Edward D. Jones & Co., L.P. | Jones Financial | financial services | benefit plan administrator violation | 2019 | private lawsuit-federal | $3,175,000 |
| Healthways, Inc. | benefit plan administrator violation | 2011 | private lawsuit-federal | $1,250,000 | ||
| Massachusetts Institute of Technology | Massachusetts Institute of Technology | miscellaneous services | benefit plan administrator violation | 2020 | private lawsuit-federal | $18,100,000 |
| Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2020 | private lawsuit-federal | $79,000,000 |
| JPMorgan Chase | JPMorgan Chase | financial services | benefit plan administrator violation | 2019 | private lawsuit-federal | $75,000,000 |
| Towers Perrin | Willis Towers Watson | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $9,200,000 |
| Health Care Service Corporation | benefit plan administrator violation | 2010 | private lawsuit-federal | $750,000 | ||
| Contain-A-Way Inc. | benefit plan administrator violation | 2009 | private lawsuit-federal | $2,500,000 | ||
| Fidelity Management Trust Company | Fidelity Investments | financial services | benefit plan administrator violation | 2007 | private lawsuit-federal | $10,850,000 |
