Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
Wal-Mart Stores Inc. | Walmart | retailing | benefit plan administrator violation | 2012 | private lawsuit-federal | $3,500,000 |
Merrill Lynch | Bank of America | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $10,000,000 |
CVS Corporation | CVS Health | retailing | benefit plan administrator violation | 2005 | private lawsuit-federal | $3,000,000 |
SBC Communications | AT&T | telecommunications | benefit plan administrator violation | 2002 | private lawsuit-federal | $10,000,000 |
AT&T Corporation | AT&T | telecommunications | benefit plan administrator violation | 2005 | private lawsuit-federal | $29,000,000 |
SBC Pension Benefit Plan-Nonbargained Program | AT&T | telecommunications | benefit plan administrator violation | 2008 | private lawsuit-federal | $16,000,000 |
Bellsouth Corporation | AT&T | telecommunications | benefit plan administrator violation | 2006 | private lawsuit-federal | $93,675,000 |
Ford Motor Company | Ford Motor | motor vehicles | benefit plan administrator violation | 2011 | private lawsuit-federal | $1,475,000 |
Cardinal Health, Inc. | Cardinal Health | wholesalers | benefit plan administrator violation | 2007 | private lawsuit-federal | $40,000,000 |
Cardinal Health Inc | Cardinal Health | wholesalers | benefit plan administrator violation | 2008 | private lawsuit-federal | $4,000,000 |
General Electric Company | General Electric | diversified | benefit plan administrator violation | 2009 | private lawsuit-federal | $40,150,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $150,000,000 |
Bear Stearns Companies, Inc. | JPMorgan Chase | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $10,000,000 |
Fannie Mae | Fannie Mae | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $7,250,000 |
Merrill Lynch & Co., Inc. | Bank of America | financial services | benefit plan administrator violation | 2009 | private lawsuit-federal | $75,000,000 |
Countrywide Financial Corporation | Bank of America | financial services | benefit plan administrator violation | 2009 | private lawsuit-federal | $55,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $62,500,000 |
Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $17,500,000 |
Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $7,420,000 |
Wachovia Corporation | Wells Fargo | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $12,350,000 |
Wachovia Securities | Wells Fargo | financial services | benefit plan administrator violation | 2009 | private lawsuit-federal | $1,005,000 |
McDonnell Douglas | Boeing | aerospace and military contracting | benefit plan administrator violation | 2004 | private lawsuit-federal | $36,000,000 |
Citigroup, Inc. | Citigroup | financial services | benefit plan administrator violation | 2019 | private lawsuit-federal | $6,900,000 |
Citigroup Inc. | Citigroup | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $8,500,000 |
Comcast Corporation | Comcast | telecommunications | benefit plan administrator violation | 2011 | private lawsuit-federal | $5,000,000 |
Lowe's Companies, Inc. | Lowe's | retailing | benefit plan administrator violation | 2014 | private lawsuit-federal | $725,000 |
Metropolitan Life | MetLife | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $350,000 |
UPS Ground Freight Inc | TFI International | freight and logistics | benefit plan administrator violation | 2009 | private lawsuit-federal | $3,000,000 |
Wyeth | Pfizer | pharmaceuticals | benefit plan administrator violation | 2013 | private lawsuit-federal | $2,000,000 |
American International Group, Inc. | American International Group | financial services | benefit plan administrator violation | 2008 | private lawsuit-federal | $24,200,000 |
HCA, Inc. | HCA Healthcare | healthcare services | benefit plan administrator violation | 2009 | private lawsuit-federal | $3,000,000 |
New York Life Insurance | New York Life Insurance | financial services | benefit plan administrator violation | 2008 | private lawsuit-federal | $14,000,000 |
New York Life Insurance Company | New York Life Insurance | financial services | benefit plan administrator violation | 2017 | private lawsuit-federal | $3,000,000 |
American Airlines, Inc. | American Airlines | airlines | benefit plan administrator violation | 2017 | private lawsuit-federal | $4,950,000 |
Connecticut General Life Insurance | Cigna | healthcare services | benefit plan administrator violation | 2013 | private lawsuit-federal | $8,134,207 |
Delta Airlines, Inc. | Delta Air Lines | airlines | benefit plan administrator violation | 2005 | private lawsuit-federal | $16,000,000 |
Honeywell International | Honeywell International | diversified | benefit plan administrator violation | 2005 | private lawsuit-federal | $14,000,000 |
Merck & Co., Inc. | Merck | pharmaceuticals | benefit plan administrator violation | 2011 | private lawsuit-federal | $49,500,000 |
UAL Corporation | United Airlines Holdings | airlines | benefit plan administrator violation | 2005 | private lawsuit-federal | $5,250,000 |
US Airways Group | American Airlines | airlines | benefit plan administrator violation | 2015 | private lawsuit-federal | $5,250,000 |
Teachers Insurance and Annuity Insurance Association of America | TIAA | financial services | benefit plan administrator violation | 2017 | private lawsuit-federal | $5,000,000 |
Massachusetts Mutual Life Insurance Co. | Massachusetts Mutual Life Insurance | financial services | benefit plan administrator violation | 2016 | private lawsuit-federal | $30,900,000 |
Massachusetts Mutual Life Insurance Co. | Massachusetts Mutual Life Insurance | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $9,475,000 |
Rite Aid Corporation | Rite Aid | retailing | benefit plan administrator violation | 2003 | private lawsuit-federal | $67,760,000 |
AOL Time Warner | benefit plan administrator violation | 2006 | private lawsuit-federal | $100,000,000 | ||
AOL Time Warner | benefit plan administrator violation | 2005 | private lawsuit-federal | $2,900,000 | ||
St Paul Travelers Companies Inc. | Travelers | financial services | benefit plan administrator violation | 2007 | private lawsuit-federal | $4,450,000 |
Kraft Foods Global, Inc. | Kraft Heinz | food products | benefit plan administrator violation | 2012 | private lawsuit-federal | $9,500,000 |
Raytheon Co. | RTX Corporation | aerospace and military contracting | benefit plan administrator violation | 2007 | private lawsuit-federal | $5,500,000 |
Macy's, Inc. | Macy's | retailing | benefit plan administrator violation | 2013 | private lawsuit-federal | $8,500,000 |
Southern Company | Southern Company | utilities and power generation | benefit plan administrator violation | 2007 | private lawsuit-federal | $15,000,000 |
Amgen, Inc. | Amgen | pharmaceuticals | benefit plan administrator violation | 2017 | private lawsuit-federal | $2,750,000 |
Briston-Myers Squibb | Bristol-Myers Squibb | pharmaceuticals | benefit plan administrator violation | 2005 | private lawsuit-federal | $41,220,000 |
Lear Corporation | Lear Corp. | automotive parts | benefit plan administrator violation | 2009 | private lawsuit-federal | $5,250,000 |
Hartford Financial Services Group Inc. | Hartford Financial Services | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $1,935,000 |
Hartford Life Insurance Company | Hartford Financial Services | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $13,775,000 |
Sears Group Life Insurance | Sears | retailing | benefit plan administrator violation | 2002 | private lawsuit-federal | $28,000,000 |
Sears Roebuck & Co | Sears | retailing | benefit plan administrator violation | 2007 | private lawsuit-federal | $14,500,000 |
Sears Transition Pay Plan | Sears | retailing | benefit plan administrator violation | 2012 | private lawsuit-federal | $3,001,100 |
Bank of New York Mellon Corporation | Bank of New York Mellon | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $335,000,000 |
Bank of New York Mellon Corporation | Bank of New York Mellon | financial services | benefit plan administrator violation | 2009 | private lawsuit-federal | $2,200,000 |
Waste Management Holdings Inc. | Waste Management Inc. | waste management and environmental services | benefit plan administrator violation | 2013 | private lawsuit-federal | $1,000,000 |
Principal Life Insurance Company | Principal Financial | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $3,000,000 |
JC Penney Corporation | J.C. Penney | retailing | benefit plan administrator violation | 2017 | private lawsuit-federal | $4,500,000 |
Ameriprise Financial, Inc. | Ameriprise Financial | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $27,500,000 |
State Street Bank And Trust Co. | State Street Corp. | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $89,750,000 |
State Street Corporation | State Street Corp. | financial services | benefit plan administrator violation | 2016 | private lawsuit-federal | $60,000,000 |
Xcel Energy, Inc. | Xcel Energy | utilities and power generation | benefit plan administrator violation | 2005 | private lawsuit-federal | $8,000,000 |
UNUM Life Insurance Company of America | Unum | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $5,000,000 |
UnitedHealth Group, Inc. | UnitedHealth Group | healthcare services | benefit plan administrator violation | 2009 | private lawsuit-federal | $17,000,000 |
Norfolk Southern Corporation | Norfolk Southern | railroads | benefit plan administrator violation | 2007 | private lawsuit-federal | $1,000,000 |
Xerox Corp. | Xerox | miscellaneous services | benefit plan administrator violation | 2009 | private lawsuit-federal | $51,000,000 |
Xerox Corporation | Xerox | miscellaneous services | benefit plan administrator violation | 2004 | private lawsuit-federal | $239,000,000 |
Bay Environmental Management Inc. | Republic Services | waste management and environmental services | benefit plan administrator violation | 2011 | private lawsuit-federal | $1,900,000 |
Conagra Foods Inc. | ConAgra Brands | food products | benefit plan administrator violation | 2007 | private lawsuit-federal | $4,000,000 |
Boston Scientific Corporation | Boston Scientific Corp. | medical equipment and supplies | benefit plan administrator violation | 2010 | private lawsuit-federal | $8,200,000 |
Guidant Corporation | Boston Scientific Corp. | medical equipment and supplies | benefit plan administrator violation | 2010 | private lawsuit-federal | $7,000,000 |
Calpine Corporation | Energy Capital Partners | private equity (including portfolio companies) | benefit plan administrator violation | 2008 | private lawsuit-federal | $4,200,000 |
Williams Co Inc. | Williams Companies | oil and gas | benefit plan administrator violation | 2005 | private lawsuit-federal | $55,000,000 |
Foot Locker, Inc. | Foot Locker | retailing | benefit plan administrator violation | 2018 | private lawsuit-federal | $290,000,000 |
Fifth Third Bancorp | Fifth Third Bancorp | financial services | benefit plan administrator violation | 2016 | private lawsuit-federal | $6,000,000 |
Owens-Illinois, Inc. | O-I Glass | paper and packaging | benefit plan administrator violation | 2014 | private lawsuit-federal | $9,500,000 |
CMS Energy Corp. | CMS Energy | utilities and power generation | benefit plan administrator violation | 2006 | private lawsuit-federal | $28,000,000 |
Dillard's Department Stores | Dillard's | retailing | benefit plan administrator violation | 2007 | private lawsuit-federal | $35,000,000 |
AK Steel Corporation | Cleveland-Cliffs | mining and minerals | benefit plan administrator violation | 2011 | private lawsuit-federal | $745,000 |
Wilmington Trust Corp. | M&T Bank | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $3,000,000 |
Avon Products, Inc. | LG | diversified | benefit plan administrator violation | 2017 | private lawsuit-federal | $6,250,000 |
Northern Trust | Northern Trust | financial services | benefit plan administrator violation | 2006 | private lawsuit-federal | $37,500,000 |
AXA Equitable Life Insurance Company | Equitable Holdings | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $2,500,000 |
Allianz Asset Management of America, L.P. | Allianz | financial services | benefit plan administrator violation | 2018 | private lawsuit-federal | $12,000,000 |
HSBC Bank USA | HSBC | financial services | benefit plan administrator violation | 2005 | private lawsuit-federal | $9,350,000 |
Sprint Corporation | T-Mobile US | telecommunications | benefit plan administrator violation | 2006 | private lawsuit-federal | $25,000,000 |
Farmers Group, Inc. | Zurich Insurance | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $6,850,000 |
Fujitsu Technology and Business of America, Inc. | Fujitsu | information technology | benefit plan administrator violation | 2018 | private lawsuit-federal | $14,000,000 |
UBS Global Asset Management | UBS | financial services | benefit plan administrator violation | 2006 | private lawsuit-federal | $5,493,000 |
BP Corporation North America | BP | oil and gas | benefit plan administrator violation | 2006 | private lawsuit-federal | $1,450,000 |
Allegheny Energy, Inc. | FirstEnergy | utilities and power generation | benefit plan administrator violation | 2007 | private lawsuit-federal | $4,000,000 |
Amerada Hess Corporation | Hess Corp. | oil and gas | benefit plan administrator violation | 2005 | private lawsuit-federal | $2,250,000 |
Aon Corporation | Aon | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $1,800,000 |
Arkema, Inc. | Arkema | chemicals | benefit plan administrator violation | 2014 | private lawsuit-federal | $2,800,000 |
Popular, Inc. | Popular Inc. | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $8,200,000 |