Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| JPMorgan Chase | JPMorgan Chase | financial services | wage and hour violation | 2012 | private lawsuit-federal | $9,000,000 |
| Associated Banc-Corp | Associated Banc-Corp | financial services | wage and hour violation | 2012 | private lawsuit-federal | $1,275,000 |
| Prudential Insurance | Prudential Financial | financial services | wage and hour violation | 2011 | private lawsuit-federal | $1,016,500 |
| Washington Mutual Bank | JPMorgan Chase | financial services | wage and hour violation | 2011 | private lawsuit-federal | $463,000 |
| Hartford Fire Insurance | Hartford Financial Services | financial services | wage and hour violation | 2011 | private lawsuit-federal | $1,200,000 |
| Ameriprise Financial | Ameriprise Financial | financial services | wage and hour violation | 2011 | private lawsuit-federal | $185,000 |
| MetLife | MetLife | financial services | wage and hour violation | 2011 | private lawsuit-federal | $2,000,000 |
| American General Finance Management Corporation | OneMain Holdings | financial services | wage and hour violation | 2011 | private lawsuit-federal | $1,700,000 |
| Oppenheimer & Co. | Oppenheimer Holdings | financial services | wage and hour violation | 2011 | private lawsuit-federal | $2,375,901 |
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2011 | private lawsuit-federal | $6,660,000 |
| JPMorgan Chase | JPMorgan Chase | financial services | wage and hour violation | 2011 | private lawsuit-federal | $42,000,000 |
| Aon | Aon | financial services | wage and hour violation | 2011 | private lawsuit-state | $10,500,000 |
| Wells Fargo Bank | Wells Fargo | financial services | wage and hour violation | 2011 | private lawsuit-federal | $100,000 |
| MetLife | MetLife | financial services | wage and hour violation | 2011 | private lawsuit-federal | $2,350,000 |
| Arthur J. Gallagher | Arthur J. Gallagher & Co. | financial services | wage and hour violation | 2011 | private lawsuit-federal | $3,900,000 |
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2011 | private lawsuit-federal | $6,720,000 |
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2011 | private lawsuit-federal | $6,900,000 |
| Citigroup Global Markets | Citigroup | financial services | wage and hour violation | 2011 | private lawsuit-federal | $394,220 |
| Combined Insurance Company of America | Chubb Limited | financial services | wage and hour violation | 2010 | private lawsuit-federal | $6,000,000 |
| Wachovia Financial Services | Wells Fargo | financial services | wage and hour violation | 2010 | private lawsuit-federal | $450,000 |
| Bear Stearns | JPMorgan Chase | financial services | wage and hour violation | 2010 | private lawsuit-federal | $675,000 |
| Bank of America | Bank of America | financial services | wage and hour violation | 2010 | private lawsuit-state | $16,650,000 |
| Farmers Insurance Exchange | Farmers Insurance Exchange | financial services | wage and hour violation | 2010 | private lawsuit-federal | $8,000,000 |
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2010 | private lawsuit-federal | $20,000,000 |
| JPMorgan Chase | JPMorgan Chase | financial services | wage and hour violation | 2010 | private lawsuit-federal | $2,492,729 |
| H&R Block | H&R Block | financial services | wage and hour violation | 2010 | private lawsuit-federal | $1,400,000 |
| Merrill Lynch | Bank of America | financial services | wage and hour violation | 2010 | private lawsuit-federal | $43,500,000 |
| TD Bank | Toronto-Dominion Bank | financial services | wage and hour violation | 2010 | private lawsuit-federal | $375,000 |
| Bank of America | Bank of America | financial services | wage and hour violation | 2010 | private lawsuit-federal | $661,392 |
| Washington Mutual Bank | JPMorgan Chase | financial services | wage and hour violation | 2009 | private lawsuit-federal | $38,000,000 |
| Wachovia Securities | Wells Fargo | financial services | wage and hour violation | 2009 | private lawsuit-federal | $39,000,000 |
| Prudential Financial | Prudential Financial | financial services | wage and hour violation | 2009 | private lawsuit-federal | $11,000,000 |
| TD Ameritrade | Charles Schwab Corp. | financial services | wage and hour violation | 2009 | private lawsuit-federal | $2,500,000 |
| AXA Financial | Equitable Holdings | financial services | wage and hour violation | 2009 | private lawsuit-federal | $6,500,000 |
| A.G. Edwards | Wells Fargo | financial services | wage and hour violation | 2009 | private lawsuit-federal | $12,000,000 |
| MetLife | MetLife | financial services | wage and hour violation | 2009 | private lawsuit-federal | $7,400,000 |
| Janney Montgomery Scott | Penn Mutual | financial services | wage and hour violation | 2009 | private lawsuit-federal | $2,880,000 |
| Morgan Stanley | Morgan Stanley | financial services | wage and hour violation | 2009 | private lawsuit-federal | $50,000,000 |
| HSBC Auto Finance | HSBC | financial services | wage and hour violation | 2009 | private lawsuit-federal | $420,000 |
| Banco Popular | Popular Inc. | financial services | wage and hour violation | 2009 | private lawsuit-federal | $1,050,000 |
| Champion Mortgage and KeyBank | KeyCorp | financial services | wage and hour violation | 2009 | private lawsuit-federal | $1,200,000 |
| Home Loan Center Inc. | LendingTree | financial services | wage and hour violation | 2009 | private lawsuit-federal | $2,500,000 |
| Hewitt Associates | Aon | financial services | wage and hour violation | 2009 | private lawsuit-federal | $4,900,000 |
| National City Mortgage | PNC Financial Services | financial services | wage and hour violation | 2008 | private lawsuit-federal | $27,500,000 |
| Edward D. Jones & Co. | Jones Financial | financial services | wage and hour violation | 2008 | private lawsuit-federal | $21,000,000 |
| UBS as successor to Piper Jaffray | UBS | financial services | wage and hour violation | 2008 | private lawsuit-federal | $5,500,000 |
| E-Trade | Morgan Stanley | financial services | wage and hour violation | 2008 | private lawsuit-federal | $900,000 |
| Citigroup | Citigroup | financial services | wage and hour violation | 2008 | private lawsuit-federal | $98,000,000 |
| Edward D. Jones & Co. | Jones Financial | financial services | wage and hour violation | 2008 | private lawsuit-federal | $19,000,000 |
| USAA | USAA | financial services | wage and hour violation | 2008 | private lawsuit-federal | $738,423 |
| A.G. Edwards | Wells Fargo | financial services | wage and hour violation | 2007 | private lawsuit-federal | $20,000,000 |
| E-Loan Inc. | Popular Inc. | financial services | wage and hour violation | 2007 | private lawsuit-federal | $13,600,000 |
| UBS | UBS | financial services | wage and hour violation | 2007 | private lawsuit-federal | $44,000,000 |
| Bank of America | Bank of America | financial services | wage and hour violation | 2007 | private lawsuit-state | $2,500,000 |
| UBS | UBS | financial services | wage and hour violation | 2007 | private lawsuit-federal | $45,000,000 |
| Wells Fargo | Wells Fargo | financial services | wage and hour violation | 2007 | private lawsuit-federal | $12,800,000 |
| Citigroup | Citigroup | financial services | wage and hour violation | 2006 | private lawsuit-federal | $3,550,000 |
| Morgan Stanley | Morgan Stanley | financial services | wage and hour violation | 2006 | private lawsuit-federal | $42,500,000 |
| Bank of America | Bank of America | financial services | wage and hour violation | 2006 | private lawsuit-federal | $9,000,000 |
| Merrill Lynch | Bank of America | financial services | wage and hour violation | 2006 | private lawsuit-federal | $37,000,000 |
| Liberty Mutual | Liberty Mutual Insurance | financial services | wage and hour violation | 2005 | private lawsuit-federal | $6,400,000 |
| Allstate Insurance | Allstate | financial services | wage and hour violation | 2005 | private lawsuit-state | $120,000,000 |
| Countrywide Financial | Bank of America | financial services | wage and hour violation | 2005 | private lawsuit-state | $30,000,000 |
| State Farm | State Farm Insurance | financial services | wage and hour violation | 2005 | private lawsuit-state | $135,000,000 |
| Progressive | Progressive | financial services | wage and hour violation | 2004 | private lawsuit-federal | $5,400,000 |
| Bank of America | Bank of America | financial services | wage and hour violation | 2003 | private lawsuit-state | $4,100,000 |
| Ditech | Ditech Holding Corporation | financial services | wage and hour violation | 2002 | private lawsuit-federal | $6,150,000 |
| Coast National Insurance | Zurich Insurance | financial services | wage and hour violation | 2002 | private lawsuit-state | $18,000,000 |
| Bank of America | Bank of America | financial services | wage and hour violation | 2001 | private lawsuit-state | $22,000,000 |
| Farmers Insurance Exchange | Farmers Insurance Exchange | financial services | wage and hour violation | 2001 | private lawsuit-state | $90,009,208 |
| Wilmington Finance Inc. | OneMain Holdings | financial services | wage and hour violation | 2008 | private lawsuit-federal | $2,925,000 |
| American Express Financial Advisors | Ameriprise Financial | financial services | employment discrimination | 2002 | private lawsuit-federal | $31,000,000 |
| Merrill Lynch | Bank of America | financial services | employment discrimination | 2013 | private lawsuit-federal | $38,225,000 |
| Merrill Lynch | Bank of America | financial services | employment discrimination | 2013 | private lawsuit-federal | $160,000,000 |
| Banc of America Investment Services | Bank of America | financial services | employment discrimination | 2009 | private lawsuit-federal | $7,200,000 |
| Combined Insurance Company of America | Chubb Limited | financial services | employment discrimination | 2005 | private lawsuit-federal | $8,500,000 |
| Cincinnati Insurance Company | Cincinnati Financial | financial services | employment discrimination | 2006 | private lawsuit-federal | $537,500 |
| Farmers Insurance Exchange | Farmers Insurance Exchange | financial services | employment discrimination | 2016 | private lawsuit-federal | $6,140,000 |
| JPMorgan Chase | JPMorgan Chase | financial services | employment discrimination | 2018 | private lawsuit-federal | $24,000,000 |
| MetLife Securities | MetLife | financial services | employment discrimination | 2017 | private lawsuit-federal | $32,500,000 |
| Metropolitan Life | MetLife | financial services | employment discrimination | 2003 | private lawsuit-federal | $10,000,000 |
| Smith Barney | Morgan Stanley | financial services | employment discrimination | 2008 | private lawsuit-federal | $33,000,000 |
| Morgan Stanley | Morgan Stanley | financial services | employment discrimination | 2007 | private lawsuit-federal | $46,000,000 |
| Morgan Stanley | Morgan Stanley | financial services | employment discrimination | 2008 | private lawsuit-federal | $750,000 |
| Morgan Stanley | Morgan Stanley | financial services | employment discrimination | 2008 | private lawsuit-federal | $16,000,000 |
| Norddeutsche Landesbank Girozentrale | Norddeutsche Landesbank | financial services | employment discrimination | 2008 | private lawsuit-federal | $2,618,600 |
| R.R. Donnelley & Sons | Chatham Asset Management | financial services | employment discrimination | 2003 | private lawsuit-federal | $15,000,000 |
| Spencer Press of Maine | Chatham Asset Management | financial services | employment discrimination | 2004 | private lawsuit-federal | $480,552 |
| R.R. Donnelley & Sons | Chatham Asset Management | financial services | employment discrimination | 2004 | private lawsuit-federal | $15,000,000 |
| Wells Fargo Advisors | Wells Fargo | financial services | employment discrimination | 2011 | private lawsuit-federal | $32,000,000 |
| Wells Fargo Advisors | Wells Fargo | financial services | employment discrimination | 2017 | private lawsuit-federal | $35,500,000 |
| Willis Group | Willis Towers Watson | financial services | employment discrimination | 2011 | private lawsuit-federal | $11,595,038 |
| Willis Group | Willis Towers Watson | financial services | employment discrimination | 2008 | private lawsuit-federal | $12,757,949 |
| Liberty Mutual Insurance | Liberty Mutual Insurance | financial services | employment discrimination | 2000 | private lawsuit-state | $348,111 |
| Ocwen Financial | Ocwen Financial | financial services | employment discrimination | 2005 | private lawsuit-state | $2,000,000 |
| Wells Fargo Advisors, LLC | Wells Fargo | financial services | wage and hour violation | 2018 | private lawsuit-federal | $9,500,000 |
| M&T Bank Corporation | M&T Bank | financial services | wage and hour violation | 2018 | private lawsuit-federal | $2,490,000 |
| Allstate Insurance Company | Allstate | financial services | wage and hour violation | 2018 | private lawsuit-state | $5,500,000 |
| FleetBoston Financial Corp | Bank of America | financial services | benefit plan administrator violation | 2008 | private lawsuit-federal | $83,401,000 |
| J.P. Morgan Chase Retirement Plan | JPMorgan Chase | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $604,957 |
| SunTrust Banks, Inc. | Truist Financial | financial services | benefit plan administrator violation | 2018 | private lawsuit-federal | $4,750,000 |
