AMCO Insurance Co. | Nationwide | insurance violation | 2013 | MN-FIN | $20,000 |
QBE Insurance Co. | QBE Insurance | insurance violation | 2014 | MN-FIN | $20,000 |
ServiceLink, LLC | Fidelity National Financial | insurance violation | 2014 | MN-FIN | $20,000 |
Bristol West Casualty Insurance Co. | Zurich Insurance | insurance violation | 2017 | MN-FIN | $20,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2009 | MO-SEC | $20,000 |
Travelers Indemnity Company of America | Travelers | insurance violation | 2016 | MO-INS | $20,000 |
Liberty Insurance Corp. et al. | Liberty Mutual Insurance | insurance violation | 2017 | MO-INS | $20,000 |
Federal Insurance Co. | Chubb Limited | insurance violation | 2018 | MT-FIN | $20,000 |
Berthel Fisher and Company Financial Services Inc. | Berthel Fisher | investor protection violation | 2004 | ND-SEC | $20,000 |
Piper Jaffray & Co. | Piper Sandler | investor protection violation | 2004 | ND-SEC | $20,000 |
A.G. Edwards & Sons Inc. | Wells Fargo | investor protection violation | 2003 | NE-DBF | $20,000 |
Virginia Surety Company Inc. | Assurant | insurance violation | 2010 | NH-INS | $20,000 |
Chicago Title Insurance Company | Fidelity National Financial | insurance violation | 2008 | NJ-DBI | $20,000 |
Amica Mutual Insurance Company | Amica Mutual Insurance | insurance violation | 2018 | NY-DFS | $20,000 |
Fortis Insurance Company | Assurant | insurance violation | 2003 | OR-FIN | $20,000 |
United States Life Insurance Company in the City of New York | American International Group | insurance violation | 2006 | OR-FIN | $20,000 |
Farmers Insurance Company of Oregon | Zurich Insurance | insurance violation | 2007 | OR-FIN | $20,000 |
Mid-Century Insurance Company | Zurich Insurance | insurance violation | 2007 | OR-FIN | $20,000 |
American Home Assurance Company | American International Group | consumer protection violation | 2012 | OR-FIN | $20,000 |
Commerce and Industry Insurance Company | American International Group | insurance violation | 2012 | OR-FIN | $20,000 |
Great American Insurance Company | American Financial Group | insurance violation | 2004 | PA-INS | $20,000 |
Empire Fire & Marine Insurance Company | Zurich Insurance | insurance violation | 2006 | PA-INS | $20,000 |
Morgan Keegan & Co. Inc. | Raymond James Financial | investor protection violation | 2010 | RI-FIN | $20,000 |
Travelers Property Casualty Company of America | Travelers | insurance violation | 2010 | TX-INS | $20,000 |
Praetorian Insurance Company | QBE Insurance | insurance violation | 2014 | TX-INS | $20,000 |
Liberty Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2015 | TX-INS | $20,000 |
Metropolitan Life Insurance Company | MetLife | insurance violation | 2015 | TX-INS | $20,000 |
Sentry Insurance | Sentry Insurance | insurance violation | 2015 | TX-INS | $20,000 |
Praetorian Insurance Company | QBE Insurance | insurance violation | 2015 | TX-INS | $20,000 |
American Home Assurance Company | American International Group | insurance violation | 2016 | TX-INS | $20,000 |
American Fire and Casualty Co | Liberty Mutual Insurance | insurance violation | 2016 | TX-INS | $20,000 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2017 | TX-INS | $20,000 |
Trumbull Insurance Company | Hartford Financial Services | insurance violation | 2018 | TX-INS | $20,000 |
Commerce and Industry Insurance Company | American International Group | insurance violation | 2018 | TX-INS | $20,000 |
The Travelers Indemnity Company of Connecticut | Travelers | insurance violation | 2018 | TX-INS | $20,000 |
The Hanover Insurance Company | Hanover Insurance | insurance violation | 2019 | TX-INS | $20,000 |
Standard Fire Insurance Company | Travelers | insurance violation | 2019 | TX-INS | $20,000 |
FIDELITY & GUARANTY LIFE INSURANCE | Fidelity National Financial | insurance violation | 2003 | VA-INS | $20,000 |
BRISTOL WEST INSURANCE COMPANY | Zurich Insurance | insurance violation | 2006 | VA-INS | $20,000 |
ESURANCE INSURANCE COMPANY | Allstate | insurance violation | 2009 | VA-INS | $20,000 |
LINCOLN FINANCIAL SECURITIES | Lincoln National | investor protection violation | 2018 | VA-SEC | $20,000 |
Liberty Mutual Insurance | Liberty Mutual Insurance | insurance violation | 2017 | VT-FIN | $20,000 |
American Family Mutual Insurance Company S.I. | American Family Insurance | insurance violation | 2011 | WA-INS | $20,000 |
Arch Insurance Company | Arch Capital | insurance violation | 2011 | WA-INS | $20,000 |
Transamerica Casualty Insurance Company | Aegon | insurance violation | 2014 | WA-INS | $20,000 |
Unitrin Auto And Home Insurance Company | Kemper | insurance violation | 2014 | WA-INS | $20,000 |
Hartford Accident & Indemnity Company et al. | Hartford Financial Services | insurance violation | 2015 | WA-INS | $20,000 |
Jackson National Life Insurance Company | Jackson Financial | insurance violation | 2016 | WA-INS | $20,000 |
Unitrin Auto And Home Insurance Company | Kemper | insurance violation | 2016 | WA-INS | $20,000 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2016 | WA-INS | $20,000 |
Hartford Insurance Company The Midwest | Hartford Financial Services | insurance violation | 2018 | WA-INS | $20,000 |
Amica Mutual Insurance Company | Amica Mutual Insurance | insurance violation | 2018 | WA-INS | $20,000 |
National Casualty Company | Nationwide | insurance violation | 2019 | WA-INS | $20,000 |
State Farm Fire & Casualty Company | State Farm Insurance | insurance violation | 2019 | WA-INS | $20,000 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | insurance violation | 2020 | WA-INS | $20,000 |
St. Paul Fire & Marine Insurance Co. | Travelers | insurance violation | 2005 | WI-INS | $20,000 |
Conseco Health Insurance Co. | CNO Financial | insurance violation | 2009 | WI-INS | $20,000 |
Old Republic National Title Insurance Co. | Old Republic International | insurance violation | 2020 | CT-INS | $20,000 |
Praetorian Insurance Company | QBE Insurance | insurance violation | 2020 | NY-DFS | $20,000 |
Property and Casualty Insurance Co. of Hartford | Hartford Financial Services | insurance violation | 2020 | TX-INS | $20,000 |
National Union Fire Insurance Company of Pittsburgh, PA. et al. | American International Group | insurance violation | 2020 | WA-INS | $20,000 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | insurance violation | 2020 | DE-INS | $20,000 |
Allied Property & Casualty Insurance Company et al. | Nationwide | insurance violation | 2020 | VA-INS | $20,000 |
SYNAGRO CTL LLC | Goldman Sachs | environmental violation | 2004 | PA-ENV | $20,000 |
Vitol | Vitol | environmental violation | 2005 | CA-ARB | $20,000 |
PayPal, Inc. dba Venmo | PayPal Holdings | consumer protection violation | 2020 | MN-FIN | $20,000 |
Prudential Securities Incorporated | Wells Fargo | investor protection violation | 2001 | FINRA | $20,000 |
E-TRADE Securities, Inc. | Morgan Stanley | investor protection violation | 2000 | FINRA | $20,000 |
E-TRADE Securities, Inc. | Morgan Stanley | investor protection violation | 2000 | FINRA | $20,000 |
Ameritas Investment Corp. | Ameritas Mutual Holding Company | investor protection violation | 2021 | SD-SEC | $20,000 |
ALLIED PROPERTY AND CASUALTY INSURANCE COMPANY ET AL. | Nationwide | insurance violation | 2021 | WA-INS | $20,000 |
Sagamore Insurance Co. | Progressive | insurance violation | 2021 | TX-INS | $20,000 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2021 | OR-FIN | $20,000 |
Farmers Insurance Company of Washington et al. | Zurich Insurance | insurance violation | 2021 | WA-INS | $20,000 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2021 | WA-INS | $20,000 |
American Memorial Life Insurance Company | Assurant | insurance violation | 2021 | WA-INS | $20,000 |
Union Security Life Insurance Company of New York | Assurant | insurance violation | 2021 | NY-DFS | $20,000 |
National Integrity Life Insurance Company | Western & Southern Financial Group | insurance violation | 2020 | NY-DFS | $20,000 |
El Paso Electric Company | JPMorgan Chase | utility service violation | 2018 | TX-PUC | $20,000 |
National Casualty Company | Nationwide | insurance violation | 2022 | RI-FIN | $20,000 |
Arch Insurance Company | Arch Capital | insurance violation | 2022 | TX-INS | $20,000 |
Travelers Indemnity Company et al. | Travelers | insurance violation | 2022 | WA-INS | $20,000 |
Liberty Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2022 | TX-INS | $20,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2022 | OR-FIN | $20,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2022 | TX-INS | $20,000 |
Hartford Casualty Insurance Company | Hartford Financial Services | insurance violation | 2022 | TX-INS | $20,000 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2023 | AK-INS | $20,000 |
Foremost Insurance Company Grand Rapids, Michigan | Zurich Insurance | insurance violation | 2022 | CT-INS | $20,000 |
Western & Southern Life | Western & Southern Financial Group | wage and hour violation | 2021 | MI-LEO | $20,000 |
IFCO SYSTEMS N.A., INC. | Triton Investments Advisers | workplace safety or health violation | 2006 | OSHA | $20,000 |
ANDERSON LA | Chatham Asset Management | workplace safety or health violation | 2014 | OSHA | $19,875 |
Deutsche Bank Trust Company Americas | Deutsche Bank | economic sanction violation | 2013 | OFAC | $19,800 |
Progressive Casualty Insurance Co. et al. | Progressive | insurance violation | 2004 | KS-INS | $19,800 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2018 | TX-INS | $19,800 |
United American Insurance Company | Globe Life Inc. | wage and hour violation | 2012 | WHD | $19,791 |
Transamerica Premier Life Insurance Co. | Aegon | insurance violation | 2018 | MA-AG | $19,647 |
GRANITE STATE INSURANCE CO. | American International Group | insurance violation | 2012 | VA-INS | $19,560 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2010 | KY-FIN | $19,500 |
New Hampshire Insurance Company | American International Group | insurance violation | 2015 | TX-INS | $19,500 |
Liberty Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2018 | TX-INS | $19,500 |
Ace American Insurance Co. | Chubb Limited | insurance violation | 2020 | TX-INS | $19,500 |