Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$325,206,110,617
Number of Records: 
5,976
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,700,046,034213
JPMorgan Chase$34,530,243,993154
Citigroup$25,045,655,764120
Wells Fargo$21,199,943,231179
Deutsche Bank$18,156,533,87859
UBS$16,792,800,91083
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98740
BNP Paribas$12,132,582,95017
Credit Suisse$10,409,957,62631


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Key Bank National Association KeyCorp wage and hour violation 2008 WHD $12,691
Merrill Lynch & Co., Inc. Bank of America wage and hour violation 2008 WHD $516,924
Bank of America Bank of America wage and hour violation 2008 WHD $6,209
Equitable Life & Casualty Insurance Company AXA wage and hour violation 2008 WHD $19,445
Mastercard International, Inc MasterCard wage and hour violation 2008 WHD $5,777
U.S. Central Federal Credit Union U.S. Central Federal Credit Union wage and hour violation 2008 WHD $111,319
General Revenue Corporation Navient wage and hour violation 2007 WHD $13,854
Fifth Third Bancorp Fifth Third Bancorp wage and hour violation 2007 WHD $9,038
UBS Financial Services, Inc. UBS wage and hour violation 2007 WHD $27,152
Lehman Brothers, Inc. Lehman Brothers wage and hour violation 2007 WHD $17,557
Trafigura AG Trafigura wage and hour violation 2007 WHD $11,839
HSBC HSBC wage and hour violation 2007 WHD $16,545
Banco Bilbao Vizcaya Puerto Rico Banco Bilbao Vizcaya Argentaria wage and hour violation 2006 WHD $31,571
U.S. Bancorp U.S. Bancorp wage and hour violation 2006 WHD $140,788
The First American Title Company First American Financial wage and hour violation 2006 WHD $72,363
TIAA - CREF TIAA wage and hour violation 2006 WHD $468,336
HSBC North America Inc HSBC wage and hour violation 2006 WHD $5,357
HSBC North America Inc. HSBC wage and hour violation 2006 WHD $11,489
HSBC North America Inc. HSBC wage and hour violation 2006 WHD $12,685
HSBC North America Inc. HSBC wage and hour violation 2006 WHD $8,273
AXA Equitable Life Insurance Company AXA wage and hour violation 2006 WHD $29,534
HSBC Bank HSBC wage and hour violation 2006 WHD $7,599
Bank of America Corporation Bank of America wage and hour violation 2006 WHD $265,774
Mercer HR Services, LLC Marsh & McLennan wage and hour violation 2006 WHD $49,474
SunTrust Bank, Inc. Truist Financial wage and hour violation 2006 WHD $350,875
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2006 WHD $14,479
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2006 WHD $1,800,282
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2006 WHD $30,928
Austin Mutual Insurance Company American Family Insurance wage and hour violation 2006 WHD $16,245
Merrill Lynch, Pierce, Fenner & Smith, Inc. Bank of America wage and hour violation 2006 WHD $7,060
Atlantic Credit and Finance, Inc. Encore Capital Group wage and hour violation 2006 WHD $9,422
Brothers Property Corporation American Financial Group wage and hour violation 2006 WHD $29,273
Huntington National Bank Huntington Bancshares wage and hour violation 2005 WHD $51,259
J P Morgan Chase Bank JPMorgan Chase wage and hour violation 2005 WHD $6,688
Nationwide Mutual Insurance Company Nationwide wage and hour violation 2005 WHD $16,185
Ace Cash Express, Inc. ACE Cash Express wage and hour violation 2005 WHD $12,796
Nationwide Credit, Inc. Altisource Portfolio Solutions wage and hour violation 2005 WHD $68,433
Scott Danahy Naylon Co. Inc. Financial Institutions Inc. wage and hour violation 2005 WHD $5,495
Compass Bank Banco Bilbao Vizcaya Argentaria wage and hour violation 2005 WHD $810,122
Compass Bank Banco Bilbao Vizcaya Argentaria wage and hour violation 2005 WHD $5,105
Fidelity National Financial, Inc. Fidelity National Financial wage and hour violation 2005 WHD $778,391
Bank of America Bank of America wage and hour violation 2005 WHD $12,824
Washington Mutual, Inc. JPMorgan Chase wage and hour violation 2005 WHD $404,982
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2005 WHD $9,830
TIAA TIAA wage and hour violation 2005 WHD $327,168
The First American Title Insurance, Co. First American Financial wage and hour violation 2005 WHD $24,067
TD Waterhouse Investor Services, Inc. Toronto-Dominion Bank wage and hour violation 2005 WHD $55,208
Goodrich Aviation Technical Services, Inc. Macquarie wage and hour violation 2005 WHD $47,369
Doral Mortgage Corp. Doral Financial wage and hour violation 2004 WHD $21,680
National City Mortgage, Co. PNC Financial Services wage and hour violation 2004 WHD $6,150
First Horizon National Corporation First Horizon National wage and hour violation 2004 WHD $9,344
Ace America's Cash Express, Inc. ACE Cash Express wage and hour violation 2004 WHD $26,295
Wells Fargo Bank, National Association Wells Fargo wage and hour violation 2004 WHD $228,209
Bank of America Corporation Bank of America wage and hour violation 2004 WHD $5,972
AON Consulting Corporation Inc Aon wage and hour violation 2004 WHD $47,131
JPMorgan Chase Bank JPMorgan Chase wage and hour violation 2004 WHD $19,373
Santander Mortage Corporation Banco Santander wage and hour violation 2004 WHD $62,895
Countrywide Financial Corporation Bank of America wage and hour violation 2004 WHD $54,453
Sentry Insurance a Mutual Company Sentry Insurance wage and hour violation 2004 WHD $46,524
Fidelity National Financial, Inc Fidelity National Financial wage and hour violation 2004 WHD $7,945
Allied Home Mortgage Americus Mortgage wage and hour violation 2004 WHD $14,037
Banco Popular North America, Inc. Popular Inc. wage and hour violation 2004 WHD $17,363
Wachovia Bank Wells Fargo wage and hour violation 2004 WHD $5,798,744
Household International HSBC wage and hour violation 2003 WHD $54,328
Bear Stearns Companies Inc. JPMorgan Chase wage and hour violation 2003 WHD $358,974
Conseco Finance Servicing Corp. CNO Financial wage and hour violation 2002 WHD $145,512
Mortgage One Corporation HSBC wage and hour violation 2000 WHD $18,912
Farmer's Insurance Zurich Insurance wage and hour violation 2011 WHD $1,520,705
National City Mortgage Co. PNC Financial Services wage and hour violation 2007 CA-LCO $76,000
Ace America's Cash Express ACE Cash Express wage and hour violation 2004 CA-LCO $75,000
H & R Block H&R Block wage and hour violation 2003 CA-LCO $12,000
GUARANTEED RATE INC Guaranteed Rate Inc. wage and hour violation 2015 IL-DOL $7,291
US BANK U.S. Bancorp wage and hour violation 2014 IL-DOL $131,922
Umpqua Bank Umpqua Holdings wage and hour violation 2015 WA-DLI $15,350
Vantiv LLC Worldpay wage and hour violation 2014 WA-DLI $34,780
UNUM Unum wage and hour violation 2011 WA-DLI $15,070
Taylor, Bean & Whitaker Corp. Taylor, Bean & Whitaker wage and hour violation 2009 WA-DLI $11,268
Ameritas Life Insurance Corp Ameritas Mutual Holding Company wage and hour violation 2017 WHD $9,019
JPMorgan Chase JPMorgan Chase wage and hour violation 2018 private lawsuit-federal $3,000,000
Wells Fargo Wells Fargo wage and hour violation 2018 private lawsuit-state $27,500,000
JPMorgan Chase JPMorgan Chase wage and hour violation 2018 private lawsuit-federal $8,333,333
BB&T Truist Financial wage and hour violation 2018 private lawsuit-federal $72,336
Wells Fargo Wells Fargo wage and hour violation 2017 private lawsuit-state $13,000,000
Progressive Progressive wage and hour violation 2017 private lawsuit-federal $46,000
Prudential Financial Prudential Financial wage and hour violation 2017 private lawsuit-federal $12,500,000
Bank of America Bank of America wage and hour violation 2017 private lawsuit-federal $6,000,000
Wells Fargo Advisors Wells Fargo wage and hour violation 2017 private lawsuit-federal $3,500,000
U.S. Bancorp U.S. Bancorp wage and hour violation 2017 private lawsuit-federal $7,000,000
JPMorgan Chase JPMorgan Chase wage and hour violation 2017 private lawsuit-federal $16,666,667
Ditech Financial LLC Ditech Holding Corporation wage and hour violation 2017 private lawsuit-federal $1,383,000
Farmers Insurance Exchange Farmers Insurance Exchange wage and hour violation 2017 private lawsuit-federal $775,000
Citigroup Citigroup wage and hour violation 2017 private lawsuit-federal $1,080,000
Regions Financial Regions Financial wage and hour violation 2017 private lawsuit-federal $620,634
Fifth Third Bank Fifth Third Bancorp wage and hour violation 2017 private lawsuit-federal $1,111,388
Wells Fargo Wells Fargo wage and hour violation 2017 private lawsuit-federal $685,000
PNC Bank PNC Financial Services wage and hour violation 2017 private lawsuit-federal $16,000,000
JPMorgan Chase JPMorgan Chase wage and hour violation 2017 private lawsuit-federal $5,707,279
U.S. Bancorp U.S. Bancorp wage and hour violation 2017 private lawsuit-federal $1,150,000
Allstate Insurance Allstate wage and hour violation 2017 private lawsuit-state $2,000,000
Wells Fargo Wells Fargo wage and hour violation 2017 private lawsuit-federal $3,900,000
Bank of America Bank of America wage and hour violation 2017 private lawsuit-federal $7,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)