Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Agency Summary Page

Agency Name: Multistate Attorneys General Case
Penalty Total since 2000: $166,517,658,344
Number of Records: 754
Note: The penalty total above and the parent totals below include some cases in which both a state and a federal agency were involved and issued separate announcements of the outcome. The individual penalty records below marked by an asterisk are ones for which Violation Tracker contains a separate federal entry.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$26,114,848,40810
UBS$11,593,380,0006
Citigroup$8,235,591,5777
McKesson$8,152,000,0002
AmerisourceBergen$6,623,275,0003
Cardinal Health$6,489,000,0001
JPMorgan Chase$6,238,338,66111
Johnson & Johnson$6,079,941,5169
Walgreens Boots Alliance$5,800,210,0007
CVS Health$5,215,960,16615

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearPenalty Amount
Bank of AmericaBank of Americafinancial servicesmortgage abuses2012(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,382,415,075
Bank of AmericaBank of Americafinancial servicesprice-fixing or anti-competitive practices2010(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $67,000,000
Bank of America CorporationBank of Americafinancial servicesmortgage abuses2014(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $943,000,000
Bank of New York Mellon Corp.Bank of New York Mellonfinancial servicesinvestor protection violation2011$1,300,000
Barclays Bank PLCBarclaysfinancial servicesprice-fixing or anti-competitive practices2016$100,000,000
BB&T Leasing CorporationTruist Financialfinancial servicesconsumer protection violation2006$6,000,000
Bear Stearns & Co. LLCJPMorgan Chasefinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000
Chase BankJPMorgan Chasefinancial servicesconsumer protection violation2006$3,850,000
Chase Bank USA N.A.JPMorgan Chasefinancial servicesconsumer protection violation2015(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $106,000,000
ChubbChubb Limitedfinancial servicesprice-fixing or anti-competitive practices2006$17,000,000
CIT Group/Equipment Financing, Inc.First Citizens BancSharesfinancial servicesconsumer protection violation2005$10,000,000
CitibankCitigroupfinancial servicesconsumer protection violation2002$1,600,000
CitibankCitigroupfinancial servicesprice-fixing or anti-competitive practices2018$100,000,000
CitigroupCitigroupfinancial servicesmortgage abuses2012(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $413,041,577
Citigroup Global Markets, Inc. and Citi Smith BarneyCitigroupfinancial servicesinvestor protection violation2008$7,100,000,000
Citigroup Inc.Citigroupfinancial servicestoxic securities abuses2014(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $291,750,000
Countrywide Financial CorporationBank of Americafinancial servicesmortgage abuses2010$3,004,100,000
Countrywide Home LoansBank of Americafinancial servicesmortgage abuses2008$8,680,000,000
Credit Suisse First Boston Corp.UBSfinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $200,000,000
De Lage Landen Financial Services, Inc.Rabobankfinancial servicesconsumer protection violation2005$872,000
Deutsche BankDeutsche Bankfinancial servicesprice-fixing or anti-competitive practices2017$220,000,000
Deutsche BankDeutsche Bankfinancial servicesinvestor protection violation2002$80,000,000
Deutsche Bank Securities, Inc. and Deutsche Bank AGDeutsche Bankfinancial servicesinvestor protection violation2008$3,348,333,333
E*TradeMorgan Stanleyfinancial servicesprice-fixing or anti-competitive practices2012$100,000
Encore Capital Group Inc.Encore Capital Groupfinancial servicesconsumer protection violation2018$6,000,000
First USAJPMorgan Chasefinancial servicesconsumer protection violation2002$1,300,000
Genworth Life Insurance Co.Genworth Financialfinancial servicesinsurance violation2014$1,900,000
Goldman SachsGoldman Sachsfinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $110,000,000
Goldman SachsGoldman Sachsfinancial servicestoxic securities abuses2016(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $225,000,000
Goldman Sachs Group, Inc.Goldman Sachsfinancial servicesinvestor protection violation2008$3,355,833,333
Great American LifeMassachusetts Mutual Life Insurancefinancial servicesinsurance violation2016$400,000
Guardian LifeGuardian Life Insurancefinancial servicesinsurance violation2015$2,000,000
H&R BlockH&R Blockfinancial servicesconsumer protection violation2003$3,300,000
Hartford Fire and Casualty GroupHartford Financial Servicesfinancial servicesinsurance violation2016$2,100,000
Hartford Financial Services Group, Inc.Hartford Financial Servicesfinancial servicesprice-fixing or anti-competitive practices2007$115,000,000
Household Finance Corp.HSBCfinancial servicesmortgage abuses2002$484,000,000
HSBCHSBCfinancial servicesmortgage abuses2016(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $59,500,000
INGVoya Financialfinancial servicesinvestor protection violation2006$33,000,000
ING Life Insurance and Annuity CompanyVoya Financialfinancial servicesinsurance violation2013$10,700,000
Invesco Funds GroupInvescofinancial servicesinvestor protection violation2004(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $325,000,000
J.P. Morgan Chase & Co.JPMorgan Chasefinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000
Jackson National Life Insurance Co.Jackson Financialfinancial servicesinsurance violation2015$2,500,000
Janus Capital ManagementJanus Hendersonfinancial servicesinvestor protection violation2004$225,000,000
John Hancock Life Insurance Co.Manulife Financialfinancial servicesinsurance violation2011$3,000,000
JP Morgan Chase & Co.JPMorgan Chasefinancial servicesinvestor protection violation2008$3,525,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicesinvestor protection violation2015$150,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicesmortgage abuses2012(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661
JPMorgan ChaseJPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2011(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicestoxic securities abuses2013(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,066,000,000
Lincoln National Life Insurance CompanyLincoln Nationalfinancial servicesinsurance violation2013$12,600,000
LPL Financial LLCLPL Financialfinancial servicesconsumer protection violation2015$2,000,000
LPL Financial LLCLPL Financialfinancial servicesinvestor protection violation2019$25,848,000
Marsh & McLennan Companies, Inc.Marsh & McLennanfinancial servicesprice-fixing or anti-competitive practices2005$850,000,000
Marsh and McLennanMarsh & McLennanfinancial servicesinvestor protection violation2009$400,000,000
Marsh and McLennanMarsh & McLennanfinancial servicesprice-fixing or anti-competitive practices2009$7,000,000
Merrill Lynch & Co.Bank of Americafinancial servicesinvestor protection violation2008$3,458,333,333
Merrill Lynch & Co. Inc.Bank of Americafinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000
MetLifeMetLifefinancial servicesinsurance violation2012$40,000,000
Morgan StanleyMorgan Stanleyfinancial servicesinvestor protection violation2008$3,535,000,000
Morgan StanleyMorgan Stanleyfinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000
National City Commercial Capital Company LLCPNC Financial Servicesfinancial servicesconsumer protection violation2008$7,200,000
Nationwide Mutual Insurance CompanyNationwidefinancial servicesinsurance violation2012$7,200,000
Nationwide Mutual Insurance CompanyNationwidefinancial servicesprivacy violation2017$5,500,000
New York Life Insurance CompanyNew York Life Insurancefinancial servicesinsurance violation2013$15,000,000
Ocwen Financial ServicesOcwen Financialfinancial servicesmortgage abuses2013(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $127,300,000
Oppenheimer & Co. Inc.Oppenheimer Holdingsfinancial servicesinvestor protection violation2010$31,000,000
Pacific LifePacific Lifefinancial servicesinsurance violation2015$2,450,000
PayPal, Inc.PayPal Holdingsfinancial servicesconsumer protection violation2006$1,700,000
PHH Mortgage Corp.Ocwen Financialfinancial servicesmortgage abuses2018$45,000,000
Prudential Equity GroupPrudential Financialfinancial servicesinvestor protection violation2006(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $270,000,000
Prudential Insurance Company of AmericaPrudential Financialfinancial servicesinsurance violation2012$17,000,000
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2008$859,800,000
Salomon Smith Barney Inc.Morgan Stanleyfinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $400,000,000
Societe GeneraleSociete Generalefinancial servicesprice-fixing or anti-competitive practices2016$26,750,000
St. Paul TravelersTravelersfinancial servicesprice-fixing or anti-competitive practices2006$77,000,000
Standard Insurance CompanyMeiji Yasuda Life Insurancefinancial servicesinsurance violation2016$277,000
State Farm Life Insurance Co.State Farm Insurancefinancial servicesinsurance violation2017$250,000
State Farm Mutual Insurance CompanyState Farm Insurancefinancial servicesconsumer protection violation2005$41,000,000
Strong Capital Management Co.Wells Fargofinancial servicesinvestor protection violation2004(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $115,000,000
Student Loan Xpress, Inc.First Citizens BancSharesfinancial servicesconsumer protection violation2009$112,825,000
Sun Life Insurance CompanySun Life Financialfinancial servicesinsurance violation2014$3,200,000
SunTrust Mortgage Inc.Truist Financialfinancial servicesmortgage abuses2014(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $40,000,000
TD Ameritrade, Inc.Charles Schwab Corp.financial servicesinvestor protection violation2009$456,000,000
TD Bank, N.A.Toronto-Dominion Bankfinancial servicesprivacy violation2014$850,000
The Hartford Financial Services GroupHartford Financial Servicesfinancial servicesinvestor protection violation2006$20,000,000
Transamerica Insurance Co.Aegonfinancial servicesinsurance violation2013$11,200,000
TravelersCompanies, Inc.Travelersfinancial servicesprice-fixing or anti-competitive practices2007$6,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018$68,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2011(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $90,800,000
UBS Financial Services, IncUBSfinancial servicesinvestor protection violation2013$4,580,000
UBS Securities LLC and UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2008$11,150,000,000
UBS Warburg LLCUBSfinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000
UnumProvident CorporationUnumfinancial servicesconsumer protection violation2004$15,000,000
US BankU.S. Bancorpfinancial servicesprivacy violation2000$2,000,000
Wachovia Bank N.A.Wells Fargofinancial servicesprice-fixing or anti-competitive practices2011(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $58,750,000
Wachovia Capital Markets LLCWells Fargofinancial servicesinvestor protection violation2006$25,000,000
Wachovia SecuritiesWells Fargofinancial servicesinvestor protection violation2008$60,000,000
Wells FargoWells Fargofinancial servicesconsumer protection violation2010$23,700,000
Wells FargoWells Fargofinancial servicesmortgage abuses2012(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,005,233,716
Wells Fargo Bank N.A.Wells Fargofinancial servicesbanking violation2018$575,000,000
Wells Fargo Financial Leasing, Inc.Wells Fargofinancial servicesconsumer protection violation2005$10,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.