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Violation Tracker Agency Summary Page

Agency Name: Multistate Attorneys General Case
Penalty Total since 2000: $166,517,658,344
Number of Records: 754
Note: The penalty total above and the parent totals below include some cases in which both a state and a federal agency were involved and issued separate announcements of the outcome. The individual penalty records below marked by an asterisk are ones for which Violation Tracker contains a separate federal entry.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$26,114,848,40810
UBS$11,593,380,0006
Citigroup$8,235,591,5777
McKesson$8,152,000,0002
AmerisourceBergen$6,623,275,0003
Cardinal Health$6,489,000,0001
JPMorgan Chase$6,238,338,66111
Johnson & Johnson$6,079,941,5169
Walgreens Boots Alliance$5,800,210,0007
CVS Health$5,215,960,16615

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent Industry sort iconPrimary Offense TypeYearPenalty Amount
Jackson National Life Insurance Co.Jackson Financialfinancial servicesinsurance violation2015$2,500,000
Janus Capital ManagementJanus Hendersonfinancial servicesinvestor protection violation2004$225,000,000
John Hancock Life Insurance Co.Manulife Financialfinancial servicesinsurance violation2011$3,000,000
JP Morgan Chase & Co.JPMorgan Chasefinancial servicesinvestor protection violation2008$3,525,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicesinvestor protection violation2015$150,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicesmortgage abuses2012(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661
JPMorgan ChaseJPMorgan Chasefinancial servicesprice-fixing or anti-competitive practices2011(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicestoxic securities abuses2013(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,066,000,000
Lincoln National Life Insurance CompanyLincoln Nationalfinancial servicesinsurance violation2013$12,600,000
LPL Financial LLCLPL Financialfinancial servicesconsumer protection violation2015$2,000,000
LPL Financial LLCLPL Financialfinancial servicesinvestor protection violation2019$25,848,000
Marsh & McLennan Companies, Inc.Marsh & McLennanfinancial servicesprice-fixing or anti-competitive practices2005$850,000,000
Marsh and McLennanMarsh & McLennanfinancial servicesinvestor protection violation2009$400,000,000
Marsh and McLennanMarsh & McLennanfinancial servicesprice-fixing or anti-competitive practices2009$7,000,000
Merrill Lynch & Co.Bank of Americafinancial servicesinvestor protection violation2008$3,458,333,333
Merrill Lynch & Co. Inc.Bank of Americafinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000
MetLifeMetLifefinancial servicesinsurance violation2012$40,000,000
Morgan StanleyMorgan Stanleyfinancial servicesinvestor protection violation2008$3,535,000,000
Morgan StanleyMorgan Stanleyfinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000
National City Commercial Capital Company LLCPNC Financial Servicesfinancial servicesconsumer protection violation2008$7,200,000
Nationwide Mutual Insurance CompanyNationwidefinancial servicesinsurance violation2012$7,200,000
Nationwide Mutual Insurance CompanyNationwidefinancial servicesprivacy violation2017$5,500,000
New York Life Insurance CompanyNew York Life Insurancefinancial servicesinsurance violation2013$15,000,000
Ocwen Financial ServicesOcwen Financialfinancial servicesmortgage abuses2013(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $127,300,000
Oppenheimer & Co. Inc.Oppenheimer Holdingsfinancial servicesinvestor protection violation2010$31,000,000
Pacific LifePacific Lifefinancial servicesinsurance violation2015$2,450,000
PayPal, Inc.PayPal Holdingsfinancial servicesconsumer protection violation2006$1,700,000
PHH Mortgage Corp.Ocwen Financialfinancial servicesmortgage abuses2018$45,000,000
Prudential Equity GroupPrudential Financialfinancial servicesinvestor protection violation2006(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $270,000,000
Prudential Insurance Company of AmericaPrudential Financialfinancial servicesinsurance violation2012$17,000,000
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2008$859,800,000
Salomon Smith Barney Inc.Morgan Stanleyfinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $400,000,000
Societe GeneraleSociete Generalefinancial servicesprice-fixing or anti-competitive practices2016$26,750,000
St. Paul TravelersTravelersfinancial servicesprice-fixing or anti-competitive practices2006$77,000,000
Standard Insurance CompanyMeiji Yasuda Life Insurancefinancial servicesinsurance violation2016$277,000
State Farm Life Insurance Co.State Farm Insurancefinancial servicesinsurance violation2017$250,000
State Farm Mutual Insurance CompanyState Farm Insurancefinancial servicesconsumer protection violation2005$41,000,000
Strong Capital Management Co.Wells Fargofinancial servicesinvestor protection violation2004(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $115,000,000
Student Loan Xpress, Inc.First Citizens BancSharesfinancial servicesconsumer protection violation2009$112,825,000
Sun Life Insurance CompanySun Life Financialfinancial servicesinsurance violation2014$3,200,000
SunTrust Mortgage Inc.Truist Financialfinancial servicesmortgage abuses2014(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $40,000,000
TD Ameritrade, Inc.Charles Schwab Corp.financial servicesinvestor protection violation2009$456,000,000
TD Bank, N.A.Toronto-Dominion Bankfinancial servicesprivacy violation2014$850,000
The Hartford Financial Services GroupHartford Financial Servicesfinancial servicesinvestor protection violation2006$20,000,000
Transamerica Insurance Co.Aegonfinancial servicesinsurance violation2013$11,200,000
TravelersCompanies, Inc.Travelersfinancial servicesprice-fixing or anti-competitive practices2007$6,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2018$68,000,000
UBS AGUBSfinancial servicesprice-fixing or anti-competitive practices2011(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $90,800,000
UBS Financial Services, IncUBSfinancial servicesinvestor protection violation2013$4,580,000
UBS Securities LLC and UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2008$11,150,000,000
UBS Warburg LLCUBSfinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000
UnumProvident CorporationUnumfinancial servicesconsumer protection violation2004$15,000,000
US BankU.S. Bancorpfinancial servicesprivacy violation2000$2,000,000
Wachovia Bank N.A.Wells Fargofinancial servicesprice-fixing or anti-competitive practices2011(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $58,750,000
Wachovia Capital Markets LLCWells Fargofinancial servicesinvestor protection violation2006$25,000,000
Wachovia SecuritiesWells Fargofinancial servicesinvestor protection violation2008$60,000,000
Wells FargoWells Fargofinancial servicesconsumer protection violation2010$23,700,000
Wells FargoWells Fargofinancial servicesmortgage abuses2012(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,005,233,716
Wells Fargo Bank N.A.Wells Fargofinancial servicesbanking violation2018$575,000,000
Wells Fargo Financial Leasing, Inc.Wells Fargofinancial servicesconsumer protection violation2005$10,000,000
Western Union Co.Western Unionfinancial servicesconsumer protection violation2017$5,000,000
Western Union Financial ServicesWestern Unionfinancial servicesconsumer protection violation2005$8,529,000
Western Union Financial Services, Inc.Western Unionfinancial servicesanti-money-laundering deficiencies2010$94,000,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesprice-fixing or anti-competitive practices2006$171,700,000
Santander Consumer USA Inc.Banco Santanderfinancial servicesconsumer protection violation2020$550,000,000
Nationstar Mortgage dba Mr. CooperMr. Cooper Groupfinancial servicesconsumer protection violation2020(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $86,300,000
CitibankCitigroupfinancial servicesconsumer protection violation2021$4,200,000
Rocket Mortgage, LLC fka Quicken Loans, LLCRocket Companies Inc.financial servicesconsumer protection violation2021$500,000
NavientNavientfinancial servicesconsumer protection violation2022$1,850,000,000
Morgan Stanley Smith Barney LLCMorgan Stanleyfinancial servicesprivacy violation2023$6,500,000
Dannon Company, Inc.Danonefood productsconsumer protection violation2010$21,000,000
Mahard Egg Farm Inc.Cal-Maine Foodsfood productswater pollution violation2011(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,900,000
NestleNestlefood productsconsumer protection violation2009$325,000
United Parcel ServiceUnited Parcel Servicefreight and logisticsFalse Claims Act and related2015$4,000,000
Accredo Health GroupCignahealthcare servicesFalse Claims Act and related2015(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $14,939,401
BioScrip, Inc.Option Care Healthhealthcare servicesFalse Claims Act and related2012$5,000,000
BioScrip, Inc.Option Care Healthhealthcare serviceskickbacks and bribery2014(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,310,000
Community Health SystemsCommunity Health Systemshealthcare servicesFalse Claims Act and related2000(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $31,000,000
Covenant Hospice Inc.Covenant Hospice, Inc.healthcare servicesFalse Claims Act and related2015(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $552,255
DaVita Healthcare PartnersUnitedHealth Grouphealthcare serviceskickbacks and bribery2015$22,356,143
DaVita Rx LLCDaVita Inc.healthcare servicesFalse Claims Act and related2017(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,200,000
Emeritus Corporation, dba Emeritus Senior LivingBrookdale Senior Livinghealthcare servicesFalse Claims Act and related2016(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $391,600
Express Scripts Inc.Cignahealthcare servicesconsumer protection violation2008$9,500,000
Fresenius Medical Care North AmericaFresenius Medical Carehealthcare servicesFalse Claims Act and related2000(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $7,600,000
HCA Inc.HCA Healthcarehealthcare servicesFalse Claims Act and related2003$17,500,000
HCA-The Healthcare CompanyHCA Healthcarehealthcare servicesFalse Claims Act and related2000(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $13,600,000
Health Management Associates, LLCCommunity Health Systemshealthcare servicesFalse Claims Act and related2018(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $706,084
Mariner Health Care, Inc. and Sava Senior Care Administrative Services, LLCNational Senior Care Inc.healthcare servicesFalse Claims Act and related2011(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $6,160,000
Medco Health Solutions, Inc.Cignahealthcare servicesconsumer protection violation2004$29,100,000
Millennium HealthMillennium Healthhealthcare servicesFalse Claims Act and related2015(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $38,600,000
Natera, Inc.Natera Inc.healthcare servicesFalse Claims Act and related2018(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $756,183
Premera Blue CrossPremera Blue Crosshealthcare servicesprivacy violation2019$10,000,000
Quest Diagnostics Inc.Quest Diagnosticshealthcare servicesFalse Claims Act and related2009$12,400,000
Tenet Healthcare CorporationTenet Healthcarehealthcare servicesFalse Claims Act and related2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $820,000
Tenet Healthcare CorporationTenet Healthcarehealthcare serviceskickbacks and bribery2016(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $123,772,464
WellCare Health Plans Inc.Centenehealthcare servicesFalse Claims Act and related2012(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $137,500,000
WellCare Health Plans Inc.Centenehealthcare servicesinvestor protection violation2010$200,000,000
Logan Laboratories Inc. and Tampa Pain Relief Centers Inc.Surgery Partners Inc.healthcare servicesFalse Claims Act and related2020$535,449
UHS, Inc and UHS of Delaware, Inc.Universal Health Services Inc.healthcare servicesFalse Claims Act and related2020(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $117,000,000
Community Health Systems, Inc.Community Health Systemshealthcare servicesprivacy violation2020$5,000,000
Anthem Inc.Elevance Healthhealthcare servicesprivacy violation2020$39,500,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.