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Violation Tracker Agency Summary Page

Agency Name: Multistate Attorneys General Case
Penalty Total since 2000: $166,517,658,344
Number of Records: 754
Note: The penalty total above and the parent totals below include some cases in which both a state and a federal agency were involved and issued separate announcements of the outcome. The individual penalty records below marked by an asterisk are ones for which Violation Tracker contains a separate federal entry.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$26,114,848,40810
UBS$11,593,380,0006
Citigroup$8,235,591,5777
McKesson$8,152,000,0002
AmerisourceBergen$6,623,275,0003
Cardinal Health$6,489,000,0001
JPMorgan Chase$6,238,338,66111
Johnson & Johnson$6,079,941,5169
Walgreens Boots Alliance$5,800,210,0007
CVS Health$5,215,960,16615

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearPenalty Amount
Omnicare Inc.CVS Healthretailingkickbacks and bribery2016(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $28,125,000
Pfizer, Inc.Pfizerpharmaceuticalskickbacks and bribery2009(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $331,485,170
PharMerica Corp.KKR & Co.private equity (including portfolio companies)kickbacks and bribery2015(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,500,000
Salix Pharmaceuticals Inc.Bausch Healthpharmaceuticalskickbacks and bribery2016(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $7,470,000
Sanofi US Services, Inc.Sanofipharmaceuticalskickbacks and bribery2013$617,000
Schering-Plough CorporationMerckpharmaceuticalskickbacks and bribery2004(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $292,969,482
Tenet Healthcare CorporationTenet Healthcarehealthcare serviceskickbacks and bribery2016(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $123,772,464
U.S. Bioservices CorporationAmerisourceBergenwholesalerskickbacks and bribery2017(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $13,400,000
Victory Pharma kickbacks and bribery2013$12,200,000
Practice Fusion, Inc.Allscripts Healthcare Solutionsinformation technologykickbacks and bribery2020(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $118,600,000
ResMed Corp.ResMed Inc.medical equipment and supplieskickbacks and bribery2020(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,470,000
Novartis Pharmaceuticals Corp.Novartispharmaceuticalskickbacks and bribery2020$103,000,000
Pacira Pharmaceuticals, Inc.Pacira BioSciencespharmaceuticalskickbacks and bribery2020(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,500,000
Medicrea USA, Inc. and Medicrea International kickbacks and bribery2021$1,000,000
PharMerica Inc.KKR & Co.private equity (including portfolio companies)kickbacks and bribery2022$4,900,000
OPKO Health, Inc. and BioReference Health, LLCOPKO Healthhealthcare serviceskickbacks and bribery2022$10,000,000
AIM AdvisorsInvescofinancial servicesinvestor protection violation2004(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000
Banc of America Securities LLCBank of Americafinancial servicesinvestor protection violation2008$4,550,000,000
Bank of AmericaBank of Americafinancial servicesinvestor protection violation2012$2,430,000,000
Bank of AmericaBank of Americafinancial servicesinvestor protection violation2013$500,000,000
Bank of New York Mellon Corp.Bank of New York Mellonfinancial servicesinvestor protection violation2011$1,300,000
Bear Stearns & Co. LLCJPMorgan Chasefinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000
Citigroup Global Markets, Inc. and Citi Smith BarneyCitigroupfinancial servicesinvestor protection violation2008$7,100,000,000
Credit Suisse First Boston Corp.UBSfinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $200,000,000
Deutsche BankDeutsche Bankfinancial servicesinvestor protection violation2002$80,000,000
Deutsche Bank Securities, Inc. and Deutsche Bank AGDeutsche Bankfinancial servicesinvestor protection violation2008$3,348,333,333
Goldman SachsGoldman Sachsfinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $110,000,000
Goldman Sachs Group, Inc.Goldman Sachsfinancial servicesinvestor protection violation2008$3,355,833,333
INGVoya Financialfinancial servicesinvestor protection violation2006$33,000,000
Invesco Funds GroupInvescofinancial servicesinvestor protection violation2004(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $325,000,000
J.P. Morgan Chase & Co.JPMorgan Chasefinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000
Janus Capital ManagementJanus Hendersonfinancial servicesinvestor protection violation2004$225,000,000
JP Morgan Chase & Co.JPMorgan Chasefinancial servicesinvestor protection violation2008$3,525,000,000
JPMorgan ChaseJPMorgan Chasefinancial servicesinvestor protection violation2015$150,000,000
Lehman Brothers Inc. investor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000
LPL Financial LLCLPL Financialfinancial servicesinvestor protection violation2019$25,848,000
Marsh and McLennanMarsh & McLennanfinancial servicesinvestor protection violation2009$400,000,000
Merrill Lynch & Co.Bank of Americafinancial servicesinvestor protection violation2008$3,458,333,333
Merrill Lynch & Co. Inc.Bank of Americafinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000
Morgan StanleyMorgan Stanleyfinancial servicesinvestor protection violation2008$3,535,000,000
Morgan StanleyMorgan Stanleyfinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000
Oppenheimer & Co. Inc.Oppenheimer Holdingsfinancial servicesinvestor protection violation2010$31,000,000
Pershing Square Capital Management investor protection violation2017$145,000,000
Prudential Equity GroupPrudential Financialfinancial servicesinvestor protection violation2006(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $270,000,000
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2008$859,800,000
Salomon Smith Barney Inc.Morgan Stanleyfinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $400,000,000
Standard and Poor's Financial Services LLCS&P Globalinformation technologyinvestor protection violation2015$19,000,000
Strong Capital Management Co.Wells Fargofinancial servicesinvestor protection violation2004(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $115,000,000
TD Ameritrade, Inc.Charles Schwab Corp.financial servicesinvestor protection violation2009$456,000,000
The Hartford Financial Services GroupHartford Financial Servicesfinancial servicesinvestor protection violation2006$20,000,000
UBS Financial Services, IncUBSfinancial servicesinvestor protection violation2013$4,580,000
UBS Securities LLC and UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2008$11,150,000,000
UBS Warburg LLCUBSfinancial servicesinvestor protection violation2002(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000
Valeant Pharmaceuticals International, Inc.Bausch Healthpharmaceuticalsinvestor protection violation2017$145,000,000
Wachovia Capital Markets LLCWells Fargofinancial servicesinvestor protection violation2006$25,000,000
Wachovia SecuritiesWells Fargofinancial servicesinvestor protection violation2008$60,000,000
WellCare Health Plans Inc.Centenehealthcare servicesinvestor protection violation2010$200,000,000
BlockFi Lending LLC investor protection violation2022$50,000,000
Aflac Inc.Aflacfinancial servicesinsurance violation2017$350,000
Allianz Life Insurance Company of North AmericaAllianzfinancial servicesinsurance violation2015$4,700,000
Allianz Life Insurance Company of North AmericaAllianzfinancial servicesinsurance violation2012$10,000,000
Ameriprise GroupAmeriprise Financialfinancial servicesinsurance violation2017$1,500,000
Aviva Life & Annuity CompanyApollo Global Managementprivate equity (including portfolio companies)insurance violation2013$4,000,000
Axa S.A.AXAfinancial servicesinsurance violation2015$3,280,000
Genworth Life Insurance Co.Genworth Financialfinancial servicesinsurance violation2014$1,900,000
Great American LifeMassachusetts Mutual Life Insurancefinancial servicesinsurance violation2016$400,000
Guardian LifeGuardian Life Insurancefinancial servicesinsurance violation2015$2,000,000
Hartford Fire and Casualty GroupHartford Financial Servicesfinancial servicesinsurance violation2016$2,100,000
ING Life Insurance and Annuity CompanyVoya Financialfinancial servicesinsurance violation2013$10,700,000
Jackson National Life Insurance Co.Jackson Financialfinancial servicesinsurance violation2015$2,500,000
John Hancock Life Insurance Co.Manulife Financialfinancial servicesinsurance violation2011$3,000,000
Lincoln National Life Insurance CompanyLincoln Nationalfinancial servicesinsurance violation2013$12,600,000
MetLifeMetLifefinancial servicesinsurance violation2012$40,000,000
Nationwide Mutual Insurance CompanyNationwidefinancial servicesinsurance violation2012$7,200,000
New York Life Insurance CompanyNew York Life Insurancefinancial servicesinsurance violation2013$15,000,000
Pacific LifePacific Lifefinancial servicesinsurance violation2015$2,450,000
Prudential Insurance Company of AmericaPrudential Financialfinancial servicesinsurance violation2012$17,000,000
Standard Insurance CompanyMeiji Yasuda Life Insurancefinancial servicesinsurance violation2016$277,000
State Farm Life Insurance Co.State Farm Insurancefinancial servicesinsurance violation2017$250,000
Sun Life Insurance CompanySun Life Financialfinancial servicesinsurance violation2014$3,200,000
Symetra LifeSumitomo Groupdiversifiedinsurance violation2014$1,200,000
Transamerica Insurance Co.Aegonfinancial servicesinsurance violation2013$11,200,000
Mosaic Fertilizer, LLCMosaic Co.chemicalshazardous waste violation2015(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,000,000
Abbott LaboratoriesAbbott LaboratoriespharmaceuticalsFalse Claims Act and related2003(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $32,500,000
Accredo Health GroupCignahealthcare servicesFalse Claims Act and related2015(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $14,939,401
Aegerion Pharmaceuticals Inc.Amryt PharmapharmaceuticalsFalse Claims Act and related2017(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,700,000
Alere Inc.Abbott LaboratoriespharmaceuticalsFalse Claims Act and related2018(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,860,779
Alpharma Inc.PfizerpharmaceuticalsFalse Claims Act and related2010(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $8,900,000
Amgen, Inc.AmgenpharmaceuticalsFalse Claims Act and related2013$11,000,000
Astellas Pharma US Inc.Astellas PharmapharmaceuticalsFalse Claims Act and related2014(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,100,000
AstraZeneca LPAstraZenecapharmaceuticalsFalse Claims Act and related2015(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $46,500,000
AstraZeneca Pharmaceuticals LPAstraZenecapharmaceuticalsFalse Claims Act and related2003(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $24,900,000
AstraZeneca Pharmaceuticals LPAstraZenecapharmaceuticalsFalse Claims Act and related2009(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,600,000
Aventis Pharmaceutical Inc.SanofipharmaceuticalsFalse Claims Act and related2009(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $40,000,000
Aventis Pharmaceuticals Inc.SanofipharmaceuticalsFalse Claims Act and related2007(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $10,645,600
Baker & Taylor, Inc. False Claims Act and related2000(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $15,500,000
Bayer AGBayerchemicalsFalse Claims Act and related2003(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $108,000,000
Bayer CorporationBayerchemicalsFalse Claims Act and related2001(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $6,200,000
Benevis LLC and 133 Kool Smiles Clinics False Claims Act and related2018(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $23,900,000
BioScrip, Inc.Option Care Healthhealthcare servicesFalse Claims Act and related2012$5,000,000
Bristol-Myers SquibbBristol-Myers SquibbpharmaceuticalsFalse Claims Act and related2008(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.