| Ocwen Loan Servicing LLC | Ocwen Financial | consumer protection violation | 2009 | OH-BKG | $10,000 |
| Ace Cash Express | ACE Cash Express | consumer protection violation | 2009 | OH-BKG | $7,050 |
| Quicken Loans Inc. | Rocket Companies Inc. | consumer protection violation | 2011 | OH-BKG | $35,000 |
| Buckeye Pipe Line Company, L.P. | IFM Investors | environmental violation | 2007 | OH-ENV | $30,000 |
| Synagro - WWT, Inc. | Goldman Sachs | environmental violation | 2005 | OH-ENV | $10,000 |
| USAA | USAA | insurance violation | 2002 | OH-INS | $30,000 |
| Farmers Insurance | Zurich Insurance | insurance violation | 2021 | OK-AG | $25,000,000 |
| CashCall, Inc. | CashCall Inc. | consumer protection violation | 2017 | OK-DCC | $1,000,000 |
| Great Plains Specialty Finance Inc. dba Check 'N Go | CNG Financial | consumer protection violation | 2019 | OK-DCC | $48,600 |
| Great Plains Specialty Finance Inc. dba Check 'N Go | CNG Financial | consumer protection violation | 2020 | OK-DCC | $27,500 |
| Waddell & Reed Inc. | Macquarie | investor protection violation | 2008 | OK-SEC | $10,000 |
| CUNA Brokerage Services Inc. | CUNA Mutual | investor protection violation | 2014 | OK-SEC | $15,000 |
| Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | OK-SEC | $9,968 |
| Interactive Brokers LLC | Interactive Brokers Group | investor protection violation | 2022 | OK-SEC | $15,000 |
| American International Group Inc. | American International Group | investor protection violation | 2010 | OR-AG | $8,000,000 |
| Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | OR-AG | $1,000,000 |
| OppenheimerFunds Inc. | Invesco | investor protection violation | 2009 | OR-AG | $20,000,000 |
| LITTON LOAN SERVICING LP | Ocwen Financial | environmental violation | 2010 | OR-ENV | $7,125 |
| Nationwide Mutual Insurance Company | Nationwide | insurance violation | 2000 | OR-FIN | $10,000 |
| Equitable Life and Casualty Insurance Company | Equitable Holdings | insurance violation | 2002 | OR-FIN | $25,000 |
| Fortis Insurance Company | Assurant | insurance violation | 2002 | OR-FIN | $42,500 |
| Great American Life Insurance Company | Massachusetts Mutual Life Insurance | insurance violation | 2002 | OR-FIN | $10,000 |
| American Bankers Insurance Company of Florida | Assurant | insurance violation | 2002 | OR-FIN | $30,000 |
| AIU Insurance Company | American International Group | insurance violation | 2002 | OR-FIN | $10,000 |
| Jackson National Life Insurance Company | Jackson Financial | insurance violation | 2002 | OR-FIN | $10,000 |
| Globe Life And Accident Insurance Compan | Globe Life Inc. | insurance violation | 2002 | OR-FIN | $5,000 |
| American Family Mutual Insurance Company | American Family Insurance | insurance violation | 2003 | OR-FIN | $10,000 |
| Conseco Life Insurance Company | CNO Financial | insurance violation | 2003 | OR-FIN | $8,300 |
| Fortis Insurance Company | Assurant | insurance violation | 2003 | OR-FIN | $20,000 |
| Combined Insurance Company of America | Chubb Limited | insurance violation | 2004 | OR-FIN | $10,000 |
| Ragen Mackenzie Investment Services LLC | Wells Fargo | investor protection violation | 2004 | OR-FIN | $8,500 |
| ING Life Insurance and Annuity Company | Voya Financial | insurance violation | 2004 | OR-FIN | $10,000 |
| United of Omaha Life Insurance Company | Mutual of Omaha | insurance violation | 2005 | OR-FIN | $25,000 |
| Farmers Insurance Company of Oregon | Zurich Insurance | insurance violation | 2005 | OR-FIN | $11,000 |
| Great American Insurance Company of New York | American Financial Group | insurance violation | 2005 | OR-FIN | $5,000 |
| MetLife Securities | MetLife | investor protection violation | 2005 | OR-FIN | $12,000 |
| Progressive Classic Insurance Company | Progressive | insurance violation | 2005 | OR-FIN | $8,000 |
| Marsh USA, Inc. | Marsh & McLennan | insurance violation | 2005 | OR-FIN | $75,000 |
| Ameritas Life Insurance Corp. | Ameritas Mutual Holding Company | insurance violation | 2006 | OR-FIN | $5,000 |
| Hartford Life and Accident Insurance Company | Hartford Financial Services | insurance violation | 2006 | OR-FIN | $17,500 |
| Combined Insurance Company of America | Chubb Limited | insurance violation | 2006 | OR-FIN | $9,000 |
| Fidelity National Title Company of Oregon | Fidelity National Financial | insurance violation | 2006 | OR-FIN | $6,000 |
| ACE American Reinsurance Company | Chubb Limited | insurance violation | 2006 | OR-FIN | $8,300 |
| AIG Life Insurance Company | American International Group | insurance violation | 2006 | OR-FIN | $10,000 |
| National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2006 | OR-FIN | $30,000 |
| United States Life Insurance Company in the City of New York | American International Group | insurance violation | 2006 | OR-FIN | $20,000 |
| Progressive Northern Insurance Company | Progressive | insurance violation | 2006 | OR-FIN | $10,000 |
| John Alden Life Insurance Company | Assurant | insurance violation | 2007 | OR-FIN | $10,000 |
| Time Insurance Company | Haven Holdings | insurance violation | 2007 | OR-FIN | $60,000 |
| Fidelity National Title Insurance Company | Fidelity National Financial | insurance violation | 2007 | OR-FIN | $10,000 |
| Farmers Insurance Company of Oregon | Zurich Insurance | insurance violation | 2007 | OR-FIN | $20,000 |
| Mid-Century Insurance Company | Zurich Insurance | insurance violation | 2007 | OR-FIN | $20,000 |
| Reliance Standard Life Insurance Company | Tokio Marine | insurance violation | 2007 | OR-FIN | $10,000 |
| ACE American Insurance Company | Chubb Limited | insurance violation | 2007 | OR-FIN | $15,000 |
| AIU Insurance Company et al. | American International Group | insurance violation | 2007 | OR-FIN | $1,000,000 |
| Ticor Title Insurance Company | Fidelity National Financial | insurance violation | 2007 | OR-FIN | $6,000 |
| Nationwide Mutual Insurance Company | Nationwide | insurance violation | 2007 | OR-FIN | $10,000 |
| AIG Casualty Company | American International Group | insurance violation | 2007 | OR-FIN | $7,500 |
| American Home Assurance Company | American International Group | insurance violation | 2007 | OR-FIN | $10,000 |
| Commerce and Industry Insurance Company | American International Group | insurance violation | 2007 | OR-FIN | $10,000 |
| Granite State Insurance Company | American International Group | insurance violation | 2007 | OR-FIN | $5,000 |
| The Insurance Company of the State of Pennsylvania | American International Group | insurance violation | 2007 | OR-FIN | $10,000 |
| Reliance Standard Life Insurance Company | Tokio Marine | insurance violation | 2007 | OR-FIN | $5,000 |
| Farmers Insurance Company of Oregon | Zurich Insurance | insurance violation | 2007 | OR-FIN | $10,000 |
| Virginia Surety Company, Inc. | Assurant | insurance violation | 2007 | OR-FIN | $6,100 |
| Virginia Surety Company, Inc. | Assurant | insurance violation | 2008 | OR-FIN | $25,000 |
| QBE Insurance Corporation | QBE Insurance | insurance violation | 2008 | OR-FIN | $17,700 |
| Bankers Life and Casualty Company | CNO Financial | insurance violation | 2008 | OR-FIN | $150,000 |
| First American Title Insurance Company of Oregon | First American Financial | insurance violation | 2008 | OR-FIN | $6,000 |
| American Family Mutual Insurance Company | American Family Insurance | insurance violation | 2008 | OR-FIN | $6,500 |
| National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2009 | OR-FIN | $65,000 |
| Virginia Surety Company, Inc. | Assurant | insurance violation | 2009 | OR-FIN | $10,000 |
| Transamerica Life Insurance Company | Aegon | insurance violation | 2009 | OR-FIN | $25,000 |
| AMEX Assurance Company | American Express | insurance violation | 2009 | OR-FIN | $25,000 |
| Stewart Title Guaranty Company | Stewart Information Services | insurance violation | 2009 | OR-FIN | $30,000 |
| First American Title Insurance Company | First American Financial | insurance violation | 2009 | OR-FIN | $61,000 |
| Prosper Marketplace Inc. | Prosper Marketplace | investor protection violation | 2009 | OR-FIN | $15,000 |
| First American Title Insurance Company of Oregon | First American Financial | insurance violation | 2009 | OR-FIN | $18,000 |
| Farmers Insurance Company of Oregon | Zurich Insurance | insurance violation | 2009 | OR-FIN | $10,000 |
| Liberty Northwest Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2009 | OR-FIN | $5,000 |
| American General Financial Services Inc. | OneMain Holdings | privacy violation | 2010 | OR-FIN | $75,000 |
| Bankers Life and Casualty Company | CNO Financial | insurance violation | 2010 | OR-FIN | $25,000 |
| Ace Fire Underwriters Insurance Company | Chubb Limited | insurance violation | 2010 | OR-FIN | $7,900 |
| AMCO Insurance Company | Nationwide | insurance violation | 2010 | OR-FIN | $8,000 |
| Bankers Life and Casualty Company | CNO Financial | insurance violation | 2011 | OR-FIN | $5,000 |
| United of Omaha Life Insurance Company | Mutual of Omaha | insurance violation | 2011 | OR-FIN | $5,000 |
| Metropolitan Life Insurance Company | MetLife | insurance violation | 2011 | OR-FIN | $5,000 |
| Standard Insurance Company | Meiji Yasuda Life Insurance | insurance violation | 2011 | OR-FIN | $15,000 |
| AXA Advisors LLC | Equitable Holdings | investor protection violation | 2011 | OR-FIN | $80,000 |
| LPL Financial LLC | LPL Financial | investor protection violation | 2011 | OR-FIN | $100,000 |
| Hartford Life and Accident Insurance Company | Hartford Financial Services | insurance violation | 2012 | OR-FIN | $5,000 |
| Bankers Life and Casualty Company | CNO Financial | insurance violation | 2012 | OR-FIN | $14,000 |
| Navigators Insurance Company | Hartford Financial Services | insurance violation | 2012 | OR-FIN | $17,000 |
| American Home Assurance Company | American International Group | consumer protection violation | 2012 | OR-FIN | $20,000 |
| Commerce and Industry Insurance Company | American International Group | insurance violation | 2012 | OR-FIN | $20,000 |
| New Hampshire Insurance Company | American International Group | insurance violation | 2012 | OR-FIN | $30,000 |
| Insurance Company of the State of Pennsylvania | American International Group | insurance violation | 2012 | OR-FIN | $10,000 |
| Western Sky Financial, LLC | CashCall Inc. | consumer protection violation | 2012 | OR-FIN | $17,500 |
| Allstate Insurance Company | Allstate | insurance violation | 2013 | OR-FIN | $50,000 |
| Progressive Classic Insurance Company | Progressive | insurance violation | 2013 | OR-FIN | $6,000 |
| Time Insurance Company | Haven Holdings | insurance violation | 2014 | OR-FIN | $40,000 |
