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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$388,802,802,308
Number of Records: 7,734
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,294,650,890329
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
General Automobile Insurance Company, IncAmerican Family Insuranceinsurance violation2019VA-INS$27,624
National Union Fire Insurance Company of Pittsburgh, PennsylvaniaAmerican International Groupinsurance violation2019VA-INS$28,806
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2019VA-INS$27,828
Erie Insurance ExchangeErie Indemnityinsurance violation2019VA-INS$1,921,784
Selective Insurance Company of AmericaSelective Insurance Groupinsurance violation2019VA-INS$10,137
United States Fire Insurance CompanyFairfax Financial Holdingsinsurance violation2019VA-INS$5,000
Acadia Insurance Company et al.W.R. Berkleyinsurance violation2019VA-INS$9,341
Nationwide Mutual Fire Insurance CompanyNationwideinsurance violation2019VA-INS$397,667
Progressive Advanced Insurance Company et al.Progressiveinsurance violation2019VA-INS$4,876,344
American Fire and Casualty Company and Ohio Security Insurance CompanyLiberty Mutual Insuranceinsurance violation2019VA-INS$148,910
Arch Insurance CompanyArch Capitalinsurance violation2019VA-INS$26,447
Erie Insurance Company and Erie Insurance ExchangeErie Indemnityinsurance violation2019VA-INS$90,219
Bristol West Casualty Insurance Company and Bristol West Insurance CompanyZurich Insuranceinsurance violation2020VA-INS$27,560
Bristol West Casualty Insurance Company and Bristol West Insurance CompanyZurich Insuranceinsurance violation2020VA-INS$91,872
John Hancock Life Insurance CompanyManulife Financialinsurance violation2020VA-INS$60,600
Jefferson National Life Insurance CompanyNationwideinsurance violation2020VA-INS$27,600
The Travelers Indemnity Company ofAmericaTravelersinsurance violation2020VA-INS$49,500
Horace Mann Insurance CompanyHorace Mann Educators Corp.insurance violation2013VT-FIN$11,007
Bankers Life and Casualty CompanyCNO Financialinsurance violation2013VT-FIN$600,000
Dairyland Insurance CompanySentry Insuranceinsurance violation2013VT-FIN$37,852
State Farm Fire & Casualty Company and State Farm Mutual Auto Insurance Co.State Farm Insuranceinsurance violation2015VT-FIN$29,750
Liberty Insurance Corp.Liberty Mutual Insuranceinsurance violation2016VT-FIN$28,000
Travelers Indemnity Co. et al.Travelersinsurance violation2016VT-FIN$96,000
United Services Automobile Association (USAA)USAAinsurance violation2017VT-FIN$85,000
Liberty Mutual InsuranceLiberty Mutual Insuranceinsurance violation2017VT-FIN$20,000
State Farm Fire & Casualty Company and State Farm Mutual Auto Insurance Co.State Farm Insuranceinsurance violation2019VT-FIN$265,000
CMFG Life Insurance CompanyCUNA Mutualinsurance violation2019VT-FIN$231,000
Permanent General Assurance CorporationAmerican Family Insuranceinsurance violation2019VT-FIN$11,000
Companion Life Insurance CompanyBlueCross BlueShield of South Carolinainsurance violation2019VT-FIN$1,656,000
John Hancock Life Insurance Company (U.S.A.)Manulife Financialinsurance violation2019VT-FIN$800,000
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2020VT-FIN$31,000
Austin Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2010WA-INS$10,000
National Union Fire Insurance Company Of Pittsburgh, PaAmerican International Groupinsurance violation2010WA-INS$100,000
National Union Fire Insurance Company Of Pittsburgh, PaAmerican International Groupinsurance violation2010WA-INS$40,000
National Union Fire Insurance Company Of Pittsburgh, PaAmerican International Groupinsurance violation2010WA-INS$55,000
National General Insurance CompanyAllstateinsurance violation2010WA-INS$15,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2010WA-INS$6,500
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2010WA-INS$12,000
Chicago Insurance CompanyAllianzinsurance violation2010WA-INS$7,500
Unum Life Insurance Company Of AmericaUnuminsurance violation2010WA-INS$7,000
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2010WA-INS$35,000
Virginia Surety Company IncAssurantinsurance violation2010WA-INS$12,000
Austin Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2011WA-INS$10,000
Chubb Group Of CompaniesChubb Limitedinsurance violation2011WA-INS$534,000
Homesite Insurance Company Of The MidwestAmerican Family Insuranceinsurance violation2011WA-INS$12,000
Ace American Insurance CompanyChubb Limitedinsurance violation2011WA-INS$50,000
Progressive American Insurance CompanyProgressiveinsurance violation2011WA-INS$30,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2011WA-INS$20,000
Old Republic Title LtdOld Republic Internationalinsurance violation2011WA-INS$5,000
Metropolitan Life Insurance CompanyMetLifeinsurance violation2011WA-INS$10,000
Unum Life Insurance Company Of AmericaUnuminsurance violation2011WA-INS$75,000
American Bankers Insurance Company Of FloridaAssurantinsurance violation2011WA-INS$170,000
Victoria Fire & Casualty CompanyNationwideinsurance violation2011WA-INS$5,000
HSBC Securities USA IncHSBCinsurance violation2011WA-INS$7,000
Allstate Insurance CompanyAllstateinsurance violation2011WA-INS$50,000
Chicago Title Insurance CompanyFidelity National Financialinsurance violation2011WA-INS$10,000
Arch Insurance CompanyArch Capitalinsurance violation2011WA-INS$20,000
Fidelity National Title Insurance CompanyFidelity National Financialinsurance violation2012WA-INS$100,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2012WA-INS$5,000
Sentinel Insurance Company LtdHartford Financial Servicesinsurance violation2012WA-INS$30,000
Farmers Insurance Company Of Washington And Farmers Insurance ExchangeZurich Insuranceinsurance violation2012WA-INS$10,000
Homesite Insurance Company Of The MidwestAmerican Family Insuranceinsurance violation2012WA-INS$30,000
Old Republic Title LtdOld Republic Internationalinsurance violation2012WA-INS$8,000
Fidelity & Guaranty Life Insurance CompanyFidelity National Financialinsurance violation2012WA-INS$7,500
Hartford Insurance Company The MidwestHartford Financial Servicesinsurance violation2012WA-INS$30,000
State Farm Fire & Casualty CompanyState Farm Insuranceinsurance violation2012WA-INS$50,000
Unitrin Auto And Home Insurance CompanyKemperinsurance violation2012WA-INS$15,000
American Income Life Insurance CompanyGlobe Life Inc.insurance violation2013WA-INS$75,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2013WA-INS$10,000
United States Fire Insurance CompanyFairfax Financial Holdingsinsurance violation2013WA-INS$15,000
American Alternative Insurance Corporation et al.Munich Reinsurance violation2013WA-INS$10,000
Allianz Life Insurance Company Of North AmericaAllianzinsurance violation2013WA-INS$150,000
Hartford Fire Insurance Company And Twin City Fire Insurance CompanyHartford Financial Servicesinsurance violation2013WA-INS$10,000
Hartford Accident & Indemnity Company et al.Hartford Financial Servicesinsurance violation2013WA-INS$100,000
Allstate Fire & Casualty Insurance CompanyAllstateinsurance violation2013WA-INS$15,000
American Guarantee & Liability Insurance Company et al.Zurich Insuranceinsurance violation2013WA-INS$50,000
Transamerica Premier Life Insurance CompanyAegoninsurance violation2013WA-INS$150,000
Transamerica Casualty Insurance CompanyAegoninsurance violation2014WA-INS$20,000
Unitrin Auto And Home Insurance CompanyKemperinsurance violation2014WA-INS$20,000
Combined Insurance Company Of AmericaChubb Limitedinsurance violation2014WA-INS$5,000
Life Insurance Company Of The SouthwestNational Life Groupinsurance violation2014WA-INS$17,500
Fidelity & Guaranty Life Insurance CompanyFidelity National Financialinsurance violation2014WA-INS$10,000
Time Insurance Company IiHaven Holdingsinsurance violation2015WA-INS$10,000
State Farm Fire & Casualty CompanyState Farm Insuranceinsurance violation2015WA-INS$30,000
Farmers Insurance Company Of WashingtonZurich Insuranceinsurance violation2015WA-INS$100,000
National Union Fire Insurance Company Of Pittsburgh, PaAmerican International Groupinsurance violation2015WA-INS$300,000
Hartford Accident & Indemnity Company et al.Hartford Financial Servicesinsurance violation2015WA-INS$20,000
Transamerica Casualty Insurance CompanyAegoninsurance violation2015WA-INS$10,000
Allstate Indemnity Company et al.Allstateinsurance violation2015WA-INS$10,000
Bankers Standard Insurance CompanyChubb Limitedinsurance violation2015WA-INS$25,000
United Of Omaha Life Insurance CompanyMutual of Omahainsurance violation2015WA-INS$5,000
National Union Fire Insurance Company Of Pittsburgh, PaAmerican International Groupinsurance violation2015WA-INS$110,000
National Union Fire Insurance Company Of Pittsburgh, PaAmerican International Groupinsurance violation2015WA-INS$200,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2015WA-INS$10,000
Hartford Accident & Indemnity CompanyHartford Financial Servicesinsurance violation2015WA-INS$15,000
AGCS Marine Insurance CompanyAllianzinsurance violation2015WA-INS$300,000
Ticor Title CompanyFidelity National Financialinsurance violation2015WA-INS$5,000
Farmers Insurance Company Of WashingtonZurich Insuranceinsurance violation2015WA-INS$300,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2016WA-INS$15,000
Qbe Insurance CorporationQBE Insuranceinsurance violation2016WA-INS$10,000
National Casualty CompanyNationwideinsurance violation2016WA-INS$9,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.