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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $395,312,528,119
Number of Records: 8,003
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,320,969,499333
JPMorgan Chase$40,164,908,209281
UBS$31,275,299,125181
Wells Fargo$27,618,169,231268
Citigroup$27,081,211,792183
Deutsche Bank$20,015,467,563100
Goldman Sachs$17,919,491,249115
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,924,502,443207
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Auto-Owners Insurance Company and Owners Insurance CompanyAuto-Owners Insuranceinsurance violation2011VA-INS$10,000
CAROLINA CASUALTY INSURANCE COW.R. Berkleyinsurance violation2011VA-INS$10,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2011VA-INS$10,000
NATIONWIDE MUTUAL FIRE, ET AL.Nationwideinsurance violation2011VA-INS$51,384
American Guarantee and Liability Insurance CompanyZurich Insuranceinsurance violation2011VA-INS$5,000
Allied Property & Casualty Insurance CompanyNationwideinsurance violation2011VA-INS$27,911
American Automobile Insurance Company et al.Allianzinsurance violation2011VA-INS$10,973
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2011VA-INS$10,000
BRISTOL WEST INSURANCE CO.Zurich Insuranceinsurance violation2011VA-INS$75,400
CONSECO SENIOR & CONSECO LIFECNO Financialinsurance violation2011VA-INS$25,000
PEERLESS INDEMNITY INSURANCE CO. ET AL.Liberty Mutual Insuranceinsurance violation2011VA-INS$40,057
American Economy Insurance Co. et al.Liberty Mutual Insuranceinsurance violation2011VA-INS$12,000
GRANITE STATE INSURANCE CO.American International Groupinsurance violation2012VA-INS$19,560
ALPHA PROPERTY & CASUALTY INSURANCEKemperinsurance violation2012VA-INS$15,000
UNITED OF OMAHA LIFE INSURANCEMutual of Omahainsurance violation2012VA-INS$7,500
Farmers Insurance Exchange and Mid-Century Insurance CompanyFarmers Insurance Exchangeinsurance violation2012VA-INS$555,130
COMMERCE & INDUSTRY INSURANCEAmerican International Groupinsurance violation2012VA-INS$44,518
American Economy Insurance Co.Liberty Mutual Insuranceinsurance violation2012VA-INS$5,000
ELEPHANT INSURANCE COMPANYAdmiral Groupinsurance violation2012VA-INS$29,709
CAROLINA CASUALTY INSURANCE COW.R. Berkleyinsurance violation2012VA-INS$5,000
AMERICAN AUTOMOBILE INSURANCE CORPAllianzinsurance violation2012VA-INS$5,000
PEERLESS INSURANCE COMPANYLiberty Mutual Insuranceinsurance violation2012VA-INS$8,000
SENTINEL INSURANCE COMPANY LTDHartford Financial Servicesinsurance violation2012VA-INS$66,735
AIU INSURANCE COMPANYAmerican International Groupinsurance violation2012VA-INS$31,900
AMERICAN HOME ASSURANCE CO.American International Groupinsurance violation2012VA-INS$15,000
BANKERS LIFE AND CASUALTY CO.CNO Financialinsurance violation2013VA-INS$27,000
ALLSTATE INSURANCE COMPANYAllstateinsurance violation2013VA-INS$5,000
American Family Life Assurance Company of ColumbusAflacinsurance violation2013VA-INS$10,000
PROGRESSIVE NORTHERN INSURANCEProgressiveinsurance violation2013VA-INS$221,905
ELEPHANT INSURANCE COMPANYAdmiral Groupinsurance violation2013VA-INS$6,154
GENWORTH LIFE AND ANNUITY INSGenworth Financialinsurance violation2014VA-INS$13,000
SENTINEL INSURANCE COMPANY LTDHartford Financial Servicesinsurance violation2014VA-INS$22,891
VICTORIA FIRE AND CASUALTY CO.Nationwideinsurance violation2014VA-INS$72,400
ALLIED PROPERTY & CASUALTY INSURANCENationwideinsurance violation2014VA-INS$16,201
ALLIED PROPERTY & CASUALTY INSURANCENationwideinsurance violation2014VA-INS$5,530
PRUDENTIAL INSURANCE COMPANYPrudential Financialinsurance violation2014VA-INS$5,000
Nationwide Property and Casualty Insurance CompanyNationwideinsurance violation2014VA-INS$225,800
CMFG LIFE INSURANCE COMPANYCUNA Mutualinsurance violation2014VA-INS$21,000
TIME INSURANCE COMPANYHaven Holdingsinsurance violation2014VA-INS$19,000
NATIONAL UNION FIRE INSURANCEAmerican International Groupinsurance violation2014VA-INS$8,000
LIBERTY INSURANCE CORPORATIONLiberty Mutual Insuranceinsurance violation2015VA-INS$32,675
OLD REPUBLIC NATIONAL TITLE INSURANCE COOld Republic Internationalinsurance violation2015VA-INS$5,000
ALLSTATE INSURANCE COMPANYAllstateinsurance violation2015VA-INS$197,201
ESURANCE INSURANCE COMPANYAllstateinsurance violation2015VA-INS$50,508
AUTO OWNERS INSURANCE COMPANYAuto-Owners Insuranceinsurance violation2015VA-INS$114,217
FEDERAL INSURANCE CO.,Chubb Limitedinsurance violation2015VA-INS$132,761
TNUS INSURANCE COMPANY ET AL.Tokio Marineinsurance violation2015VA-INS$120,233
PROGRESSIVE ADVANCED INSURANCE CO.Progressiveinsurance violation2015VA-INS$263,479
NATIONWIDE LIFE INSURANCE CO.Nationwideinsurance violation2015VA-INS$16,340
HCC LIFE INSURANCE COMPANYTokio Marineinsurance violation2015VA-INS$9,000
COMPANION LIFE INSURANCE CO.BlueCross BlueShield of South Carolinainsurance violation2016VA-INS$44,220
ALLIED PROPERTY & CASUALTY INSURANCE CO.Nationwideinsurance violation2016VA-INS$68,669
HOMESITE INSURANCE COMPANYAmerican Family Insuranceinsurance violation2016VA-INS$94,986
Hartford Accident and Indemnity CompanyHartford Financial Servicesinsurance violation2016VA-INS$8,131
CINCINNATI INSURANCE COMPANYCincinnati Financialinsurance violation2016VA-INS$54,475
Victoria Fire & Casualty Insurance CompanyNationwideinsurance violation2016VA-INS$2,236,476
ALLIED INSURANCE COMPANY OF AMERICANationwideinsurance violation2016VA-INS$8,000
PROGRESSIVE NORTHERN INSURANCEProgressiveinsurance violation2016VA-INS$52,619
AMERICAN STRATEGIC INSURANCEProgressiveinsurance violation2016VA-INS$15,147
ALLIED PROPERTY & CASUALTY INSURANCE CO.Nationwideinsurance violation2017VA-INS$678,398
SELECTIVE INSURANCE COMPANY OF AMERICASelective Insurance Groupinsurance violation2017VA-INS$339,333
STATE FARM MUTUAL INSURANCE COState Farm Insuranceinsurance violation2017VA-INS$50,600
AMERICAN STRATEGIC INSURANCEProgressiveinsurance violation2017VA-INS$41,962
LIBERTY INSURANCE CORP et al.Liberty Mutual Insuranceinsurance violation2017VA-INS$8,652
FEDERAL INSURANCE COMPANYChubb Limitedinsurance violation2017VA-INS$6,261
PROGRESSIVE DIRECT INSURANCEProgressiveinsurance violation2017VA-INS$9,839,379
UNITED SERVICES AUTOMOBILE ASSOCIATION ET AL.USAAinsurance violation2017VA-INS$182,209
HARTFORD ACCIDENT & INDEMNITYHartford Financial Servicesinsurance violation2017VA-INS$39,488
UNITED STATES FIRE INSURANCE COFairfax Financial Holdingsinsurance violation2017VA-INS$25,000
GRANITE STATE INSURANCE CO.American International Groupinsurance violation2018VA-INS$152,318
TOKIO MARINE KILN SYNDICATES, LTD.Tokio Marineinsurance violation2018VA-INS$7,500
SELECTIVE INSURANCE CO. ET AL.Selective Insurance Groupinsurance violation2018VA-INS$10,000
MERCURY CASUALTY COMPANYMercury General Corporationinsurance violation2018VA-INS$173,650
ACADIA INSURANCE COMPANY ET ALW.R. Berkleyinsurance violation2018VA-INS$91,793
THE GENERAL AUTOMOBILE INSURANCE CO.American Family Insuranceinsurance violation2018VA-INS$66,996
LIBERTY MUTUAL FIRE INSURANCELiberty Mutual Insuranceinsurance violation2018VA-INS$108,053
PROGRESSIVE NORTHERN INSURANCE CO.Progressiveinsurance violation2018VA-INS$1,818,318
USAA CASUALTY INSURANCE CO ET AL.USAAinsurance violation2018VA-INS$4,396,720
ELEPHANT INSURANCE COMPANYAdmiral Groupinsurance violation2018VA-INS$79,017
Globe Life and Accident Insurance CompanyGlobe Life Inc.insurance violation2019VA-INS$15,000
Praetorian Insurance CompanyQBE Insuranceinsurance violation2019VA-INS$183,819
Elephant Insurance CompanyAdmiral Groupinsurance violation2019VA-INS$47,619
General Automobile Insurance Company, IncAmerican Family Insuranceinsurance violation2019VA-INS$27,624
National Union Fire Insurance Company of Pittsburgh, PennsylvaniaAmerican International Groupinsurance violation2019VA-INS$28,806
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2019VA-INS$27,828
Erie Insurance ExchangeErie Indemnityinsurance violation2019VA-INS$1,921,784
Selective Insurance Company of AmericaSelective Insurance Groupinsurance violation2019VA-INS$10,137
United States Fire Insurance CompanyFairfax Financial Holdingsinsurance violation2019VA-INS$5,000
Acadia Insurance Company et al.W.R. Berkleyinsurance violation2019VA-INS$9,341
Nationwide Mutual Fire Insurance CompanyNationwideinsurance violation2019VA-INS$397,667
Progressive Advanced Insurance Company et al.Progressiveinsurance violation2019VA-INS$4,876,344
American Fire and Casualty Company and Ohio Security Insurance CompanyLiberty Mutual Insuranceinsurance violation2019VA-INS$148,910
Arch Insurance CompanyArch Capitalinsurance violation2019VA-INS$26,447
Erie Insurance Company and Erie Insurance ExchangeErie Indemnityinsurance violation2019VA-INS$90,219
Bristol West Casualty Insurance Company and Bristol West Insurance CompanyZurich Insuranceinsurance violation2020VA-INS$27,560
Bristol West Casualty Insurance Company and Bristol West Insurance CompanyZurich Insuranceinsurance violation2020VA-INS$91,872
John Hancock Life Insurance CompanyManulife Financialinsurance violation2020VA-INS$60,600
Jefferson National Life Insurance CompanyNationwideinsurance violation2020VA-INS$27,600
The Travelers Indemnity Company ofAmericaTravelersinsurance violation2020VA-INS$49,500
Horace Mann Insurance CompanyHorace Mann Educators Corp.insurance violation2013VT-FIN$11,007
Bankers Life and Casualty CompanyCNO Financialinsurance violation2013VT-FIN$600,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.