BMO Harris Bank, N.A. | Bank of Montreal | fraud | 2018 | USAO | $10,000,000 |
Bank of America | Bank of America | fraud | 2016 | DC-AG | $13,000,000 |
Bank of America | Bank of America | fraud | 2010 | DC-AG | $13,502,852 |
Wells Fargo & Company | Wells Fargo | fraud | 2020 | DOJ_CIVIL | $3,000,000,000 |
Vitol Inc. | Vitol | fraud | 2020 | CFTC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $95,700,000 |
JPMorgan Chase & Co. | JPMorgan Chase | fraud | 2020 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000 |
State Street Corporation | State Street Corp. | fraud | 2021 | USAO | $115,000,000 |
Credit Suisse Group AG | UBS | fraud | 2021 | DOJ_CRIMINAL | $175,500,000 |
NatWest Markets Plc | NatWest Group PLC | fraud | 2021 | DOJ_CRIMINAL | $35,000,000 |
Nomura Securities International | Nomura | fraud | 2023 | USAO | $35,000,000 |
Citibank | Citigroup | gambling violation | 2002 | NY-AG | $100,000 |
GM ACCEPTANCE CORP TRUCK & BUS GRP | Ally Financial | hazardous waste violation | 2006 | IN-ENV | $57,750 |
RR DONNELLEY & SONS CO | Chatham Asset Management | hazardous waste violation | 2006 | IN-ENV | $9,563 |
RR DONNELLEY & SONS CO | Chatham Asset Management | hazardous waste violation | 2001 | IN-ENV | $15,800 |
RR DONNELLEY & SONS CO | Chatham Asset Management | hazardous waste violation | 2001 | IN-ENV | $9,200 |
MORGAN STANLEY | Morgan Stanley | hazardous waste violation | 2014 | EPA | $10,000 |
US Bank | U.S. Bancorp | housing code violation | 2016 | CA-LACA | $13,500,000 |
Citifinancial | Citigroup | housing program violation | 2010 | MULTI-FIN | $1,250,000 |
Goldman Sachs & Co. | Goldman Sachs | illicit political contributions | 2012 | SEC | $12,000,000 |
State Street Bank and Trust Company | State Street Corp. | illicit political contributions | 2016 | SEC | $12,000,000 |
Barclays Bank PLC | Barclays | insider trading | 2007 | SEC | $10,943,561 |
Friedman, Billings, Ramsey & Co., Inc. | Arlington Asset Investment Corp. | insider trading | 2006 | SEC | $3,755,839 |
Aflac Inc. | Aflac | insurance violation | 2017 | MULTI-AG | $350,000 |
Allianz Life Insurance Company of North America | Allianz | insurance violation | 2015 | MULTI-AG | $4,700,000 |
Allianz Life Insurance Company of North America | Allianz | insurance violation | 2012 | MULTI-AG | $10,000,000 |
Ameriprise Group | Ameriprise Financial | insurance violation | 2017 | MULTI-AG | $1,500,000 |
AXA Equitable Life Insurance Company | Equitable Holdings | insurance violation | 2012 | NY-AG | $850,000 |
Axa S.A. | AXA | insurance violation | 2015 | MULTI-AG | $3,280,000 |
Genworth Life Insurance Co. | Genworth Financial | insurance violation | 2014 | MULTI-AG | $1,900,000 |
Great American Insurance Co. | American Financial Group | insurance violation | 2009 | MA-AG | $176,000 |
Great American Life | Massachusetts Mutual Life Insurance | insurance violation | 2016 | MULTI-AG | $400,000 |
Great American Life Insurance Company | Massachusetts Mutual Life Insurance | insurance violation | 2009 | MN-AG | $50,000,000 |
Guardian Life | Guardian Life Insurance | insurance violation | 2015 | MULTI-AG | $2,000,000 |
Hartford Fire and Casualty Group | Hartford Financial Services | insurance violation | 2016 | MULTI-AG | $2,100,000 |
ING Life Insurance and Annuity Company | Voya Financial | insurance violation | 2013 | MULTI-AG | $10,700,000 |
Jackson National Life Insurance Co. | Jackson Financial | insurance violation | 2015 | MULTI-AG | $2,500,000 |
John Hancock Life Insurance Co. | Manulife Financial | insurance violation | 2011 | MULTI-AG | $3,000,000 |
Lincoln National Life Insurance Company | Lincoln National | insurance violation | 2013 | MULTI-AG | $12,600,000 |
MetLife | MetLife | insurance violation | 2012 | MULTI-AG | $40,000,000 |
Nationwide Mutual Insurance Company | Nationwide | insurance violation | 2012 | MULTI-AG | $7,200,000 |
New York Life Insurance Company | New York Life Insurance | insurance violation | 2013 | MULTI-AG | $15,000,000 |
Pacific Life | Pacific Life | insurance violation | 2015 | MULTI-AG | $2,450,000 |
Prudential Insurance Company of America | Prudential Financial | insurance violation | 2012 | MULTI-AG | $17,000,000 |
Standard Insurance Company | Meiji Yasuda Life Insurance | insurance violation | 2016 | MULTI-AG | $277,000 |
State Farm Life Insurance Co. | State Farm Insurance | insurance violation | 2017 | MULTI-AG | $250,000 |
Sun Life Insurance Company | Sun Life Financial | insurance violation | 2014 | MULTI-AG | $3,200,000 |
The Guardian Life Insurance Company of America | Guardian Life Insurance | insurance violation | 2007 | MA-AG | $20,000 |
Transamerica Life Insurance Co. | Aegon | insurance violation | 2013 | MA-AG | $1,330,000 |
Transamerica Premier Life Insurance Co. | Aegon | insurance violation | 2018 | MA-AG | $19,647 |
Transamerica Insurance Co. | Aegon | insurance violation | 2013 | MULTI-AG | $11,200,000 |
Allstate Insurance Co. | Allstate | insurance violation | 2016 | CA-MULTI | $600,000 |
Metropolitan Life Insurance Company, Inc. | MetLife | insurance violation | 2014 | NY-MANDA | $10,000,000 |
American General Life Insurance Company | American International Group | insurance violation | 2020 | MA-AG | $363,000 |
Principal Life Insurance Co. | Principal Financial | insurance violation | 2002 | AK-INS | $16,095 |
Aon Risk Services Inc. of Washington | Aon | insurance violation | 2002 | AK-INS | $5,000 |
Seabury & Smith, Inc. | Marsh & McLennan | insurance violation | 2006 | AK-INS | $6,530 |
Liberty Mutual Group | Liberty Mutual Insurance | insurance violation | 2007 | AK-INS | $32,500 |
Principal Life Insurance Co. | Principal Financial | insurance violation | 2008 | AK-INS | $25,000 |
Seabury & Smith, Inc. | Marsh & McLennan | insurance violation | 2009 | AK-INS | $39,378 |
Brown & Brown of Washington, Inc. | Brown & Brown | insurance violation | 2012 | AK-INS | $30,000 |
Marsh USA Inc. | Marsh & McLennan | insurance violation | 2015 | AK-INS | $25,000 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2016 | AK-INS | $10,000 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2019 | AK-INS | $20,000 |
Marsh USA Inc. | Marsh & McLennan | insurance violation | 2019 | AK-INS | $30,000 |
Encompass Indemnity Co. and Encompass Insurance Company of America | Allstate | insurance violation | 2019 | AR-INS | $40,000 |
Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2017 | AR-INS | $50,000 |
Stewart Title Guaranty Co. | Stewart Information Services | insurance violation | 2013 | AR-INS | $10,000 |
Farmers Insurance Exchange et al. | Farmers Insurance Exchange | insurance violation | 2013 | AR-INS | $5,000 |
Titan Insurance Co. | Nationwide | insurance violation | 2006 | AZ-DIFI | $40,000 |
Coast National Insurance Co. | Zurich Insurance | insurance violation | 2009 | AZ-DIFI | $38,000 |
Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2010 | AZ-DIFI | $10,000 |
Scottsdale Insurance Co. | Nationwide | insurance violation | 2010 | AZ-DIFI | $37,500 |
Titan Indemnity Co. | Nationwide | insurance violation | 2010 | AZ-DIFI | $20,000 |
Unigard Insurance Co. | QBE Insurance | insurance violation | 2010 | AZ-DIFI | $16,000 |
QBE Insurance Corp. | QBE Insurance | insurance violation | 2010 | AZ-DIFI | $40,000 |
Permanent General Assurance Corp. | American Family Insurance | insurance violation | 2011 | AZ-DIFI | $70,000 |
Safeco Insurance Company of Illinois | Liberty Mutual Insurance | insurance violation | 2011 | AZ-DIFI | $15,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2011 | AZ-DIFI | $10,000 |
Homesite Indemnity Co. | American Family Insurance | insurance violation | 2011 | AZ-DIFI | $19,000 |
Austin Mututal Insurance Co. | American Family Insurance | insurance violation | 2011 | AZ-DIFI | $30,000 |
American Bankers Insurance Company of Florida | Assurant | insurance violation | 2011 | AZ-DIFI | $36,000 |
Accident Fund Insurance Company of America | AF Group | insurance violation | 2012 | AZ-DIFI | $5,000 |
Infinity Insurance Co. | Kemper | insurance violation | 2012 | AZ-DIFI | $38,000 |
Safeco Insurance Company of America | Liberty Mutual Insurance | insurance violation | 2012 | AZ-DIFI | $30,000 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2013 | AZ-DIFI | $90,000 |
Union Security Insurance Co. | Assurant | insurance violation | 2013 | AZ-DIFI | $40,000 |
Time Insurance Co. | Haven Holdings | insurance violation | 2013 | AZ-DIFI | $60,000 |
Unitrin Direct Insurance Co. | Kemper | insurance violation | 2013 | AZ-DIFI | $9,000 |
Unitrin Direct Property & Casualty Co. | Kemper | insurance violation | 2013 | AZ-DIFI | $18,000 |
Mercury Casualty Co. | Mercury General Corporation | insurance violation | 2013 | AZ-DIFI | $19,000 |
United Insurance Co. | Kemper | insurance violation | 2013 | AZ-DIFI | $23,000 |
Foremost Insurance Company Grand Rapids, Michigan | Zurich Insurance | insurance violation | 2015 | AZ-DIFI | $58,000 |
Foremost Property & Casualty Insurance Co. | Zurich Insurance | insurance violation | 2015 | AZ-DIFI | $21,000 |
Monumental Life Insurance Co. | Aegon | insurance violation | 2015 | AZ-DIFI | $57,000 |
Sentry Insurance A Mutual Co. | Sentry Insurance | insurance violation | 2015 | AZ-DIFI | $20,000 |
American Family Connect Property and Casualty Insurance Company | American Family Insurance | insurance violation | 2020 | AZ-DIFI | $50,000 |
Harleysville Mutual Insurance Co. | Nationwide | insurance violation | 2002 | CA-INS | $200,000 |
American International Group et al. | American International Group | insurance violation | 2002 | CA-INS | $411,500 |
Federal Insurance Co. et al. | Chubb Limited | insurance violation | 2003 | CA-INS | $403,652 |
State Farm Mutual Automobile Insurance Co. | State Farm Insurance | insurance violation | 2003 | CA-INS | $250,000 |
The Tokio Marine and Fire Insurance Company, Ltd. and Trans Pacific Insurance Co. | Tokio Marine | insurance violation | 2003 | CA-INS | $42,500 |