American Insurance Services, L.L.C. | | | investor protection violation | 2002 | AZ-CC | $810,300 |
21st Century Satellite Communications, Inc. | | | investor protection violation | 2002 | AZ-CC | $267,000 |
Intermarc Marketing and Cashflows | | | investor protection violation | 2002 | AZ-CC | $22,750 |
Pre-IPO Venture Capital Fund, L.L.C. | | | investor protection violation | 2002 | AZ-CC | $525,000 |
Glenn A. Libertore Financial Services | | | investor protection violation | 2002 | AZ-CC | $33,460 |
Republic Cash Advance, Inc. and Quick Cash Advance, Inc. | | | investor protection violation | 2002 | AZ-CC | $6,348,492 |
Easy Money Auto Leasing, Inc. et al. | | | investor protection violation | 2002 | AZ-CC | $1,104,100 |
Eternal Presence, Inc. | | | investor protection violation | 2002 | AZ-CC | $58,780 |
Netgo, Inc. and SDIC Partnership and Camelback, Ltd. | | | investor protection violation | 2002 | AZ-CC | $10,000 |
Estate Conservation Strategies, Inc. | | | investor protection violation | 2002 | AZ-CC | $5,000 |
M-Corp International, Ltd. and M-Corp International | | | investor protection violation | 2002 | AZ-CC | $30,000 |
Bamex International, Ltd. | | | investor protection violation | 2002 | AZ-CC | $1,277,429 |
Meracana Mining Corp. | | | investor protection violation | 2002 | AZ-CC | $151,439 |
Scottsdale Financial Funding Group, LLC | | | investor protection violation | 2003 | AZ-CC | $3,391,570 |
One Vision Children's Foundation, Inc. | | | investor protection violation | 2003 | AZ-CC | $4,407,140 |
Bob's Cash Express, Inc. et al. | | | investor protection violation | 2003 | AZ-CC | $693,320 |
Non-Stop Shopping.com, Inc. dba 2C2K.com, Inc. | | | investor protection violation | 2003 | AZ-CC | $162,500 |
Martin & Griffin, LLC | | | investor protection violation | 2003 | AZ-CC | $6,982,222 |
DMS Power Cash Flow, L.L.C. and Persanco, L.L.C. | | | investor protection violation | 2003 | AZ-CC | $945,025 |
Ocean International Marketing, Ltd et al. | | | investor protection violation | 2003 | AZ-CC | $174,689 |
Healthcare Purchasing Alliance, Inc. | | | investor protection violation | 2004 | AZ-CC | $273,933 |
Global Trusts, L.L.C. | | | investor protection violation | 2004 | AZ-CC | $125,680 |
Your Living Trust | | | investor protection violation | 2004 | AZ-CC | $75,500 |
Corporate Architects, Inc. | | | investor protection violation | 2004 | AZ-CC | $20,925 |
B.B. Financial Services Group, Inc. | | | investor protection violation | 2004 | AZ-CC | $174,050 |
Dreos Financial Services | | | investor protection violation | 2004 | AZ-CC | $22,425 |
International Global Positioning, Inc. | | | investor protection violation | 2004 | AZ-CC | $615,951 |
Johnson Estate Planning Service, Inc. | | | investor protection violation | 2004 | AZ-CC | $176,500 |
Integrowth Financial Group | | | investor protection violation | 2004 | AZ-CC | $2,016,524 |
Unity Financial, LLC | | | investor protection violation | 2004 | AZ-CC | $1,642,564 |
Intersecurities, Inc. | | | investor protection violation | 2004 | AZ-CC | $50,000 |
HCH Enterprises, L.L.C. | | | investor protection violation | 2004 | AZ-CC | $371,000 |
Fountain Capital Management, LLC | | | investor protection violation | 2005 | AZ-CC | $47,833 |
Solution, Sources, and Consulting, LLC and Energy Savings Solution, Inc. | | | investor protection violation | 2005 | AZ-CC | $1,229,186 |
Retirement Planning Center | | | investor protection violation | 2005 | AZ-CC | $167,944 |
Pristine Property & Investments, Inc. | | | investor protection violation | 2005 | AZ-CC | $107,704 |
Southwest Capital Advisors LLC | | | investor protection violation | 2005 | AZ-CC | $264,558 |
Check and Send, Inc. | | | investor protection violation | 2005 | AZ-CC | $807,484 |
M.A.C Investments, Inc. et al. | | | investor protection violation | 2005 | AZ-CC | $9,566,872 |
Universal FX Incorporated | | | investor protection violation | 2005 | AZ-CC | $5,000 |
Worldwide Forex, Inc. | | | investor protection violation | 2005 | AZ-CC | $5,000 |
Omni Horizon Group, LLP | | | investor protection violation | 2005 | AZ-CC | $661,676 |
Centenarios Gold, Inc. | | | investor protection violation | 2005 | AZ-CC | $5,000 |
Listo, Inc. | | | investor protection violation | 2005 | AZ-CC | $906,875 |
Brixon Group Ltd. | | | investor protection violation | 2005 | AZ-CC | $8,786,445 |
WSK Energy, L.L.C. | | | investor protection violation | 2006 | AZ-CC | $5,000 |
Opulent Properties LLC et al. | | | investor protection violation | 2006 | AZ-CC | $600,000 |
Eagle Communications, Inc. and Eagle One Financial & Tax, LLC | | | investor protection violation | 2006 | AZ-CC | $895,000 |
Southwest Trust & Financial | | | investor protection violation | 2006 | AZ-CC | $425,000 |
National Estate Planning Service and Planning and Senior Advisory Services | | | investor protection violation | 2006 | AZ-CC | $635,000 |
Cornerstone Senior Planning | | | investor protection violation | 2006 | AZ-CC | $545,000 |
Estate Planning Protection, Inc. | | | investor protection violation | 2006 | AZ-CC | $1,145,000 |
Butterworth Advisory Services and Senior Advisory Services | | | investor protection violation | 2006 | AZ-CC | $285,000 |
Precision Model & Design, Inc. et al. | | | investor protection violation | 2006 | AZ-CC | $818,000 |
Parklane International Corp. | | | investor protection violation | 2006 | AZ-CC | $20,000 |
Easy Street Financial Group, Inc. | | | investor protection violation | 2006 | AZ-CC | $8,535,467 |
Mid America Energy, Inc. et al. | | | investor protection violation | 2007 | AZ-CC | $300,000 |
Warren Exploration, LLC | | | investor protection violation | 2007 | AZ-CC | $122,000 |
Meta Funding, LLC | | | investor protection violation | 2007 | AZ-CC | $1,299,900 |
Hardy Asset Management | | | investor protection violation | 2007 | AZ-CC | $732,076 |
Sneva Alliance | | | investor protection violation | 2007 | AZ-CC | $115,282 |
ACI Holdings, Inc. | | | investor protection violation | 2007 | AZ-CC | $999,763 |
American Elder Group, L.L.C. and American Elder Group, Inc. | | | investor protection violation | 2007 | AZ-CC | $1,245,403 |
Estate Protection Consultants, L.L.C. | | | investor protection violation | 2007 | AZ-CC | $226,891 |
Agra Technologies, Inc. | | | investor protection violation | 2007 | AZ-CC | $10,417,532 |
RYM Technology Holdings, L.L.C. | | | investor protection violation | 2007 | AZ-CC | $25,000 |
Diamond Bay Investments, Inc. | | | investor protection violation | 2008 | AZ-CC | $25,000 |
Kelly's Mobile Home Sales, Inc. | | | investor protection violation | 2008 | AZ-CC | $4,592,939 |
CAG Financial, L.L.C and CAG Financial Services, L.L.C and Leigh & Associates, L.L.C. | | | investor protection violation | 2008 | AZ-CC | $566,573 |
G'ieber Financial, LLC | | | investor protection violation | 2008 | AZ-CC | $1,609,650 |
Panama Capital Funding, L.L.C. | | | investor protection violation | 2008 | AZ-CC | $5,000 |
Bella Funding, L.L.C. | | | investor protection violation | 2008 | AZ-CC | $10,000 |
Kuypow, Inc. dba Mo's Properties and Investment Group | | | investor protection violation | 2008 | AZ-CC | $819,290 |
Pacific Coast Holding Co. and Hall of Fame Partners, LLC | | | investor protection violation | 2008 | AZ-CC | $650,000 |
MNI Properties, L.L.C. and Mortgage Notes, Inc. | | | investor protection violation | 2008 | AZ-CC | $5,867,967 |
CAG Capital, Inc. dba Glendale Car Connection | | | investor protection violation | 2008 | AZ-CC | $1,024,406 |
Property Quest D.J.E., Inc. | | | investor protection violation | 2008 | AZ-CC | $5,210,399 |
Reserve Oil & Gas, Inc. | | | investor protection violation | 2008 | AZ-CC | $20,000 |
Severns Properties, LLC and Severns Capital, LLC | | | investor protection violation | 2008 | AZ-CC | $3,631,115 |
Motors de Amigos, Inc. and Rock'N R Car Company Enterprises, Inc. | | | investor protection violation | 2008 | AZ-CC | $315,150 |
Nakami Chi Group Ministries International | | | investor protection violation | 2008 | AZ-CC | $11,294,912 |
Marine 3 | | | investor protection violation | 2009 | AZ-CC | $75,000 |
BSK Enterprises, LLC | | | investor protection violation | 2009 | AZ-CC | $2,539,225 |
Cosas Management Group, L.L.C. | | | investor protection violation | 2009 | AZ-CC | $1,405,366 |
Southern Homes, L.L.C. | | | investor protection violation | 2009 | AZ-CC | $1,327,500 |
Highline Estates, LLC et al. | | | investor protection violation | 2009 | AZ-CC | $676,570 |
Trademark Capital Management, LLC and Blue Investments, LLC | | | investor protection violation | 2009 | AZ-CC | $3,100,880 |
Wealth Enhancement & Preservation, LLC | | | investor protection violation | 2009 | AZ-CC | $145,006 |
Knuckleball Capital Management, LLC | | | investor protection violation | 2009 | AZ-CC | $229,000 |
Whispering Winds Properties, L.L.C et al. | | | investor protection violation | 2009 | AZ-CC | $16,633,570 |
Wolfepack Transportation, Inc. aka Wolfpack Transportation, Inc. | | | investor protection violation | 2009 | AZ-CC | $448,043 |
The Greatest Only Divine Productions, L.L.C. | | | investor protection violation | 2009 | AZ-CC | $353,000 |
DJL & Associates, L.L.C. | | | investor protection violation | 2009 | AZ-CC | $67,849 |
The Kodiak Investment Group, L.L.C. | | | investor protection violation | 2009 | AZ-CC | $382,475 |
Oasis of Wealth, Inc. | | | investor protection violation | 2009 | AZ-CC | $53,315 |
Deluxe Designs International, LLC and Deluxe Live Productions | | | investor protection violation | 2009 | AZ-CC | $3,225,744 |
Team Heat, LLC | | | investor protection violation | 2009 | AZ-CC | $1,047,931 |
OLOF Enterprises, L.L.C. | | | investor protection violation | 2009 | AZ-CC | $1,242,612 |
Iron Horse Petroleum, Inc. | | | investor protection violation | 2009 | AZ-CC | $149,481 |
Sir Mortgage & Finance of Arizona, Inc. | | | investor protection violation | 2010 | AZ-CC | $90,000 |
Cash 2 U, LLC and Dos Ninas, LLC and Par 3 Management, LLC | | | investor protection violation | 2010 | AZ-CC | $3,143,755 |