Basic Search  |  Summaries  |  Advanced Search

523 Violation Tracker results found

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent ParentCurrent Parent Industry sort icon . Primary Offense TypeYearAgencyPenalty Amount
Legg Mason Inc.Franklin Resourcesfinancial servicesForeign Corrupt Practices Act2018DOJ_CRIMINAL$64,200,000
MoneyGram International Inc.MoneyGram Internationalfinancial servicesanti-money-laundering deficiencies2018DOJ_CRIMINAL$125,000,000
Societe Generale S.A.Societe Generalefinancial serviceseconomic sanction violation2018USAO$717,200,000
UniCredit GroupUniCreditfinancial serviceseconomic sanction violation2019DOJ_CRIMINAL$413,536,632
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019DOJ_CRIMINAL$292,210,160
Zurich Life Insurance Company LtdZurich Insurancefinancial servicestax violations2019DOJ_TAX$5,115,000
Merrill Lynch Commodities Inc.Bank of Americafinancial servicesprice-fixing or anti-competitive practices2019DOJ_CRIMINAL$25,000,000
Barclays PLCBarclaysfinancial servicesforeign exchange market manipulation2018DOJ_CRIMINAL$12,896,011
Unum GroupUnumfinancial serviceskickbacks and bribery2008USAO$5,550,000
Mellon Bank N.A.Bank of New York Mellonfinancial servicesFalse Claims Act and related2006USAO$18,130,405
UniCredit Bank Austria AGUniCreditfinancial serviceseconomic sanction violation2019NY-MANDA$20,000,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2019NY-MANDA$292,000,000
Societe GeneraleSociete Generalefinancial serviceseconomic sanction violation2018NY-MANDA$162,800,000
Credit Agricole Corporate and Investment BankCredit Agricolefinancial serviceseconomic sanction violation2015NY-MANDA$156,000,000
Commerzbank AGCommerzbankfinancial serviceseconomic sanction violation2015NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000
Metropolitan Life Insurance Company, Inc.MetLifefinancial servicesinsurance violation2014NY-MANDA$10,000,000
HSBC Holdings plcHSBCfinancial serviceseconomic sanction violation2012NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,500,000
Standard Chartered BankStandard Charteredfinancial serviceseconomic sanction violation2012NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $113,500,000
ING Bank, NVINGfinancial serviceseconomic sanction violation2012NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $309,500,000
Barclays plcBarclaysfinancial serviceseconomic sanction violation2010NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000
Credit Suisse AGCredit Suissefinancial serviceseconomic sanction violation2009NY-MANDA$268,000,000
Lloyds TSB Bank plcLloyds Banking Groupfinancial serviceseconomic sanction violation2009NY-MANDA$175,000,000
HSBC Private Bank (Suisse) SAHSBCfinancial servicestax violations2019USAO$192,350,000
Wells Fargo & CompanyWells Fargofinancial servicesfraud2020DOJ_CIVIL$3,000,000,000
Union Bancaire Privee, UBP SAUnion Bancaire Priveefinancial servicestax violations2020DOJ_TAX$14,000,000
Coutts & Co Ltd.NatWest Group PLCfinancial servicestax violations2019DOJ_TAX$27,900,000
Bank Hapoalim B.M.Bank Hapoalimfinancial servicesanti-money-laundering deficiencies2020DOJ_CRIMINAL$30,063,317
Bank Hapoalim B.M. and Bank Hapoalim (Switzerland) Ltd.Bank Hapoalimfinancial servicestax violations2020DOJ_TAX$616,910,000
Industrial Bank of KoreaIndustrial Bank of Koreafinancial servicesanti-money-laundering deficiencies2020USAO$51,000,000
Bank of Nova ScotiaScotiabankfinancial servicesprice-fixing or anti-competitive practices2020DOJ_CRIMINAL$60,400,000
Vitol Inc.Vitolfinancial servicesForeign Corrupt Practices Act2020DOJ_CRIMINAL$135,000,000
Goldman Sachs Group Inc.Goldman Sachsfinancial servicesForeign Corrupt Practices Act2020DOJ_CRIMINAL$2,921,088,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesfraud2020DOJ_CRIMINAL(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000
Deutsche BankDeutsche Bankfinancial servicesForeign Corrupt Practices Act2021DOJ_CRIMINAL$87,091,424
Bank Julius Baer & Co. Ltd.Julius Baer Groupfinancial servicesmoney laundering2021DOJ_CRIMINAL$79,000,000
Swiss Life Holding AG et al.Swiss Life Groupfinancial servicestax violations2021DOJ_TAX$77,374,337
State Street CorporationState Street Corp.financial servicesfraud2021USAO$115,000,000
Credit Suisse Group AGCredit Suissefinancial servicesfraud2021DOJ_CRIMINAL$175,500,000
Las Vegas Sands Corp.Las Vegas Sands Corp.entertainmentForeign Corrupt Practices Act2017DOJ_CRIMINAL$6,960,000
Las Vegas Sands Corp.Las Vegas Sands Corp.entertainmentanti-money-laundering deficiencies2013USAO$47,400,300
Ticketmaster L.L.C.Live Nation Entertainmententertainmentfraud2020USAO$10,000,000
Olympus Corp. of the AmericasOlympuselectrical and electronic equipmentkickbacks and bribery2016DOJ_CRIMINAL$646,000,000
ZAO Hewlett-Packard A.O. and Hewlett-Packard Polska, Sp. Z o.o. and Hewlett-Packard Mexico, S. de R.L. de C.V.HP Inc.electrical and electronic equipmentForeign Corrupt Practices Act2014DOJ_CRIMINAL$76,760,224
General Cable CorporationPrysmian Groupelectrical and electronic equipmentForeign Corrupt Practices Act2016DOJ_CRIMINAL$20,000,000
Symbol Technologies Inc.Zebra Technologieselectrical and electronic equipmentfraud2004USAO$139,000,000
Panasonic Avionics CorporationPanasonicelectrical and electronic equipmentForeign Corrupt Practices Act2018DOJ_CRIMINAL$137,400,000
Computer Associates International, Inc.Broadcomelectrical and electronic equipmentaccounting fraud or deficiencies2004USAO$225,000,000
Schneider Electric Buildings Americas Inc.Schneider Electricelectrical and electronic equipmentFalse Claims Act and related2020DOJ_CIVIL$11,000,000
Marubeni CorporationMarubenidiversifiedForeign Corrupt Practices Act2012DOJ_CRIMINAL$54,600,000
Tenaris S.A.TechintdiversifiedForeign Corrupt Practices Act2011DOJ_CRIMINAL$3,500,000
RAE Systems Inc.Honeywell InternationaldiversifiedForeign Corrupt Practices Act2010DOJ_CRIMINAL$1,700,000
General Reinsurance CorporationBerkshire Hathawaydiversifiedaccounting fraud or deficiencies2010DOJ_CRIMINAL$24,500,000
Tenaris S.A.TechintdiversifiedForeign Corrupt Practices Act2011SEC$5,400,000
Nortek Inc.Madison IndustriesdiversifiedForeign Corrupt Practices Act2016SEC$322,058
Jefferies LLCJefferies Financial Groupdiversifiedtoxic securities abuses2014USAO$25,000,000
Keppel Offshore & Marine Ltd.KeppeldiversifiedForeign Corrupt Practices Act2017DOJ_CRIMINAL$105,554,245
Samsung Heavy Industries Company LimitedSamsungdiversifiedForeign Corrupt Practices Act2019USAO$37,740,800
Honeywell UOPHoneywell InternationaldiversifiedForeign Corrupt Practices Act2022DOJ_CRIMINAL$79,000,000
Louis Berger International Inc.WSP Globalconstruction and engineeringForeign Corrupt Practices Act2015DOJ_CRIMINAL$17,100,000
Bilfinger SEBilfingerconstruction and engineeringForeign Corrupt Practices Act2013DOJ_CRIMINAL$32,000,000
Caddell Construction Company Inc.Caddell Constructionconstruction and engineeringfraud2012DOJ_CRIMINAL$2,000,000
JGC CorporationJGC Corporationconstruction and engineeringForeign Corrupt Practices Act2011DOJ_CRIMINAL$281,800,000
CH2M Hill Companies Ltd.Jacobs Engineeringconstruction and engineeringFalse Claims Act and related2013DOJ_CIVIL$19,000,000
Willbros Group Inc.Primoris Servicesconstruction and engineeringForeign Corrupt Practices Act2008DOJ_CRIMINAL$22,000,000
Tishman Construction CorporationAECOMconstruction and engineeringfraud2015USAO$20,230,917
Granite Construction Inc.Granite Constructionconstruction and engineeringfraud2015USAO$8,250,000
Lend Lease (US) Construction LMB Inc.Lendlease Groupconstruction and engineeringfraud2012USAO$56,600,000
Skanska USA Civil Northeast Inc.Skanskaconstruction and engineeringfraud2011USAO$19,600,000
Louis Berger Group Inc.WSP Globalconstruction and engineeringFalse Claims Act and related2010USAO$69,300,000
Beazer Homes USA Inc.Beazer Homes USAconstruction and engineeringaccounting fraud or deficiencies2009USAO(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000
Operations Management International, Inc.Jacobs Engineeringconstruction and engineeringenvironmental violation2006USAO$2,000,000
Swisher HygieneEcolabchemicalsaccounting fraud or deficiencies2016SEC$2,000,000
Monsanto CompanyBayerchemicalsForeign Corrupt Practices Act2005DOJ_CRIMINAL$1,000,000
Swisher Hygiene Inc.Ecolabchemicalsfraud2015USAO$2,000,000
Toray Chemical Korea Inc. dba Woongjin ChemicalToray Industrieschemicalstheft of trade secrets2014USAO$2,058,000
Ernst & Young LLPErnst & Youngbusiness servicestax violations2013USAO$123,000,000
BDO USA, LLPBDO Internationalbusiness servicestax violations2012USAO$50,000,000
KPMG LLPKPMGbusiness servicestax violations2005DOJ_TAX$456,000,000
ABT AssociatesAbt Associatesbusiness servicesfraud2006USAO$2,900,000
Baton Holdings LLCRed Venturesbusiness servicesinvestor protection violation2019DOJ_CRIMINAL$28,000,000
BDO SeidmanBDO Internationalbusiness servicesaccounting fraud or deficiencies2002USAO$16,000,000
Fisher Sand & Gravel Inc.Fisher Industriesbuilding materialstax violations2009DOJ_TAX$1,160,000
Argos USA LLCArgosbuilding materialsprice-fixing or anti-competitive practices2021DOJ_ANTITRUST$20,000,000
Beam Suntory Inc.SuntorybeveragesForeign Corrupt Practices Act2020DOJ_CRIMINAL$19,572,885
Tyco International Ltd.Johnson Controlsautomotive partsForeign Corrupt Practices Act2012DOJ_CRIMINAL$13,680,000
York International CorporationJohnson Controlsautomotive partskickbacks and bribery2007DOJ_CRIMINAL$10,000,000
Ralph Lauren CorporationRalph Lauren Corp.apparelForeign Corrupt Practices Act2013DOJ_CRIMINAL$882,000
BizJet International Sales and Support Inc.LufthansaairlinesForeign Corrupt Practices Act2012DOJ_CRIMINAL$118,000,000
LATAM Airlines Group S.A.LATAM Airlines GroupairlinesForeign Corrupt Practices Act2016DOJ_CRIMINAL$12,750,000
United Continental Holdings Inc.United Airlines Holdingsairlineskickbacks and bribery2016USAO$2,250,000
United Airlines Inc.United Airlines Holdingsairlinesfraud2021DOJ_CRIMINAL$49,458,102
Alfred C. Toepfer International Ukraine Ltd.Archer Daniels MidlandagribusinessForeign Corrupt Practices Act2013DOJ_CRIMINAL$17,800,000
AGCO Corp.AGCO Corp.agribusinesskickbacks and bribery2009DOJ_CRIMINAL$1,600,000
Armor Holdings Inc.BAE Systemsaerospace and military contractingForeign Corrupt Practices Act2011DOJ_CRIMINAL$10,290,000
Boeing CompanyBoeingaerospace and military contractingFalse Claims Act and related2006DOJ_CIVIL$615,000,000
Textron Inc.Textronaerospace and military contractingkickbacks and bribery2007DOJ_CRIMINAL$1,150,000
ITT CorporationL3Harris Technologiesaerospace and military contractingmisuse of classified data2007DOJ_NATSEC$50,000,000
Embraer S.A.Embraeraerospace and military contractingForeign Corrupt Practices Act2016DOJ_CRIMINAL$107,285,090
Rolls-Royce plcRolls-Royceaerospace and military contractingForeign Corrupt Practices Act2017DOJ_CRIMINAL$169,917,710
United Technologies CorporationRaytheon Technologiesaerospace and military contractingexport control violation2012USAO$75,000,000
Northrop Grumman Systems CorporationNorthrop Grummanaerospace and military contractingFalse Claims Act and related2018USAO$31,650,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.