Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
ACE CASH EXPRESS, INC. ACE Cash Express consumer protection violation 2016 VA-FIN $45,000
DAIRYLAND INSURANCE CO Sentry Insurance insurance violation 2001 VA-INS $8,500
AMERICAN GENERAL LIFE American International Group insurance violation 2001 VA-INS $14,000
JEFFERSON PILOT LIFE INSURANCE Lincoln National insurance violation 2001 VA-INS $42,000
CONSECO HEALTH INSURANCE COMPANY CNO Financial insurance violation 2001 VA-INS $19,000
HARTFORD FIRE INSURANCE CO. ET AL Hartford Financial Services insurance violation 2001 VA-INS $30,000
PROGRESSIVE AMERICAN INSURANCE CO. Progressive insurance violation 2001 VA-INS $23,000
Group Hospitalization and Medical Services, Inc. CareFirst of Maryland insurance violation 2001 VA-INS $12,000
CAREFIRST BLUE CHOICE INC CareFirst of Maryland insurance violation 2001 VA-INS $12,000
MONUMENTAL LIFE INSURANCE CO Aegon insurance violation 2001 VA-INS $5,000
HARLEYSVILLE MUTUAL INSURANCE CO Nationwide insurance violation 2001 VA-INS $21,000
AMERITAS LIFE INSURANCE CORP Ameritas Mutual Holding Company insurance violation 2001 VA-INS $9,000
AMERICAN BANKERS LIFE ASSURANCE OF FLORIDA Assurant insurance violation 2001 VA-INS $15,000
PACIFIC LIFE & ANNUITY COMPANY Pacific Life insurance violation 2001 VA-INS $9,000
RELIASTAR LIFE INSURANCE CO Voya Financial insurance violation 2001 VA-INS $9,000
FORTIS INSURANCE COMPANY Assurant insurance violation 2001 VA-INS $57,000
NEW YORK LIFE INSURANCE CO New York Life Insurance insurance violation 2002 VA-INS $13,500
UNITED AMERICAN INSURANCE CO. Globe Life Inc. insurance violation 2002 VA-INS $10,000
FIDELITY & GUARANTY LIFE INSURANCE Fidelity National Financial insurance violation 2002 VA-INS $15,000
AMERICAN NATIONAL INSURANCE CO. et al. American National Insurance insurance violation 2002 VA-INS $103,200
AVEMCO INSURANCE COMPANY Tokio Marine insurance violation 2002 VA-INS $12,000
FORTIS INSURANCE CO., ET AL. Assurant insurance violation 2002 VA-INS $27,000
NEW ENGLAND LIFE INSURANCE CO. Brighthouse Financial insurance violation 2002 VA-INS $9,000
Combined Insurance Company of America Chubb Limited insurance violation 2002 VA-INS $27,000
PRINCIPAL LIFE INSURANCE CO. Principal Financial insurance violation 2002 VA-INS $12,000
SAFECO INSURANCE CO. ET AL. Liberty Mutual Insurance insurance violation 2002 VA-INS $28,200
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2002 VA-INS $10,000
MUTUAL OF OMAHA INSURANCE CO. Mutual of Omaha insurance violation 2002 VA-INS $25,800
AMERICAN HERITAGE LIFE INSURANCE CO Allstate insurance violation 2002 VA-INS $15,000
AMICA MUTUAL INSURANCE COMPANY Amica Mutual Insurance insurance violation 2002 VA-INS $14,000
PRUDENTIAL INSURANCE COMPANY Prudential Financial insurance violation 2002 VA-INS $15,000
AMERICAN FAMILY LIFE ASSURANCE Aflac insurance violation 2003 VA-INS $7,500
UNUM LIFE INSURANCE COMPANY Unum insurance violation 2003 VA-INS $14,000
NATIONWIDE MUTUAL INSURANCE CO ET AL Nationwide insurance violation 2003 VA-INS $64,080
PEERLESS INSURANCE COMPANY Liberty Mutual Insurance insurance violation 2003 VA-INS $28,100
ERIE INSURANCE EXCHANGE Erie Indemnity insurance violation 2003 VA-INS $6,200
FIDELITY & GUARANTY LIFE INSURANCE Fidelity National Financial insurance violation 2003 VA-INS $20,000
VICTORIA FIRE & CASUALTY ET AL Nationwide insurance violation 2003 VA-INS $29,000
PRINCIPAL LIFE INSURANCE CO Principal Financial insurance violation 2003 VA-INS $10,000
ALLSTATE INSURANCE & ALLSTATE INDEMNITY CO Allstate insurance violation 2003 VA-INS $31,300
FARMERS INSURANCE EXCHANGE Farmers Insurance Exchange insurance violation 2003 VA-INS $42,000
ALLSTATE INSURANCE CO., ET AL. Allstate insurance violation 2003 VA-INS $50,000
Group Hospitalization and Medical Services, Inc. CareFirst of Maryland insurance violation 2003 VA-INS $15,000
MASSACHUSETTS MUTUAL LIFE INSURANCE Massachusetts Mutual Life Insurance insurance violation 2003 VA-INS $15,000
UNITED AMERICAN INSURANCE CO. Globe Life Inc. insurance violation 2003 VA-INS $15,000
PRUDENTIAL INSURANCE COMPANY Prudential Financial insurance violation 2004 VA-INS $7,500
PRUCO LIFE INSURANCE CO Prudential Financial insurance violation 2004 VA-INS $7,500
AMERICAN ZURICH INSURANCE CO Zurich Insurance insurance violation 2004 VA-INS $5,000
CAREFIRST BLUECHOICE, INC. CareFirst of Maryland insurance violation 2004 VA-INS $118,000
THE GUARDIAN LIFE INSURANCE CO Guardian Life Insurance insurance violation 2004 VA-INS $27,000
FEDERAL INSURANCE CO., ET AL. Chubb Limited insurance violation 2004 VA-INS $65,000
PROTECTIVE LIFE INSURANCE CO. Dai-ichi Life insurance violation 2004 VA-INS $10,000
LIBERTY MUTUAL INSURANCE CO., ET AL Liberty Mutual Insurance insurance violation 2004 VA-INS $37,000
ALLSTATE LIFE INSURANCE CO. Allstate insurance violation 2005 VA-INS $5,000
LIBERTY MUTUAL INSURANCE CO. ET AL. Liberty Mutual Insurance insurance violation 2005 VA-INS $30,000
CUNA MUTUAL INSURANCE SOCIETY CUNA Mutual insurance violation 2005 VA-INS $40,000
UNITED AMERICAN INSURANCE CO. Globe Life Inc. insurance violation 2005 VA-INS $5,000
CONSECO SENIOR HEALTH INS. CNO Financial insurance violation 2005 VA-INS $7,500
AMERICAN HEALTH & LIFE INSURANCE CO OneMain Holdings insurance violation 2005 VA-INS $7,000
LIFE INVESTORS INSURANCE COMPANY OF AMERICA Aegon insurance violation 2006 VA-INS $29,000
United Services Automobile Association USAA insurance violation 2006 VA-INS $5,000
COMMONWEALTH LAND TITLE INSURANCE CO. ET AL. Fidelity National Financial insurance violation 2006 VA-INS $300,000
MINNESOTA LIFE INSURANCE CO. Securian Financial insurance violation 2006 VA-INS $18,000
RESOURCE LIFE INSURANCE CO. CNO Financial insurance violation 2006 VA-INS $18,000
NATIONWIDE MUTUAL INSURANCE ET AL. Nationwide insurance violation 2006 VA-INS $45,000
GREAT AMERICAN INSURANCE COMPANY ET AL American Financial Group insurance violation 2006 VA-INS $7,200
GREAT AMERICAN INSURANCE COMPANY ET AL American Financial Group insurance violation 2006 VA-INS $7,200
HARTFORD INSURANCE COMPANY OF THE MIDWEST Hartford Financial Services insurance violation 2006 VA-INS $42,800
BRISTOL WEST INSURANCE COMPANY Zurich Insurance insurance violation 2006 VA-INS $20,000
Universal Underwriters Life Insurance Company Zurich Insurance insurance violation 2006 VA-INS $24,000
MARSH USA, INC. Marsh & McLennan insurance violation 2006 VA-INS $150,000
AMERICAN BANKERS INSURANCE Assurant insurance violation 2006 VA-INS $45,000
AMERICAN SECURITY INSURANCE CO Assurant insurance violation 2006 VA-INS $45,000
STANDARD GUARANTY INSURANCE CO Assurant insurance violation 2006 VA-INS $45,000
Brown & Brown Insurance Agency of Virginia, Inc. Brown & Brown insurance violation 2006 VA-INS $5,000
AMERICAN HERITAGE LIFE INSURANCE CO Allstate insurance violation 2006 VA-INS $18,000
GENWORTH LIFE AND ANNUITY INSURANCE CO Genworth Financial insurance violation 2006 VA-INS $12,000
Life Insurance Company of the Southwest National Life Group insurance violation 2006 VA-INS $5,000
GENERAL AMERICAN LIFE INSURANCE MetLife insurance violation 2006 VA-INS $10,000
NATIONWIDE LIFE INSURANCE CO. Nationwide insurance violation 2006 VA-INS $40,000
Property & Casualty Insurance Company of Hartford Hartford Financial Services insurance violation 2006 VA-INS $5,000
XL LIFE INSURANCE AND ANNUITY AXA insurance violation 2006 VA-INS $10,000
AMERICAN NATIONAL INSURANCE American National Insurance insurance violation 2006 VA-INS $22,000
AMERICAN BANKERS LIFE Assurant insurance violation 2007 VA-INS $97,000
LIBERTY INSURANCE CORP. ET AL. Liberty Mutual Insurance insurance violation 2007 VA-INS $15,000
RELIASTAR LIFE INSURANCE CO. Voya Financial insurance violation 2007 VA-INS $8,000
UNION SECURITY LIFE INSURANCE Assurant insurance violation 2007 VA-INS $27,000
State Farm Mutual Automobile Insurance Company State Farm Insurance insurance violation 2007 VA-INS $6,000
AMEX ASSURANCE CO. American Express insurance violation 2007 VA-INS $26,400
Group Hospitalization and Medical Services, Inc. CareFirst of Maryland insurance violation 2007 VA-INS $15,000
United Services Automobile Association USAA insurance violation 2007 VA-INS $6,000
CAREFIRST BLUECHOICE, INC. CareFirst of Maryland insurance violation 2007 VA-INS $120,000
UNITED AMERICAN INSURANCE CO. Globe Life Inc. insurance violation 2007 VA-INS $15,000
CUNA MUTUAL INSURANCE SOCIETY CUNA Mutual insurance violation 2007 VA-INS $30,000
AMERICAN HOME ASSURANCE ET AL. American International Group insurance violation 2007 VA-INS $5,000
Metropolitan Property and Casualty Zurich Insurance insurance violation 2007 VA-INS $5,000
SENTINEL INSURANCE COMPANY Hartford Financial Services insurance violation 2007 VA-INS $5,000
Allstate Insurance Company and Allstate Indemnity Company Allstate insurance violation 2007 VA-INS $8,000
CHUBB INDEMNITY INSURANCE, ET AL. Chubb Limited insurance violation 2007 VA-INS $5,000
MERCURY CASUALTY COMPANY Mercury General Corporation insurance violation 2007 VA-INS $25,600
AIU INSURANCE COMPANY ET AL. American International Group insurance violation 2008 VA-INS $100,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)