Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$331,558,339,161
Number of Records: 
6,166
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,764,013,078219
JPMorgan Chase$35,819,302,225162
Citigroup$25,454,366,764125
Wells Fargo$21,358,750,745184
Deutsche Bank$18,286,625,30261
UBS$16,792,860,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,473,904,00028
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $40,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $100,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $5,000
Blue Shield of California Promise Health Plan California Physicians' Service insurance violation 2017 CA-MHC $7,500
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $7,500
California Physicians' Service (Blue Shield of California) California Physicians' Service insurance violation 2017 CA-MHC $322,500
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $50,000
Blue Shield of California Promise Health Plan California Physicians' Service insurance violation 2017 CA-MHC $20,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2018 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2018 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2018 CA-MHC $8,500
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2018 CA-MHC $7,500
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2018 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2018 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2018 CA-MHC $300,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2018 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2018 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2018 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2018 CA-MHC $17,500
Oscar Health Plan of California Mulberry Health insurance violation 2018 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2019 CA-MHC $85,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2019 CA-MHC $7,500
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2019 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2019 CA-MHC $6,500
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2019 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2019 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2019 CA-MHC $10,000
Oscar Health Plan of California Mulberry Health insurance violation 2019 CA-MHC $5,000
Blue Shield of California Promise Health Plan California Physicians' Service insurance violation 2019 CA-MHC $65,000
Blue Shield of California Promise Health Plan California Physicians' Service insurance violation 2019 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2019 CA-MHC $5,000
Blue Shield of California Promise Health Plan California Physicians' Service insurance violation 2019 CA-MHC $150,000
Oscar Health Plan of California Mulberry Health insurance violation 2019 CA-MHC $5,000
Blue Shield of California Promise Health Plan California Physicians' Service insurance violation 2019 CA-MHC $20,000
California Physicians' Service California Physicians' Service insurance violation 2020 CA-MHC $5,000
California Physicians' Service California Physicians' Service insurance violation 2020 CA-MHC $30,000
California Physicians' Service California Physicians' Service insurance violation 2020 CA-MHC $5,000
Oscar Health Plan of California Mulberry Health insurance violation 2020 CA-MHC $15,000
California Physicians' Service California Physicians' Service insurance violation 2020 CA-MHC $10,000
California Physicians' Service California Physicians' Service insurance violation 2020 CA-MHC $5,000
California Physicians' Service California Physicians' Service insurance violation 2020 CA-MHC $5,000
California Physicians' Service California Physicians' Service insurance violation 2020 CA-MHC $5,000
Oscar Health Plan of California Mulberry Health insurance violation 2020 CA-MHC $15,000
California Physicians' Service California Physicians' Service insurance violation 2020 CA-MHC $7,500
California Physicians' Service California Physicians' Service insurance violation 2020 CA-MHC $10,000
California Physicians' Service California Physicians' Service insurance violation 2020 CA-MHC $5,000
California Physicians' Service California Physicians' Service insurance violation 2020 CA-MHC $5,000
California Physicians' Service California Physicians' Service insurance violation 2020 CA-MHC $7,500
California Physicians' Service dba. Blue Shield of California California Physicians' Service insurance violation 2021 CA-MHC $5,000
Oscar Health Plan of California Mulberry Health insurance violation 2021 CA-MHC $75,000
California Physicians' Service dba. Blue Shield of California California Physicians' Service insurance violation 2020 CA-MHC $5,000
Oscar Health Plan of California Mulberry Health insurance violation 2020 CA-MHC $5,000
California Physicians' Service dba. Blue Shield of California California Physicians' Service insurance violation 2020 CA-MHC $5,000
California Physicians' Service dba. Blue Shield of California California Physicians' Service insurance violation 2020 CA-MHC $10,000
Bank of America, N.A. Bank of America consumer protection violation 2017 CA-MULTI $1,940,000
Allstate Insurance Co. Allstate insurance violation 2016 CA-MULTI $600,000
Liberty Mutual Group, Inc. Liberty Mutual Insurance consumer protection violation 2016 CA-MULTI $925,000
Fidelity National Financial, Inc. Fidelity National Financial consumer protection violation 2013 CA-MULTI $873,588
American Express Publishing Corp. American Express consumer protection violation 2011 CA-MULTI $600,000
Metropolitan Life Insurance MetLife kickbacks and bribery 2008 CA-MULTI $500,000
Prudential Insurance Co. Prudential Financial kickbacks and bribery 2008 CA-MULTI $350,000
Unum Insurance Co. Unum kickbacks and bribery 2008 CA-MULTI $250,000
Old Republic Title Co. Old Republic International consumer protection violation 2002 CA-MULTI $5,096,963
Wells Fargo Home Mortgage, Inc. Wells Fargo consumer protection violation 2003 CA-SCCDA $25,000
Citibank Citigroup consumer protection violation 2016 CFPB $7,890,000
Citibank Citigroup consumer protection violation 2016 CFPB $45,000,000
EZCORP Inc. EZCORP Inc. consumer protection violation 2015 CFPB $10,500,000
Fifth Third Bank Fifth Third Bancorp consumer protection violation 2015 CFPB $21,500,000
Hudson City Savings Bank M&T Bank banking violation 2015 CFPB $32,750,000
Encore Capital Group Encore Capital Group consumer protection violation 2015 CFPB $52,000,000
Springstone Financial, LLC LendingClub Corp. consumer protection violation 2015 CFPB $700,000
Citizens Bank, N.A. Citizens Financial Group consumer protection violation 2015 CFPB $18,500,000
Paymap Inc. Western Union consumer protection violation 2015 CFPB $38,400,000
Discover Bank Discover Financial Services consumer protection violation 2015 CFPB $18,500,000
Citibank N.A. Citigroup consumer protection violation 2015 CFPB $733,800,000
JPMorgan Chase JPMorgan Chase consumer protection violation 2015 CFPB $186,000,000
Provident Funding Associates Provident Funding Associates consumer protection violation 2015 CFPB $9,000,000
PayPal Inc. PayPal Holdings consumer protection violation 2015 CFPB $25,000,000
Regions Bank Regions Financial consumer protection violation 2015 CFPB $7,500,000
Wells Fargo Wells Fargo consumer protection violation 2015 CFPB $34,800,000
JPMorgan Chase JPMorgan Chase consumer protection violation 2015 CFPB $900,000
M&T Bank M&T Bank consumer protection violation 2014 CFPB $3,100,000
Flagstar Bank Flagstar Bancorp consumer protection violation 2014 CFPB $37,500,000
U.S. Bank U.S. Bancorp consumer protection violation 2014 CFPB $53,000,000
Amerisave Mortgage Corporation and Novo Appraisal Management Company AmeriSave Mortgage consumer protection violation 2014 CFPB $19,300,000
ACE Cash Express ACE Cash Express consumer protection violation 2014 CFPB $15,000,000
GE Capital Retail Bank, now known as Synchrony Bank Synchrony Financial consumer protection violation 2014 CFPB $225,000,000
SunTrust Mortgage, Inc. Truist Financial consumer protection violation 2014 CFPB $550,000,000
Bank of America, N.A. Bank of America consumer protection violation 2014 CFPB $747,000,000
American Express American Express consumer protection violation 2013 CFPB $69,100,000
National City Bank and its successor PNC Bank PNC Financial Services banking violation 2013 CFPB $35,000,000
Ally Financial Inc. and Ally Bank Ally Financial consumer protection violation 2013 CFPB $98,000,000
Ocwen Financial Corporation and Ocwen Loan Servicing Ocwen Financial consumer protection violation 2013 CFPB $2,125,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)