Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Wells Fargo Bank, N.A. Wells Fargo discriminatory practices (non-employment) 2012 private lawsuit-federal $7,500,000
Wells Fargo Bank N.A. Wells Fargo discriminatory practices (non-employment) 2011 private lawsuit-state $3,520,000
J.P. Morgan Chase JPMorgan Chase discriminatory practices (non-employment) 2010 private lawsuit-federal $1,950,000
HSBC Finance Corporation et al. HSBC discriminatory practices (non-employment) 2010 private lawsuit-federal $6,050,000
John Hancock Life Insurance Company Manulife Financial discriminatory practices (non-employment) 2009 private lawsuit-federal $24,400,000
Allstate Corporation Allstate discriminatory practices (non-employment) 2007 private lawsuit-federal $11,720,000
Liberty National Life Insurance Company Globe Life Inc. discriminatory practices (non-employment) 2006 private lawsuit-federal $9,350,000
Bank of America, NA Bank of America discriminatory practices (non-employment) 2005 private lawsuit-federal $3,670,000
Bank One, KY, N.A. JPMorgan Chase discriminatory practices (non-employment) 2005 private lawsuit-federal $6,715,000
U.S. Bancorp U.S. Bancorp discriminatory practices (non-employment) 2005 private lawsuit-federal $2,495,000
WFS Financial, Inc. Wells Fargo discriminatory practices (non-employment) 2004 private lawsuit-federal $4,550,000
General Motors Acceptance Corp. Ally Financial discriminatory practices (non-employment) 2004 private lawsuit-federal $9,600,000
Cincinnati Life Insurance Company Cincinnati Financial discriminatory practices (non-employment) 2004 private lawsuit-state $1,900,000
Flagstar Bank Flagstar Bancorp discriminatory practices (non-employment) 2004 private lawsuit-federal $1,100,000
American General Life Insurance American International Group discriminatory practices (non-employment) 2000 private lawsuit-federal $214,000,000
JPMorgan Chase Bank JPMorgan Chase discriminatory practices (non-employment) 2021 HUD $50,000
Wells Fargo Bank Wells Fargo discriminatory practices (non-employment) 2021 HUD $125,000
Deutsche Bank AG Deutsche Bank economic sanction violation 2015 FED $58,000,000
Credit Agricole S.A. Credit Agricole economic sanction violation 2015 FED $90,300,000
BNP Paribas S.A. BNP Paribas economic sanction violation 2015 DOJ_CRIMINAL $8,973,600,000
Commerzbank AG Commerzbank economic sanction violation 2015 DOJ_CRIMINAL $642,000,000
Standard Chartered Bank Standard Chartered economic sanction violation 2012 DOJ_CRIMINAL $227,000,000
ING Bank N.V. ING economic sanction violation 2012 DOJ_CRIMINAL $619,000,000
Barclays Bank PLC Barclays economic sanction violation 2010 DOJ_CRIMINAL $298,000,000
ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V. ABN AMRO economic sanction violation 2010 DOJ_CRIMINAL $500,000,000
Barclays Bank PLC Barclays economic sanction violation 2016 OFAC $2,485,890
Credit Agricole Corporate and Investment Bank Credit Agricole economic sanction violation 2015 OFAC $329,593,585
UBS AG UBS economic sanction violation 2015 OFAC $1,700,100
Navigators Insurance Company Hartford Financial Services economic sanction violation 2015 OFAC $271,815
PayPal Inc. PayPal Holdings economic sanction violation 2015 OFAC $7,658,300
Commerzbank AG Commerzbank economic sanction violation 2014 OFAC $258,660,796
Bank of America N.A. Bank of America economic sanction violation 2014 OFAC $16,562,700
Clearstream Banking SA Deutsche Borse economic sanction violation 2014 OFAC $152,000,000
Royal Bank of Scotland PLC NatWest Group PLC economic sanction violation 2013 OFAC $33,000,000
Standard Chartered Bank Standard Chartered economic sanction violation 2012 OFAC (*) $132,000,000
HSBC Holdings HSBC economic sanction violation 2012 OFAC $375,000,000
ING Bank N.V. ING economic sanction violation 2012 OFAC (*) $619,000,000
JPMorgan Chase Bank JPMorgan Chase economic sanction violation 2011 OFAC $88,300,000
UBS AG UBS economic sanction violation 2004 FED $100,000,000
Credit Suisse AG Credit Suisse economic sanction violation 2009 DOJ_CRIMINAL $268,000,000
Lloyds TSB Bank PLC Lloyds Banking Group economic sanction violation 2009 DOJ_CRIMINAL $175,000,000
A.G. Edwards and Sons Inc. Wells Fargo economic sanction violation 2008 OFAC $122,358
BankAtlantic Truist Financial economic sanction violation 2008 OFAC $7,500
BB&T Truist Financial economic sanction violation 2007 OFAC $10,000
Citigroup, N. A. Citigroup economic sanction violation 2008 OFAC $16,250
Key Bank National Association KeyCorp economic sanction violation 2008 OFAC $200,000
American Express Travel Related Services Co., Inc. American Express economic sanction violation 2007 OFAC $16,625
National Australia Bank Ltd. National Australia Bank economic sanction violation 2007 OFAC $100,000
Wachovia Bank Wells Fargo economic sanction violation 2007 OFAC $11,000
ABN AMRO Bank, N.V. ABN AMRO economic sanction violation 2006 OFAC $40,000,000
Bank of China Bank of China economic sanction violation 2005 OFAC $11,000
Fidelity Brokerage Services, Inc. dba Fidelity Investments Fidelity Investments economic sanction violation 2005 OFAC $63,853
PNC Bank PNC Financial Services economic sanction violation 2005 OFAC $8,200
Seabury & Smith Inc. Marsh & McLennan economic sanction violation 2005 OFAC $46,341
SunTrust Bank Truist Financial economic sanction violation 2005 OFAC $40,423
SunTrust Bank Truist Financial economic sanction violation 2005 OFAC $30,800
The Bank of New York Bank of New York Mellon economic sanction violation 2005 OFAC $5,844
Wachovia Bank Wells Fargo economic sanction violation 2005 OFAC $5,500
Wells Fargo Bank Wells Fargo economic sanction violation 2005 OFAC $42,833
ABN AMRO Bank, Inc ABN AMRO economic sanction violation 2004 OFAC $25,847
American Express American Express economic sanction violation 2004 OFAC $18,391
American Express Bank Ltd. American Express economic sanction violation 2004 OFAC $5,041
American Express Company American Express economic sanction violation 2004 OFAC $5,500
Arab Banking Corp. Arab Banking Corp. economic sanction violation 2004 OFAC $5,500
Bank of America Bank of America economic sanction violation 2004 OFAC $13,573
Bank of China Bank of China economic sanction violation 2004 OFAC $10,000
Bank of New York Bank of New York Mellon economic sanction violation 2004 OFAC $137,500
Bank of New York Bank of New York Mellon economic sanction violation 2004 OFAC $34,623
Bank of New York Bank of New York Mellon economic sanction violation 2004 OFAC $27,500
Bank of New York Bank of New York Mellon economic sanction violation 2004 OFAC $5,500
Bank One JPMorgan Chase economic sanction violation 2004 OFAC $5,500
Bank One JPMorgan Chase economic sanction violation 2004 OFAC $6,682
Barclays Bank PLC Barclays economic sanction violation 2004 OFAC $14,970
California United Bank PacWest Bancorp economic sanction violation 2004 OFAC $7,250
Citibank Citigroup economic sanction violation 2004 OFAC $5,500
Citicorp Vendor Finance Ltd Citigroup economic sanction violation 2004 OFAC $7,379
Commerzbank AG Commerzbank economic sanction violation 2004 OFAC $5,500
Deutsche Bank Deutsche Bank economic sanction violation 2004 OFAC $5,500
First Union Bank Wells Fargo economic sanction violation 2004 OFAC $18,740
Hanmi Bank Hanmi Financial Corp. economic sanction violation 2004 OFAC $7,000
HSBC Bank USA HSBC economic sanction violation 2004 OFAC $5,500
HSBC Bank USA HSBC economic sanction violation 2004 OFAC $8,375
JP Morgan Chase JPMorgan Chase economic sanction violation 2004 OFAC $26,980
JP Morgan Chase & Co. JPMorgan Chase economic sanction violation 2004 OFAC $17,303
JP Morgan Chase & Co. JPMorgan Chase economic sanction violation 2004 OFAC $73,281
JP Morgan Chase Bank JPMorgan Chase economic sanction violation 2004 OFAC $9,748
JP Morgan Chase Bank JPMorgan Chase economic sanction violation 2004 OFAC $18,094
Mellon Bank N.A. Bank of New York Mellon economic sanction violation 2004 OFAC $10,400
Merrill Lynch, Pierce, Fenner & Smith, Inc Bank of America economic sanction violation 2004 OFAC $22,904
Ruesch International, Inc. Western Union economic sanction violation 2004 OFAC $7,811
Santander Bank & Trust (Bahamas) Ltd Banco Santander economic sanction violation 2004 OFAC $20,000
Wachovia Bank Wells Fargo economic sanction violation 2004 OFAC $11,000
Bank of America Bank of America economic sanction violation 2003 OFAC $158,038
Bank of New York Bank of New York Mellon economic sanction violation 2003 OFAC $24,750
Barclays Bank PLC Barclays economic sanction violation 2003 OFAC $10,107
Credit Lyonnais, NY Credit Agricole economic sanction violation 2003 OFAC $5,500
Deutsche Bank A.G. Deutsche Bank economic sanction violation 2003 OFAC $5,500
Guy Carpenter & Company, Inc Marsh & McLennan economic sanction violation 2003 OFAC $50,000
HSBC Bank USA HSBC economic sanction violation 2003 OFAC $5,500
HSBC Bank USA HSBC economic sanction violation 2003 OFAC $11,000
National City Bank PNC Financial Services economic sanction violation 2003 OFAC $5,500
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)