Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$323,889,987,491
Number of Records: 
5,839
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,695,676,034210
JPMorgan Chase$34,517,828,993151
Citigroup$25,045,655,764120
Wells Fargo$21,139,073,231172
Deutsche Bank$17,995,700,77855
UBS$16,782,800,91082
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98740
BNP Paribas$12,132,332,95016
Credit Suisse$10,409,957,62631


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
UBS UBS wage and hour violation 2012 private lawsuit-federal $1,400,000
SunTrust Mortgage Truist Financial wage and hour violation 2012 private lawsuit-federal $2,400,000
JPMorgan Chase JPMorgan Chase wage and hour violation 2012 private lawsuit-federal $1,195,000
JPMorgan Chase JPMorgan Chase wage and hour violation 2012 private lawsuit-federal $9,000,000
Associated Banc-Corp Associated Banc-Corp wage and hour violation 2012 private lawsuit-federal $1,275,000
Prudential Insurance Prudential Financial wage and hour violation 2011 private lawsuit-federal $1,016,500
Washington Mutual Bank JPMorgan Chase wage and hour violation 2011 private lawsuit-federal $463,000
Hartford Fire Insurance Hartford Financial Services wage and hour violation 2011 private lawsuit-federal $1,200,000
Ameriprise Financial Ameriprise Financial wage and hour violation 2011 private lawsuit-federal $185,000
MetLife MetLife wage and hour violation 2011 private lawsuit-federal $2,000,000
Oppenheimer & Co. Oppenheimer Holdings wage and hour violation 2011 private lawsuit-federal $2,375,901
Wells Fargo Wells Fargo wage and hour violation 2011 private lawsuit-federal $6,660,000
JPMorgan Chase JPMorgan Chase wage and hour violation 2011 private lawsuit-federal $42,000,000
Aon Aon wage and hour violation 2011 private lawsuit-state $10,500,000
Wells Fargo Bank Wells Fargo wage and hour violation 2011 private lawsuit-federal $100,000
MetLife MetLife wage and hour violation 2011 private lawsuit-federal $2,350,000
Arthur J. Gallagher Arthur J. Gallagher & Co. wage and hour violation 2011 private lawsuit-federal $3,900,000
Wells Fargo Wells Fargo wage and hour violation 2011 private lawsuit-federal $6,720,000
Wells Fargo Wells Fargo wage and hour violation 2011 private lawsuit-federal $6,900,000
Citigroup Global Markets Citigroup wage and hour violation 2011 private lawsuit-federal $394,220
Combined Insurance Company of America Chubb Limited wage and hour violation 2010 private lawsuit-federal $6,000,000
Wachovia Financial Services Wells Fargo wage and hour violation 2010 private lawsuit-federal $450,000
Bear Stearns JPMorgan Chase wage and hour violation 2010 private lawsuit-federal $675,000
Bank of America Bank of America wage and hour violation 2010 private lawsuit-state $16,650,000
Farmers Insurance Exchange Farmers Insurance Exchange wage and hour violation 2010 private lawsuit-federal $8,000,000
Wells Fargo Wells Fargo wage and hour violation 2010 private lawsuit-federal $20,000,000
JPMorgan Chase JPMorgan Chase wage and hour violation 2010 private lawsuit-federal $2,492,729
H&R Block H&R Block wage and hour violation 2010 private lawsuit-federal $1,400,000
Merrill Lynch Bank of America wage and hour violation 2010 private lawsuit-federal $43,500,000
TD Bank Toronto-Dominion Bank wage and hour violation 2010 private lawsuit-federal $375,000
Bank of America Bank of America wage and hour violation 2010 private lawsuit-federal $661,392
Washington Mutual Bank JPMorgan Chase wage and hour violation 2009 private lawsuit-federal $38,000,000
Wachovia Securities Wells Fargo wage and hour violation 2009 private lawsuit-federal $39,000,000
Prudential Financial Prudential Financial wage and hour violation 2009 private lawsuit-federal $11,000,000
TD Ameritrade TD Ameritrade wage and hour violation 2009 private lawsuit-federal $2,500,000
AXA Financial AXA wage and hour violation 2009 private lawsuit-federal $6,500,000
A.G. Edwards Wells Fargo wage and hour violation 2009 private lawsuit-federal $12,000,000
MetLife MetLife wage and hour violation 2009 private lawsuit-federal $7,400,000
Janney Montgomery Scott Penn Mutual wage and hour violation 2009 private lawsuit-federal $2,880,000
Morgan Stanley Morgan Stanley wage and hour violation 2009 private lawsuit-federal $50,000,000
HSBC Auto Finance HSBC wage and hour violation 2009 private lawsuit-federal $420,000
Banco Popular Popular Inc. wage and hour violation 2009 private lawsuit-federal $1,050,000
Champion Mortgage and KeyBank KeyCorp wage and hour violation 2009 private lawsuit-federal $1,200,000
Home Loan Center Inc. LendingTree wage and hour violation 2009 private lawsuit-federal $2,500,000
Hewitt Associates Aon wage and hour violation 2009 private lawsuit-federal $4,900,000
National City Mortgage PNC Financial Services wage and hour violation 2008 private lawsuit-federal $27,500,000
Edward D. Jones & Co. Jones Financial wage and hour violation 2008 private lawsuit-federal $21,000,000
UBS as successor to Piper Jaffray UBS wage and hour violation 2008 private lawsuit-federal $5,500,000
E-Trade E-Trade Financial wage and hour violation 2008 private lawsuit-federal $900,000
Citigroup Citigroup wage and hour violation 2008 private lawsuit-federal $98,000,000
Edward D. Jones & Co. Jones Financial wage and hour violation 2008 private lawsuit-federal $19,000,000
USAA USAA wage and hour violation 2008 private lawsuit-federal $738,423
First NLC Arlington Asset Investment Corp. wage and hour violation 2007 private lawsuit-federal $14,000,000
A.G. Edwards Wells Fargo wage and hour violation 2007 private lawsuit-federal $20,000,000
E-Loan Inc. Popular Inc. wage and hour violation 2007 private lawsuit-federal $13,600,000
UBS UBS wage and hour violation 2007 private lawsuit-federal $44,000,000
Bank of America Bank of America wage and hour violation 2007 private lawsuit-state $2,500,000
UBS UBS wage and hour violation 2007 private lawsuit-federal $45,000,000
Wells Fargo Wells Fargo wage and hour violation 2007 private lawsuit-federal $12,800,000
Citigroup Citigroup wage and hour violation 2006 private lawsuit-federal $3,550,000
Morgan Stanley Morgan Stanley wage and hour violation 2006 private lawsuit-federal $42,500,000
Bank of America Bank of America wage and hour violation 2006 private lawsuit-federal $9,000,000
Merrill Lynch Bank of America wage and hour violation 2006 private lawsuit-federal $37,000,000
Liberty Mutual Liberty Mutual Insurance wage and hour violation 2005 private lawsuit-federal $6,400,000
Allstate Insurance Allstate wage and hour violation 2005 private lawsuit-state $120,000,000
Countrywide Financial Bank of America wage and hour violation 2005 private lawsuit-state $30,000,000
State Farm State Farm Insurance wage and hour violation 2005 private lawsuit-state $135,000,000
Progressive Progressive wage and hour violation 2004 private lawsuit-federal $5,400,000
Bank of America Bank of America wage and hour violation 2003 private lawsuit-state $4,100,000
Ditech Ditech Holding Corporation wage and hour violation 2002 private lawsuit-federal $6,150,000
Coast National Insurance Zurich Insurance wage and hour violation 2002 private lawsuit-state $18,000,000
Bank of America Bank of America wage and hour violation 2001 private lawsuit-state $22,000,000
Farmers Insurance Exchange Farmers Insurance Exchange wage and hour violation 2001 private lawsuit-state $90,009,208
Wilmington Finance Inc. OneMain Holdings wage and hour violation 2008 private lawsuit-federal $2,925,000
American Express Financial Advisors Ameriprise Financial employment discrimination 2002 private lawsuit-federal $31,000,000
Merrill Lynch Bank of America employment discrimination 2013 private lawsuit-federal $38,225,000
Merrill Lynch Bank of America employment discrimination 2013 private lawsuit-federal $160,000,000
Banc of America Investment Services Bank of America employment discrimination 2009 private lawsuit-federal $7,200,000
Combined Insurance Company of America Chubb Limited employment discrimination 2005 private lawsuit-federal $8,500,000
Cincinnati Insurance Company Cincinnati Financial employment discrimination 2006 private lawsuit-federal $537,500
Farmers Insurance Exchange Farmers Insurance Exchange employment discrimination 2016 private lawsuit-federal $6,140,000
JPMorgan Chase JPMorgan Chase employment discrimination 2018 private lawsuit-federal $24,000,000
Liberty Mutual Insurance Liberty Mutual Insurance employment discrimination 2009 private lawsuit-federal $2,163,401
MetLife Securities MetLife employment discrimination 2017 private lawsuit-federal $32,500,000
Metropolitan Life MetLife employment discrimination 2003 private lawsuit-federal $10,000,000
Smith Barney Morgan Stanley employment discrimination 2008 private lawsuit-federal $33,000,000
Morgan Stanley Morgan Stanley employment discrimination 2007 private lawsuit-federal $46,000,000
Morgan Stanley Morgan Stanley employment discrimination 2008 private lawsuit-federal $750,000
Morgan Stanley Morgan Stanley employment discrimination 2008 private lawsuit-federal $16,000,000
New York Life Insurance New York Life Insurance employment discrimination 2006 private lawsuit-federal $6,000,000
Norddeutsche Landesbank Girozentrale Norddeutsche Landesbank employment discrimination 2008 private lawsuit-federal $2,618,600
Wells Fargo Advisors Wells Fargo employment discrimination 2011 private lawsuit-federal $32,000,000
Wells Fargo Advisors Wells Fargo employment discrimination 2017 private lawsuit-federal $35,500,000
Willis Group Willis Towers Watson employment discrimination 2011 private lawsuit-federal $11,595,038
Willis Group Willis Towers Watson employment discrimination 2008 private lawsuit-federal $12,757,949
Liberty Mutual Insurance Liberty Mutual Insurance employment discrimination 2000 private lawsuit-state $348,111
Ocwen Financial Ocwen Financial employment discrimination 2005 private lawsuit-state $2,000,000
State Farm Mutual Insurance Company State Farm Insurance employment discrimination 2013 private lawsuit-state $657,403
Wells Fargo Advisors, LLC Wells Fargo wage and hour violation 2018 private lawsuit-federal $9,500,000
M&T Bank Corporation M&T Bank wage and hour violation 2018 private lawsuit-federal $2,490,000
Allstate Insurance Company Allstate wage and hour violation 2018 private lawsuit-state $5,500,000
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