Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
New Hampshire Insurance Company American International Group insurance violation 2010 TX-INS $40,000
Old Republic Insurance Company Old Republic International insurance violation 2010 TX-INS $41,000
Old Republic Insurance Company Old Republic International insurance violation 2010 TX-INS $12,500
Travelers Indemnity Company Travelers insurance violation 2010 TX-INS $55,000
Travelers Indemnity Company Travelers insurance violation 2010 TX-INS $60,000
Travelers Property Casualty Company of America Travelers insurance violation 2010 TX-INS $20,000
Stewart Title Guaranty Company Stewart Information Services insurance violation 2010 TX-INS $525,418
XL Specialty Insurance Company AXA insurance violation 2011 TX-INS $25,000
SCOR Global Life U.S. Re Insurance Company SCOR insurance violation 2011 TX-INS $99,000
SCOR Global Life U.S. Re Insurance Company of Texas SCOR insurance violation 2011 TX-INS $90,000
Ace American Insurance Company Chubb Limited insurance violation 2011 TX-INS $48,000
Indemnity Insurance Company of North America Chubb Limited insurance violation 2011 TX-INS $68,000
Virginia Surety Company Inc. Assurant insurance violation 2011 TX-INS $200,000
LM Insurance Corporation Liberty Mutual Insurance insurance violation 2011 TX-INS $18,000
Marsh USA Inc. Marsh & McLennan insurance violation 2011 TX-INS $121,189
American Zurich Insurance Company Zurich Insurance insurance violation 2011 TX-INS $9,000
Hanover Insurance Company Hanover Insurance insurance violation 2011 TX-INS $15,000
Indemnity Insurance Company of North America Chubb Limited insurance violation 2011 TX-INS $15,500
New Hampshire Insurance Company American International Group insurance violation 2011 TX-INS $5,000
Zurich American Insurance Company Zurich Insurance insurance violation 2011 TX-INS $10,000
Hartford Casualty Insurance Corporation Hartford Financial Services insurance violation 2011 TX-INS $5,500
Hartford Fire Insurance Company Hartford Financial Services insurance violation 2011 TX-INS $85,000
XL Insurance America Inc. AXA insurance violation 2011 TX-INS $7,000
America First Lloyds Insurance Company Liberty Mutual Insurance insurance violation 2011 TX-INS $9,000
Ace American Insurance Company Chubb Limited insurance violation 2011 TX-INS $40,000
Great American Assurance Co. et al. American Financial Group insurance violation 2011 TX-INS $195,000
Accident Fund Insurance Co. of America AF Group insurance violation 2011 TX-INS $8,000
Chubb Indemnity Insurance Co. Chubb Limited insurance violation 2011 TX-INS $24,000
Federal Insurance Co. Chubb Limited insurance violation 2011 TX-INS $17,500
Ace American Insurance Company Chubb Limited insurance violation 2012 TX-INS $8,500
American Zurich Insurance Company Zurich Insurance insurance violation 2012 TX-INS $27,500
Employers Insurance Company of Wausau Liberty Mutual Insurance insurance violation 2012 TX-INS $15,000
Hartford Underwriters Insurance Company Hartford Financial Services insurance violation 2012 TX-INS $5,000
Liberty Mutual Insurance Company Liberty Mutual Insurance insurance violation 2012 TX-INS $16,500
Wausau Business Insurance Company Liberty Mutual Insurance insurance violation 2012 TX-INS $16,000
Illinois National Insurance Company American International Group insurance violation 2012 TX-INS $8,900
Liberty Insurance Corporation Liberty Mutual Insurance insurance violation 2012 TX-INS $5,000
New Hampshire Insurance Company American International Group insurance violation 2012 TX-INS $16,000
Wausau Underwriters Insurance Company Liberty Mutual Insurance insurance violation 2012 TX-INS $5,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2012 TX-INS $13,000
Praetorian Insurance Company QBE Insurance insurance violation 2012 TX-INS $14,000
Travelers Property Casualty Company of America Travelers insurance violation 2012 TX-INS $25,000
Wausau Business Insurance Company Liberty Mutual Insurance insurance violation 2012 TX-INS $12,000
The Netherlands Insurance Company Liberty Mutual Insurance insurance violation 2012 TX-INS $8,000
LM Insurance Corporation Liberty Mutual Insurance insurance violation 2012 TX-INS $62,500
Zurich American Insurance Company Zurich Insurance insurance violation 2012 TX-INS $35,000
Old Republic Insurance Company Old Republic International insurance violation 2012 TX-INS $5,000
Arch Insurance Company Arch Capital insurance violation 2012 TX-INS $26,500
American Home Assurance Co. American International Group insurance violation 2012 TX-INS $20,784
New Hampshire Insurance Company American International Group insurance violation 2012 TX-INS $18,096
Illinois National Insurance Company American International Group insurance violation 2012 TX-INS $5,856
Sentry Insurance, A Mutual Company Sentry Insurance insurance violation 2012 TX-INS $13,750
Praetorian Insurance Company QBE Insurance insurance violation 2012 TX-INS $30,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2012 TX-INS $5,000
Indemnity Insurance Company of North America Chubb Limited insurance violation 2012 TX-INS $6,960
Travelers Casualty and Surety Company Travelers insurance violation 2012 TX-INS $6,000
New Hampshire Insurance Company American International Group insurance violation 2012 TX-INS $16,000
Federal Insurance Company Chubb Limited insurance violation 2013 TX-INS $36,000
Mid-Century Insurance Company Zurich Insurance insurance violation 2013 TX-INS $14,360
National Interstate Insurance Company American Financial Group insurance violation 2013 TX-INS $23,000
American Home Assurance Company American International Group insurance violation 2013 TX-INS $5,500
Liberty Mutual Fire Insurance Company Liberty Mutual Insurance insurance violation 2013 TX-INS $7,000
Standard Fire Insurance Company Travelers insurance violation 2013 TX-INS $5,000
Federal Insurance Company Chubb Limited insurance violation 2013 TX-INS $6,000
Indemnity Insurance Company of North America Chubb Limited insurance violation 2013 TX-INS $15,000
Chubb Indemnity Insurance Company Chubb Limited insurance violation 2013 TX-INS $7,000
Wausau Underwriters Insurance Company Liberty Mutual Insurance insurance violation 2013 TX-INS $8,000
Protective Insurance Company Protective Insurance Corp. insurance violation 2013 TX-INS $30,000
Pacific Indemnity Company Chubb Limited insurance violation 2013 TX-INS $17,500
Praetorian Insurance Company QBE Insurance insurance violation 2014 TX-INS $20,000
Netherlands Insurance Company Liberty Mutual Insurance insurance violation 2014 TX-INS $6,801
Chubb Indemnity Company Chubb Limited insurance violation 2014 TX-INS $5,725
Federal Insurance Company Chubb Limited insurance violation 2014 TX-INS $37,597
Protective Insurance Company Protective Insurance Corp. insurance violation 2014 TX-INS $10,965
Fidelity and Guaranty Insurance Company Fidelity National Financial insurance violation 2014 TX-INS $11,744
Old Republic Insurance Company Old Republic International insurance violation 2014 TX-INS $15,905
Sentry Insurance Sentry Insurance insurance violation 2014 TX-INS $17,731
United States Fidelity and Guaranty Company Travelers insurance violation 2014 TX-INS $13,307
Commerce and Industry Insurance Company American International Group insurance violation 2014 TX-INS $5,800
Hartford Casualty Insurance Company Hartford Financial Services insurance violation 2014 TX-INS $6,662
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2014 TX-INS $11,460
The Phoenix Insurance Company Travelers insurance violation 2014 TX-INS $10,628
The Standard Fire Insurance Company Travelers insurance violation 2014 TX-INS $9,795
The Travelers Indemnity Company Travelers insurance violation 2014 TX-INS $19,442
Travelers Property and Casualty Company of America Travelers insurance violation 2014 TX-INS $17,012
Twin City Fire Insurance Company Hartford Financial Services insurance violation 2014 TX-INS $5,079
American Zurich Insurance Company Zurich Insurance insurance violation 2014 TX-INS $16,514
Zurich American Insurance Company Zurich Insurance insurance violation 2014 TX-INS $47,735
Safety National Casualty Corporation Tokio Marine insurance violation 2014 TX-INS $32,109
Peerless Insurance Company Liberty Mutual Insurance insurance violation 2014 TX-INS $15,500
LM Insurance Corporation Liberty Mutual Insurance insurance violation 2014 TX-INS $5,325
LM Insurance Corporation Liberty Mutual Insurance insurance violation 2014 TX-INS $56,000
Ace Fire Underwriters Insurance Company Chubb Limited insurance violation 2014 TX-INS $14,615
Arch Insurance Company Arch Capital insurance violation 2014 TX-INS $40,143
Indemnity Insurance Company of North America Chubb Limited insurance violation 2014 TX-INS $30,599
Illinois National Insurance Company American International Group insurance violation 2014 TX-INS $12,774
New Hampshire Insurance Company American International Group insurance violation 2014 TX-INS $29,981
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2014 TX-INS $8,397
American Home Assurance Company American International Group insurance violation 2014 TX-INS $7,848
Great American Alliance Insurance Company American Financial Group insurance violation 2014 TX-INS $7,500
Accident Fund Insurance Company of America AF Group insurance violation 2014 TX-INS $19,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)