| Morgan Stanley & Co. Incorporated | Morgan Stanley | investor protection violation | 2003 | SEC | $125,000,000 |
| AIM Advisors | Invesco | investor protection violation | 2004 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
| Canadian Imperial Bank of Commerce | Canadian Imperial Bank of Commerce | investor protection violation | 2005 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
| H&R Block, Inc. | H&R Block | discriminatory practices (non-employment) | 2011 | MA-AG | $125,000,000 |
| Morgan Stanley | Morgan Stanley | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
| Royal Bank of Scotland | NatWest Group PLC | toxic securities abuses | 2017 | CA-AG | $125,000,000 |
| Merrill Lynch | Bank of America | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000 |
| J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2021 | SEC | $125,000,000 |
| Bank of America NA | Bank of America | banking violation | 2022 | OCC | $125,000,000 |
| Barclays Capital Inc. | Barclays | investor protection violation | 2022 | SEC | $125,000,000 |
| BofA Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2022 | SEC | $125,000,000 |
| Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2022 | SEC | $125,000,000 |
| Credit Suisse Securities (USA) LLC | UBS | investor protection violation | 2022 | SEC | $125,000,000 |
| Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2022 | SEC | $125,000,000 |
| Goldman Sachs & Co. LLC | Goldman Sachs | investor protection violation | 2022 | SEC | $125,000,000 |
| Morgan Stanley & Co. LLC | Morgan Stanley | investor protection violation | 2022 | SEC | $125,000,000 |
| UBS Securities LLC and UBS Financial Services Inc. | UBS | investor protection violation | 2022 | SEC | $125,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2011 | private lawsuit-federal | $125,000,000 |
| Wells Fargo Securities, LLC et al. | Wells Fargo | investor protection violation | 2023 | SEC | $125,000,000 |
| Trafigura Beheer B.V. | Trafigura | Foreign Corrupt Practices Act | 2024 | DOJ_CRIMINAL | $126,998,297 |
| Ocwen Financial Services | Ocwen Financial | mortgage abuses | 2013 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $127,300,000 |
| Mizuho Financial Group | Mizuho Financial | investor protection violation | 2012 | SEC | $127,500,000 |
| Royal Bank of Scotland plc | NatWest Group PLC | toxic securities abuses | 2015 | NCUA | $129,600,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | Foreign Corrupt Practices Act | 2016 | SEC | $130,000,000 |
| Bank Leumi | Bank Leumi | tax violations | 2014 | NY-DFS | $130,000,000 |
| Citibank N.A. | Citigroup | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $130,000,000 |
| HSBC North America Holdings, Inc. | HSBC | banking violation | 2016 | FED | $131,000,000 |
| Merrill Lynch | Bank of America | toxic securities abuses | 2013 | SEC | $131,800,000 |
| Standard Chartered Bank | Standard Chartered | economic sanction violation | 2012 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $132,000,000 |
| Flagstar Bank | New York Community Bancorp | mortgage abuses | 2012 | USAO | $132,800,000 |
| Western Union Co. | Western Union | consumer protection violation | 2016 | private lawsuit-federal | $133,000,000 |
| J.P. Morgan Chase & Co. | JPMorgan Chase | accounting fraud or deficiencies | 2003 | SEC | $135,000,000 |
| State Farm | State Farm Insurance | wage and hour violation | 2005 | private lawsuit-state | $135,000,000 |
| Credit Suisse AG | UBS | price-fixing or anti-competitive practices | 2017 | NY-DFS | $135,000,000 |
| Vitol Inc. | Vitol | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $135,000,000 |
| Goldman Sachs Group Inc. | Goldman Sachs | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $135,000,000 |
| JPMorgan Chase Bank N.A. | JPMorgan Chase | investor protection violation | 2018 | SEC | $135,100,000 |
| Bank of America | Bank of America | price-fixing or anti-competitive practices | 2010 | DOJ_ANTITRUST | $137,300,000 |
| Citizens Financial | Citizens Financial Group | consumer protection violation | 2013 | private lawsuit-federal | $137,500,000 |
| Banamex USA | Citigroup | banking violation | 2015 | FDIC | $140,000,000 |
| Columbia Management Advisors Inc. and Columbia Funds Distributor Inc. | Ameriprise Financial | investor protection violation | 2005 | SEC | $140,000,000 |
| FleetBoston Financial Corporation | Bank of America | investor protection violation | 2004 | SEC | $140,000,000 |
| Nationwide Life Insurance | Nationwide | benefit plan administrator violation | 2015 | private lawsuit-federal | $140,000,000 |
| Assurant Inc. | Assurant | consumer protection violation | 2014 | private lawsuit-federal | $140,500,000 |
| Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2014 | private lawsuit-federal | $140,500,000 |
| UBS AG | UBS | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $141,075,000 |
| Wells Fargo & Co. | Wells Fargo | consumer protection violation | 2018 | private lawsuit-federal | $142,000,000 |
| Deutsche Bank Securities | Deutsche Bank | toxic securities abuses | 2011 | NCUA | $145,000,000 |
| Wells Fargo and Company | Wells Fargo | benefit plan administrator violation | 2022 | EBSA | $145,000,000 |
| American International Group | American International Group | insurance violation | 2010 | MULTI-FIN | $146,500,000 |
| Wachovia Bank N.A. | Wells Fargo | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $148,000,000 |
| Barclays plc | Barclays | economic sanction violation | 2010 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000 |
| RBS PLC and RBS Securities Japan | NatWest Group PLC | price-fixing or anti-competitive practices | 2014 | DOJ_ANTITRUST | $150,000,000 |
| Bank of America | Bank of America | investor protection violation | 2010 | SEC | $150,000,000 |
| DB Group Services (UK) Limited | Deutsche Bank | price-fixing or anti-competitive practices | 2017 | DOJ_ANTITRUST | $150,000,000 |
| JPMorgan Chase Bank, N.A. | JPMorgan Chase | benefit plan administrator violation | 2012 | private lawsuit-federal | $150,000,000 |
| Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | PA-AG | $150,000,000 |
| JPMorgan Chase | JPMorgan Chase | investor protection violation | 2015 | MULTI-AG | $150,000,000 |
| Morgan Stanley | Morgan Stanley | investor protection violation | 2019 | CA-AG | $150,000,000 |
| Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2015 | NY-DFS | $150,000,000 |
| Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $150,000,000 |
| UBS Securities LLC and UBS Financial Services Inc. | UBS | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $150,000,000 |
| Deutsche Bank AG and Deutsche Bank Trust Co. America | Deutsche Bank | banking violation | 2020 | NY-DFS | $150,000,000 |
| Goldman Sachs Group | Goldman Sachs | investor protection violation | 2020 | NY-DFS | $150,000,000 |
| Clearstream Banking SA | Deutsche Borse | economic sanction violation | 2014 | OFAC | $152,000,000 |
| Morgan Stanley & Co. LLC | Morgan Stanley | investor protection violation | 2024 | USAO | $153,431,223 |
| J.P. Morgan Securities LLC | JPMorgan Chase | toxic securities abuses | 2011 | SEC | $153,600,000 |
| RBS Securities Inc. | NatWest Group PLC | toxic securities abuses | 2013 | SEC | $153,700,000 |
| Goldman Sachs Group, Inc. | Goldman Sachs | banking violation | 2020 | FED | $154,000,000 |
| Bank of AmericaCorp. | Bank of America | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| BarclaysPLC | Barclays | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| BNP ParibasSA | BNP Paribas | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| CitigroupInc. | Citigroup | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Credit Suisse GroupAG | UBS | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Deutsche BankAG | Deutsche Bank | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Goldman Sachs GroupInc. | Goldman Sachs | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| HSBC HoldingsPLC | HSBC | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| J.P. Morgan Chase& Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Morgan Stanley | Morgan Stanley | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Royal Bank of Scotland GroupPLC | NatWest Group PLC | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| UBS Group AG | UBS | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Credit Agricole Corporate and Investment Bank (CACIB) | Credit Agricole | economic sanction violation | 2015 | USAO | $156,000,000 |
| Credit Agricole Corporate and Investment Bank | Credit Agricole | economic sanction violation | 2015 | NY-MANDA | $156,000,000 |
| Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2017 | FED | $156,600,000 |
| UniCredit, S.p.A. | UniCredit | banking violation | 2019 | FED | $158,000,000 |
| Citimortgage Inc. | Citigroup | mortgage abuses | 2012 | USAO | $158,300,000 |
| UBS AG | UBS | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $160,000,000 |
| SunTrust Banks, Inc. | Truist Financial | banking violation | 2014 | FED | $160,000,000 |
| Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2012 | DOJ_CRIMINAL | $160,000,000 |
| Merrill Lynch | Bank of America | employment discrimination | 2013 | private lawsuit-federal | $160,000,000 |
| MetLife | MetLife | discriminatory practices (non-employment) | 2002 | NY-DFS | $160,000,000 |
| Societe Generale | Societe Generale | economic sanction violation | 2018 | NY-MANDA | $162,800,000 |
| Standard Chartered plc | Standard Chartered | banking violation | 2019 | FED | $164,000,000 |
| Capital One Bank (U.S.A.), N.A. | Capital One Financial | consumer protection violation | 2012 | CFPB | $165,000,000 |
| HSBC HOLDINGS PLC | HSBC | banking violation | 2012 | FED | $165,000,000 |
| Bank of America | Bank of America | toxic securities abuses | 2013 | NCUA | $165,000,000 |
| Bank of New York Mellon | Bank of New York Mellon | banking violation | 2015 | NY-AG | $167,500,000 |
| Wachovia Bank, National Association | Wells Fargo | banking violation | 2008 | OCC | $168,900,000 |
| Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $170,000,000 |
| Commerzbank AG | Commerzbank | economic sanction violation | 2015 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000 |
| Zurich American Insurance Company | Zurich Insurance | price-fixing or anti-competitive practices | 2006 | MULTI-AG | $171,700,000 |
