Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| Athene Holding Ltd. | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2020 | NY-DFS | $45,000,000 |
| Bank of America Merrill Lynch | Bank of America | financial services | investor protection violation | 2018 | NY-AG | $42,000,000 |
| Harbert Management Corporation | Harbert Management | diversified | tax violations | 2017 | NY-AG | $40,000,000 |
| Ritchie Capital Management, L.L.C. and Ritchie Capital Global Trading, Ltd., | investor protection violation | 2008 | NY-AG | $40,000,000 | ||
| First Allmerica Financial Life Insurance Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2018 | NY-DFS | $40,000,000 |
| Mashreqbank PSC | anti-money-laundering deficiencies | 2018 | NY-DFS | $40,000,000 | ||
| Standard Chartered Bank | Standard Chartered | financial services | price-fixing or anti-competitive practices | 2019 | NY-DFS | $40,000,000 |
| Lyft | Lyft Inc. | miscellaneous services | wage and hour violation | 2023 | NY-AG | $38,000,000 |
| Zurich American Insurance Company et al. | Zurich Insurance | financial services | False Claims Act and related | 2010 | NY-AG | $37,500,000 |
| Deutsche Bank Securities, Inc. | Deutsche Bank | financial services | investor protection violation | 2016 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $37,000,000 |
| Consolidated Edison Company of New York, Inc. | Consolidated Edison | utilities and power generation | utility safety violation | 2008 | NY-PSC | $37,000,000 |
| Veras Capital Master Fund and VEY Partners Master Funds | investor protection violation | 2005 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $36,200,488 | ||
| H&M HENNES & MAURITZ, L.P. et al. | H&M Hennes & Mauritz | retailing | consumer protection violation | 2022 | NY-AG | $36,000,000 |
| FedEx Ground Package System, Inc. | FedEx | freight and logistics | tax violations | 2019 | NY-AG | $35,300,000 |
| Barclays Capital Inc. | Barclays | financial services | investor protection violation | 2016 | NY-AG | $35,000,000 |
| Healthfirst | Healthfirst | healthcare services | False Claims Act and related | 2008 | NY-AG | $35,000,000 |
| AIG | American International Group | financial services | insurance violation | 2014 | NY-DFS | $35,000,000 |
| Industrial Bank of Korea | Industrial Bank of Korea | financial services | anti-money-laundering deficiencies | 2020 | NY-DFS | $35,000,000 |
| National Bank of Pakistan | anti-money-laundering deficiencies | 2022 | NY-DFS | $35,000,000 | ||
| National Bank of Pakistan | anti-money-laundering deficiencies | 2022 | NY-DFS | $35,000,000 | ||
| Visiting Nurse Service of New York | Visiting Nurse Service of New York | healthcare services | False Claims Act and related | 2014 | USAO | $34,994,428 |
| Google LLC and YouTube LLC | Alphabet Inc. | information technology | privacy violation | 2019 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $34,000,000 |
| MUFG Bank Ltd. | U.S. Bancorp | financial services | banking violation | 2019 | NY-DFS | $33,000,000 |
| Credit Suisse Securities | UBS | financial services | investor protection violation | 2016 | NY-AG | $30,000,000 |
| Harbinger Capital Partners Offshore Manager LLC | tax violations | 2018 | NY-AG | $30,000,000 | ||
| Riverstone Holdings LLC | Riverstone Holdings | private equity (including portfolio companies) | investor protection violation | 2009 | NY-AG | $30,000,000 |
| RS Investment Management L.P. | investor protection violation | 2004 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $30,000,000 | ||
| Robinhood Crypto, LLC | anti-money-laundering deficiencies | 2022 | NY-DFS | $30,000,000 | ||
| Industrial and Commercial Bank of China Ltd. | Industrial and Commercial Bank of China | financial services | banking violation | 2024 | NY-DFS | $30,000,000 |
| Multicare Center for Living, Inc. | False Claims Act and related | 2016 | NY-AG | $28,000,000 | ||
| PHH Mortgage Corporation | Ocwen Financial | financial services | mortgage abuses | 2016 | NY-DFS | $28,000,000 |
| CBS Corp. | Paramount Global | media | investor protection violation | 2022 | NY-AG | $28,000,000 |
| John Hancock Life & Health Insurance Company | Manulife Financial | financial services | insurance violation | 2022 | NY-DFS | $26,300,000 |
| ExxonMobil Corporation | Exxon Mobil | oil and gas | oil spill | 2010 | NY-AG | $25,000,000 |
| Frontier Communications | Frontier Communications | telecommunications | consumer protection violation | 2018 | NY-AG | $25,000,000 |
| MBIA, Inc. | MBIA | financial services | investor protection violation | 2007 | NY-AG | $25,000,000 |
| Trump University | Trump Organization | real estate | consumer protection violation | 2016 | NY-AG | $25,000,000 |
| Citigroup, Inc. | Citigroup | financial services | accounting fraud or deficiencies | 2003 | NY-MANDA | $25,000,000 |
| J.P. Morgan Chase & Co. | JPMorgan Chase | financial services | accounting fraud or deficiencies | 2003 | NY-MANDA | $25,000,000 |
| PricewaterhouseCoopers | PricewaterhouseCoopers | business services | accounting fraud or deficiencies | 2014 | NY-DFS | $25,000,000 |
| Grand River Enterprises Six Nations, Ltd. | tax violations | 2022 | NY-AG | $25,000,000 | ||
| Native Wholesale Supply Company, Inc. | tax violations | 2022 | NY-AG | $25,000,000 | ||
| AAR Contractor Inc. | asbestos violation | 2004 | USAO | $24,909,024 | ||
| Staten Island University Hospital and S.I.U.H. Systems, Inc | Northwell Health | healthcare services | False Claims Act and related | 2008 | NY-AG | $24,806,471 |
| Tonawanda Coke Corporation | Tonawanda Coke | miscellaneous energy products and systems | air pollution violation | 2014 | EPA | $24,700,000 |
| General Electric | General Electric | diversified | PCB violation | 2014 | EPA | $24,000,000 |
| Hartford Life Insurance Company | Hartford Financial Services | financial services | insurance violation | 2012 | NY-DFS | $24,000,000 |
| B&H Health Care Services, Inc., Excellent Home Care Services, LLC and Extended Nursing Personnel CHHA, LLC | False Claims Act and related | 2009 | NY-AG | $23,963,100 | ||
| Citigroup Global Markets, Inc. | Citigroup | financial services | investor protection violation | 2017 | NY-AG | $23,500,000 |
| UBS Financial Services, Inc. | UBS | financial services | investor protection violation | 2007 | NY-AG | $23,300,000 |
| Tonoga Inc. dba Taconic Plastics | environmental violation | 2022 | private lawsuit-state | $23,000,000 | ||
| Trinity Homecare LLC | False Claims Act and related | 2015 | NY-AG | $22,400,000 | ||
| KuCoin | securities issuance or trading violation | 2023 | NY-AG | $22,066,642 | ||
| Excellus Health Plan | Excellus BlueCross BlueShield | healthcare services | insurance violation | 2011 | NY-DFS | $21,426,603 |
| D.H. Blair & Co. | accounting fraud or deficiencies | 2002 | NY-MANDA | $21,000,000 | ||
| National Grid | National Grid | utilities and power generation | utility safety violation | 2021 | NY-PSC | $21,000,000 |
| Chipotle Mexican Grill, Inc. | Chipotle Mexican Grill | restaurants and foodservice | wage and hour violation | 2022 | NY-NYCDCWP | $21,000,000 |
| Schiavone Construction Company LLC | fraud | 2010 | USAO | $20,000,000 | ||
| Aetna | CVS Health | retailing | consumer protection violation | 2009 | NY-AG | $20,000,000 |
| Carlyle Group | Carlyle Group | private equity (including portfolio companies) | investor protection violation | 2009 | NY-AG | $20,000,000 |
| Sodexo | Sodexo | restaurants and foodservice | False Claims Act and related | 2010 | NY-AG | $20,000,000 |
| UniCredit Bank Austria AG | UniCredit | financial services | economic sanction violation | 2019 | NY-MANDA | $20,000,000 |
| ABN AMRO | ABN AMRO | financial services | economic sanction violation | 2005 | NY-DFS | $20,000,000 |
| AXA Equitable | Equitable Holdings | financial services | insurance violation | 2014 | NY-DFS | $20,000,000 |
| Metropolitan Life Insurance Company | MetLife | financial services | consumer protection violation | 2006 | NY-AG | $19,000,000 |
| Westchester Medical Center | Westchester Medical Center | healthcare services | kickbacks and bribery | 2015 | USAO | $18,800,000 |
| Intergen Health, LLC and Amazing Home Care Services | wage and hour violation | 2021 | NY-AG | $18,800,000 | ||
| iFinex Inc. et al. | investor protection violation | 2021 | NY-AG | $18,500,000 | ||
| Allstate Life Insurance Company of New York | Allstate | financial services | insurance violation | 2007 | NY-DFS | $18,250,000 |
| Young Adult Institute Inc. | False Claims Act and related | 2011 | USAO | $18,000,000 | ||
| Compass Group USA, Inc. | Compass Group | restaurants and foodservice | False Claims Act and related | 2012 | NY-AG | $18,000,000 |
| Markstone Capital Group LLC | investor protection violation | 2010 | NY-AG | $18,000,000 | ||
| Young Adult Institute, Inc. | False Claims Act and related | 2011 | NY-AG | $18,000,000 | ||
| VITOL, S.A. | Vitol | financial services | kickbacks and bribery | 2007 | NY-MANDA | $17,500,000 |
| UnumProvident Corporation | Unum | financial services | consumer protection violation | 2006 | NY-AG | $17,400,000 |
| New York-Presbyterian/Brooklyn Methodist Hospital | NewYork-Presbyterian | healthcare services | False Claims Act and related | 2024 | USAO | $17,300,000 |
| Nationstar Mortgage LLC | Mr. Cooper Group | financial services | consumer protection violation | 2018 | NY-DFS | $17,000,000 |
| Christie's Inc. | tax violations | 2020 | NY-MANDA | $16,700,000 | ||
| Citigroup Global Markets, Inc. | Citigroup | financial services | consumer protection violation | 2014 | NY-AG | $16,000,000 |
| Orbital Publishing Group, Inc. | consumer protection violation | 2019 | NY-AG | $16,000,000 | ||
| Doshi Diagnostic Imaging Services, P.C., and Diagnostic Imaging Group, LLC | False Claims Act and related | 2014 | NY-AG | $15,500,000 | ||
| Shake-N-Go Fashion Inc. and Model Model Hair Fashion Inc. | anti-money-laundering deficiencies | 2014 | USAO | $15,000,000 | ||
| Newsday, Inc. and Hoy Publications, LLC | fraud | 2007 | USAO | $15,000,000 | ||
| Conseco, Inc. | CNO Financial | financial services | investor protection violation | 2004 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $15,000,000 |
| UnumProvident Corporation | Unum | financial services | consumer protection violation | 2004 | MULTI-AG | $15,000,000 |
| Athene Life Insurance Company of New York | Apollo Global Management | private equity (including portfolio companies) | insurance violation | 2018 | NY-DFS | $15,000,000 |
| Barclays Bank PLC | Barclays | financial services | workplace whistleblower retaliation | 2018 | NY-DFS | $15,000,000 |
| Metropolitan Commercial Bank | anti-money-laundering deficiencies | 2023 | NY-DFS | $15,000,000 | ||
| Metropolitan Commercial Bank | banking violation | 2023 | FED | $14,500,000 | ||
| Assurant, Inc. | Assurant | financial services | insurance violation | 2013 | NY-DFS | $14,000,000 |
| Paragon Motors of Woodside, Inc., d/b/a Paragon Honda; Worldwide Motors Ltd., d/b/a Paragon Acura; and Civic Center Motors Ltd., d/b/a White Plains Ho | consumer protection violation | 2015 | NY-AG | $13,825,000 | ||
| IBM Corp. | IBM Corp. | information technology | environmental violation | 2015 | private lawsuit-state | $13,750,000 |
| CIGNA Life Insurance Company | Cigna | healthcare services | consumer protection violation | 2008 | NY-AG | $13,500,000 |
| Express Scripts, Inc. | Cigna | healthcare services | consumer protection violation | 2008 | NY-AG | $13,500,000 |
| New York Downtown Hospital | NewYork-Presbyterian | healthcare services | False Claims Act and related | 2012 | USAO | $13,400,000 |
| New York Downtown Hospital | NewYork-Presbyterian | healthcare services | False Claims Act and related | 2012 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $13,400,000 |
| Beth Israel Medical Center | Mount Sinai Medical Center (NY) | healthcare services | False Claims Act and related | 2012 | USAO | $13,031,355 |
| Charter Communications | Charter Communications | telecommunications | utility service violation | 2017 | NY-PSC | $13,000,000 |
| THE DOOR-A CENTER OF ALTERNATIVES | False Claims Act and related | 2022 | USAO | $12,947,812 | ||
| Local 28 of the Sheet Metal Workers' International Association; Local 638 | employment discrimination | 2015 | EEOC | $12,700,000 | ||
| Apple Bank for Savings | anti-money-laundering deficiencies | 2020 | FDIC | $12,500,000 |
