First American Title | First American Financial | air pollution violation | 2006 | CA-SCAQMD | $38,211 |
Mercury Air Centers | Macquarie | air pollution violation | 2006 | CA-SCAQMD | $11,750 |
Wheelabrator Norwalk Energy Co. Inc. | Macquarie | air pollution violation | 2006 | CA-SCAQMD | $9,000 |
Wedbush Morgan Securities | Wedbush Securities | air pollution violation | 2006 | CA-SCAQMD | $5,000 |
Mercury Air Centers | Macquarie | air pollution violation | 2006 | CA-SCAQMD | $10,000 |
Washington Mutual Bank, F. A. | JPMorgan Chase | air pollution violation | 2005 | CA-SCAQMD | $23,264 |
Transamerica Occidental | Aegon | air pollution violation | 2003 | CA-SCAQMD | $5,438 |
First American Financial Corp. | First American Financial | air pollution violation | 2002 | CA-SCAQMD | $6,500 |
Countrywide Home Loans | Bank of America | air pollution violation | 2000 | CA-SCAQMD | $5,000 |
Nyrstar Clarksville Inc. | Trafigura | air pollution violation | 2023 | TN-ENV | $17,500 |
BUCKEYE PIPELINE | IFM Investors | air pollution violation | 2000 | EPA | $15,000 |
BUCKEYE PARTNERS | IFM Investors | air pollution violation | 2012 | EPA | $463,745 |
LOUIS DREYFUS AGRICULTURAL INDUSTRIES, LLC. | Louis Dreyfus | air pollution violation | 2010 | EPA | $77,628 |
INTERNATIONAL AUTOMOTIVE COMPONENTS A/K/A LEAR COR | Invesco | air pollution violation | 2012 | EPA | $35,000 |
LOUIS DREYFUS COMPANY AGRICULTURAL INDUSTRIES | Louis Dreyfus | air pollution violation | 2019 | EPA | $155,806 |
Louisiana Generating | Macquarie | air pollution violation | 2013 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,500,000 |
The Gas Company LLC (dba Hawaii Gas) | Macquarie | air pollution violation | 2014 | EPA | $155,000 |
Kevin Nishimura | Macquarie | air pollution violation | 2021 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $230,000 |
Vitol S.A., Inc. | Vitol | air pollution violation | 2005 | EPA | $41,600 |
Morgan Stanley Capital Group Inc. | Morgan Stanley | air pollution violation | 2009 | EPA | $405,000 |
Buckeye Pipe Line Company, L.P. | IFM Investors | air pollution violation | 2012 | EPA | $8,397 |
Buckeye Terminals, LLC | IFM Investors | air pollution violation | 2012 | EPA | $6,766 |
Trafigura AG | Trafigura | air pollution violation | 2012 | EPA | $73,465 |
Glencore Ltd. | Glencore | air pollution violation | 2013 | EPA | $98,954 |
Buckeye Pipe Line Company LP, | IFM Investors | air pollution violation | 2014 | EPA | $5,813 |
Vitol Inc. | Vitol | air pollution violation | 2014 | EPA | $30,394 |
CHEMOIL CORPORATION | Glencore | air pollution violation | 2016 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $27,000,000 |
Trafigura AG | Trafigura | air pollution violation | 2015 | EPA | $21,450 |
Vitol, Inc. | Vitol | air pollution violation | 2015 | EPA | $14,047 |
Vitol, Inc. | Vitol | air pollution violation | 2016 | EPA | $17,934 |
Vitol Inc. | Vitol | air pollution violation | 2016 | EPA | $9,814 |
Morgan Stanley Capital Group, Inc. | Morgan Stanley | air pollution violation | 2017 | EPA | $1,119,000 |
Vitol | Vitol | air pollution violation | 2017 | EPA | $35,000 |
VITOL SA, INC | Vitol | air pollution violation | 2002 | EPA | $95,000 |
Morgan Stanley Capital Group, Inc. | Morgan Stanley | air pollution violation | 2002 | EPA | $7,500 |
Wells Fargo & Company | Wells Fargo | Americans with Disabilities Act | 2011 | DOJ_RIGHTS | $16,055,000 |
Bank of America, N.A. | Bank of America | Americans with Disabilities Act | 2020 | DOJ_RIGHTS | $300,000 |
Wells Fargo | Wells Fargo | Americans with Disabilities Act | 2023 | USAO | $10,000 |
Oppenheimer & Co., Inc. | Oppenheimer Holdings | anti-money-laundering deficiencies | 2015 | FINCEN | $20,000,000 |
J.P. Morgan Chase Bank, N.A. | JPMorgan Chase | anti-money-laundering deficiencies | 2014 | FINCEN | $461,000,000 |
Wachovia Bank | Wells Fargo | anti-money-laundering deficiencies | 2010 | FINCEN | $110,000,000 |
HSBC Holdings plc HSBC Bank USA N.A. | HSBC | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $1,256,000,000 |
JPMorgan Chase Bank | JPMorgan Chase | anti-money-laundering deficiencies | 2014 | USAO | $1,700,000,000 |
Union Bank of California, N.A. | U.S. Bancorp | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $21,600,000 |
American Express Bank International | American Express | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $55,000,000 |
BankAtlantic | Truist Financial | anti-money-laundering deficiencies | 2006 | DOJ_CRIMINAL | $10,000,000 |
Riggs Bank National Association | PNC Financial Services | anti-money-laundering deficiencies | 2004 | OCC | $25,000,000 |
Union Bank of California, N.A. | U.S. Bancorp | anti-money-laundering deficiencies | 2007 | FINCEN | $10,000,000 |
Israel Discount Bank | Israel Discount Bank | anti-money-laundering deficiencies | 2006 | FINCEN | $12,000,000 |
Oppenheimer & Company, Inc. | Oppenheimer Holdings | anti-money-laundering deficiencies | 2005 | FINCEN | $2,800,000 |
AmSouth | Regions Financial | anti-money-laundering deficiencies | 2004 | FINCEN | $10,000,000 |
Western Union Company | Western Union | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $586,000,000 |
Deutsche Bank AG | Deutsche Bank | anti-money-laundering deficiencies | 2017 | FED | $41,000,000 |
Banamex USA | Citigroup | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $97,440,000 |
Banco Popular de Puerto Rico | Popular Inc. | anti-money-laundering deficiencies | 2003 | DOJ_CRIMINAL | $21,600,000 |
M&T Bank | M&T Bank | anti-money-laundering deficiencies | 2014 | USAO | $560,000 |
Wachovia Bank N.A. | Wells Fargo | anti-money-laundering deficiencies | 2010 | USAO | $50,000,000 |
The Bank of New York | Bank of New York Mellon | anti-money-laundering deficiencies | 2005 | USAO | $38,000,000 |
Riggs Bank | PNC Financial Services | anti-money-laundering deficiencies | 2005 | USAO | $16,000,000 |
Citibank N.A. | Citigroup | anti-money-laundering deficiencies | 2018 | OCC | $70,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | anti-money-laundering deficiencies | 2017 | SEC | $13,000,000 |
Wells Fargo Advisors, LLC | Wells Fargo | anti-money-laundering deficiencies | 2017 | SEC | $3,500,000 |
Rabobank National Association | Rabobank | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $368,701,259 |
U.S. Bancorp | U.S. Bancorp | anti-money-laundering deficiencies | 2018 | USAO | $453,000,000 |
Rabobank, National Association | Rabobank | anti-money-laundering deficiencies | 2018 | OCC | $50,000,000 |
U.S. Bank National Association | U.S. Bancorp | anti-money-laundering deficiencies | 2018 | OCC | $75,000,000 |
U.S. Bank National Association | U.S. Bancorp | anti-money-laundering deficiencies | 2018 | FINCEN | $70,000,000 |
Rabobank N.A. | Rabobank | anti-money-laundering deficiencies | 2018 | USAO | $500,000 |
Capital One Bank (USA), National Association | Capital One Financial | anti-money-laundering deficiencies | 2018 | OCC | $100,000,000 |
UBS Financial Services Inc. | UBS | anti-money-laundering deficiencies | 2018 | FINCEN | $5,000,000 |
Western Union Financial Services, Inc. | Western Union | anti-money-laundering deficiencies | 2010 | MULTI-AG | $94,000,000 |
Bank of America Corp. | Bank of America | anti-money-laundering deficiencies | 2006 | NY-MANDA | $7,500,000 |
Israel Discount Bank of New York | Israel Discount Bank | anti-money-laundering deficiencies | 2005 | NY-MANDA | $8,500,000 |
Bank Hapoalim B.M. | Bank Hapoalim | anti-money-laundering deficiencies | 2020 | DOJ_CRIMINAL | $30,063,317 |
Industrial Bank of Korea | Industrial Bank of Korea | anti-money-laundering deficiencies | 2020 | USAO | $51,000,000 |
U.S. Trust Corporation | Bank of America | anti-money-laundering deficiencies | 2001 | NY-DFS | $5,000,000 |
Western Union Financial Services, Inc. | Western Union | anti-money-laundering deficiencies | 2002 | NY-DFS | $8,000,000 |
Israel Discount Bank of New York | Israel Discount Bank | anti-money-laundering deficiencies | 2006 | NY-DFS | $6,000,000 |
Standard Chartered Bank | Standard Chartered | anti-money-laundering deficiencies | 2012 | NY-DFS | $340,000,000 |
Standard Chartered Bank | Standard Chartered | anti-money-laundering deficiencies | 2014 | NY-DFS | $300,000,000 |
Agricultural Bank of China | Agricultural Bank of China | anti-money-laundering deficiencies | 2016 | NY-DFS | $215,000,000 |
Intesa Sanpaolo S.p.A. | Intesa Sanpaolo | anti-money-laundering deficiencies | 2016 | NY-DFS | $235,000,000 |
Deutsche Bank AG | Deutsche Bank | anti-money-laundering deficiencies | 2017 | NY-DFS | $425,000,000 |
Western Union | Western Union | anti-money-laundering deficiencies | 2018 | NY-DFS | $60,000,000 |
Industrial Bank of Korea | Industrial Bank of Korea | anti-money-laundering deficiencies | 2020 | NY-DFS | $35,000,000 |
Interactive Brokers LLC | Interactive Brokers Group | anti-money-laundering deficiencies | 2020 | CFTC | $12,206,214 |
Capital One, National Association | Capital One Financial | anti-money-laundering deficiencies | 2021 | FINCEN | $290,000,000 |
Interactive Brokers LLC | Interactive Brokers Group | anti-money-laundering deficiencies | 2020 | FINRA | $15,000,000 |
BNP Paribas Securities Corp. and BNP Paribas Prime Brokerage, Inc. | BNP Paribas | anti-money-laundering deficiencies | 2019 | FINRA | $15,000,000 |
Morgan Stanley Smith Barney LLC | Morgan Stanley | anti-money-laundering deficiencies | 2018 | FINRA | $10,000,000 |
UBS Financial Services Inc. and UBS Securities LLC | UBS | anti-money-laundering deficiencies | 2018 | FINRA | $5,000,000 |
Industrial and Commercial Bank of China Financial Services LLC | Industrial and Commercial Bank of China | anti-money-laundering deficiencies | 2018 | FINRA | $5,300,000 |
Credit Suisse Securities (USA) LLC | UBS | anti-money-laundering deficiencies | 2016 | FINRA | $16,500,000 |
Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. | Raymond James Financial | anti-money-laundering deficiencies | 2016 | FINRA | $17,000,000 |
Wells Fargo Advisors and Wells Fargo Advisors Financial Network | Wells Fargo | anti-money-laundering deficiencies | 2014 | FINRA | $1,500,000 |
Brown Brothers Harriman & Co. | Brown Brothers Harriman | anti-money-laundering deficiencies | 2014 | FINRA | $8,000,000 |
Oppenheimer and Co., Inc. | Oppenheimer Holdings | anti-money-laundering deficiencies | 2013 | FINRA | $1,425,000 |
Scottrade | Charles Schwab Corp. | anti-money-laundering deficiencies | 2009 | FINRA | $600,000 |
E-Trade Securities LLC and E-Trade Clearing LLC | Morgan Stanley | anti-money-laundering deficiencies | 2009 | FINRA | $1,000,000 |
Banc of America Investment Services Inc. | Bank of America | anti-money-laundering deficiencies | 2007 | FINRA | $3,000,000 |
USAA Federal Savings Bank | USAA | anti-money-laundering deficiencies | 2022 | OCC | $60,000,000 |