| Time Insurance Company | Haven Holdings | insurance violation | 2014 | OR-FIN | $40,000 |
| Bankers Life and Casualty Company | CNO Financial | insurance violation | 2014 | OR-FIN | $115,000 |
| Time Insurance Company | Haven Holdings | insurance violation | 2016 | OR-FIN | $178,948 |
| Lincoln National Life Insurance Company | Lincoln National | insurance violation | 2016 | OR-FIN | $15,000 |
| John Hancock Life Insurance Company (U.S.A.) | Manulife Financial | insurance violation | 2017 | OR-FIN | $36,500 |
| Progressive Universal Insurance Company et al. | Progressive | insurance violation | 2017 | OR-FIN | $10,000 |
| John Hancock Life Insurance Company (U.S.A.) | Manulife Financial | insurance violation | 2018 | OR-FIN | $49,000 |
| United Services Automobile Association | USAA | insurance violation | 2018 | OR-FIN | $6,200 |
| USAA General Indemnity Company | USAA | insurance violation | 2018 | OR-FIN | $5,000 |
| Standard Fire Insurance Company | Travelers | insurance violation | 2018 | OR-FIN | $71,200 |
| Liberty Northwest Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2019 | OR-FIN | $15,000 |
| Hartford Insurance Company of the Midwest | Hartford Financial Services | insurance violation | 2019 | OR-FIN | $50,000 |
| Minnesota Life Insurance Company | Securian Financial | insurance violation | 2019 | OR-FIN | $5,000 |
| Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | OR-FIN | $10,599 |
| The Prudential Insurance Company of America | Prudential Financial | insurance violation | 2020 | OR-FIN | $25,000 |
| USAA Casualty Insurance Co. | USAA | insurance violation | 2020 | OR-FIN | $50,000 |
| United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2020 | OR-FIN | $50,000 |
| Selective Insurance Company of America | Selective Insurance Group | insurance violation | 2020 | OR-FIN | $10,000 |
| Allstate Insurance Company | Allstate | insurance violation | 2020 | OR-FIN | $50,000 |
| Liberty Northwest Insurance Corp. | Liberty Mutual Insurance | insurance violation | 2021 | OR-FIN | $5,000 |
| Safeco Insurance Company of Oregon | Liberty Mutual Insurance | insurance violation | 2021 | OR-FIN | $5,000 |
| Foremost Insurance Company Grand Rapids, Michigan | Zurich Insurance | insurance violation | 2021 | OR-FIN | $15,000 |
| Liberty Mutual Group Inc. and Safeco Insurance Company of Oregon | Liberty Mutual Insurance | insurance violation | 2021 | OR-FIN | $120,000 |
| American Bankers Insurance Company of Florida | Assurant | insurance violation | 2021 | OR-FIN | $20,000 |
| Generali - U.S. Branch dba The General Insurance Company of Trieste & Venice | Assicurazioni Generali | insurance violation | 2021 | OR-FIN | $10,000 |
| Progressive Universal Insurance Company | Progressive | insurance violation | 2022 | OR-FIN | $11,000 |
| National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2022 | OR-FIN | $20,000 |
| Alpha Property & Casualty Insurance Company | Kemper | insurance violation | 2023 | OR-FIN | $30,000 |
| United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2023 | OR-FIN | $25,000 |
| USAA General Indemnity Company | USAA | insurance violation | 2023 | OR-FIN | $50,200 |
| State Farm Mutual Automobile Insurance Company | State Farm Insurance | insurance violation | 2024 | OR-FIN | $100,000 |
| Imperial Sugar Company | Louis Dreyfus | workplace safety or health violation | 2010 | OSHA | $6,050,000 |
| Bank of America Corp. | Bank of America | workplace whistleblower retaliation | 2011 | OSHA | $930,000 |
| JP Morgan Chase Bank | JPMorgan Chase | workplace whistleblower retaliation | 2016 | OSHA | $203,323 |
| Wells Fargo | Wells Fargo | workplace whistleblower retaliation | 2017 | OSHA | $577,500 |
| Wells Fargo Bank N.A | Wells Fargo | workplace whistleblower retaliation | 2017 | OSHA | $5,400,000 |
| Wells Fargo | Wells Fargo | workplace whistleblower retaliation | 2022 | OSHA | $22,000,000 |
| CITIMORTGAGE, INC. | Citigroup | workplace safety or health violation | 2007 | OSHA | $5,097 |
| R.R. DONNELLEY & SONS COMPANY | Chatham Asset Management | workplace safety or health violation | 2002 | OSHA | $55,000 |
| AMERICAN INTERNATIONAL GROUP | American International Group | workplace safety or health violation | 2003 | OSHA | $5,900 |
| R.R. DONNELLEY | Chatham Asset Management | workplace safety or health violation | 2004 | OSHA | $5,000 |
| WHEELABRATOR SHASTA ENERGY CO. | Macquarie | workplace safety or health violation | 2000 | OSHA | $10,275 |
| BANK OF AMERICA | Bank of America | workplace safety or health violation | 2003 | OSHA | $5,000 |
| DEPOSITORY TRUST & CLEARING CORP. | Depository Trust | workplace safety or health violation | 2000 | OSHA | $13,000 |
| RR DONNELLEY & SONS COMPANY | Chatham Asset Management | workplace safety or health violation | 2001 | OSHA | $5,000 |
| GARNER PRINTING | Chatham Asset Management | workplace safety or health violation | 2001 | OSHA | $6,000 |
| SPENCER PRESS OF MAINE, INC. | Chatham Asset Management | workplace safety or health violation | 2001 | OSHA | $10,500 |
| ALLSTATE | Allstate | workplace safety or health violation | 2002 | OSHA | $69,500 |
| WELLS FARGO SECURITIES, LLC. | Wells Fargo | workplace safety or health violation | 2004 | OSHA | $5,000 |
| WASHINGTON MUTUAL | JPMorgan Chase | workplace safety or health violation | 2007 | OSHA | $5,000 |
| IFCO SYSTEMS NORTH AMERICA | Triton Investments Advisers | workplace safety or health violation | 2004 | OSHA | $5,250 |
| SYNAGRO TECHNOLOGIES, INC. | Goldman Sachs | workplace safety or health violation | 2004 | OSHA | $5,725 |
| KEYBANK NATIONAL ASSOCIATION | KeyCorp | workplace safety or health violation | 2004 | OSHA | $28,000 |
| IFCO SYSTEMS N.A., INC. | Triton Investments Advisers | workplace safety or health violation | 2006 | OSHA | $20,000 |
| IFCO SYSTEMS NORTH AMERICA INC | Triton Investments Advisers | workplace safety or health violation | 2008 | OSHA | $5,400 |
| SPENCER PRESS OF MAINE INC. | Chatham Asset Management | workplace safety or health violation | 2005 | OSHA | $35,000 |
| RR DONNELLEY | Chatham Asset Management | workplace safety or health violation | 2006 | OSHA | $11,000 |
| INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP N.A. INC | Invesco | workplace safety or health violation | 2007 | OSHA | $5,200 |
| IFCO SYSTEMS DBA VALLEY WOOD PRODUCTS, INC. | Triton Investments Advisers | workplace safety or health violation | 2006 | OSHA | $5,226 |
| IFCO SYSTEMS NORTH AMERICA, INC. | Triton Investments Advisers | workplace safety or health violation | 2007 | OSHA | $9,210 |
| BOWNE & COMPANY, INC. | Chatham Asset Management | workplace safety or health violation | 2006 | OSHA | $5,250 |
| IFCO SYSTEMS | Triton Investments Advisers | workplace safety or health violation | 2006 | OSHA | $9,450 |
| PRO LINE PRINTING, INC. | Chatham Asset Management | workplace safety or health violation | 2007 | OSHA | $5,000 |
| LOUIS DREYFUS CITRUS INC. | Louis Dreyfus | workplace safety or health violation | 2006 | OSHA | $9,800 |
| IFCO SYSTEMS | Triton Investments Advisers | workplace safety or health violation | 2007 | OSHA | $5,550 |
| INTERNATIONAL AUTOMOTIVE COMPONENTS | Invesco | workplace safety or health violation | 2007 | OSHA | $5,625 |
| R.R. DONNELLEY & SONS COMPANY | Chatham Asset Management | workplace safety or health violation | 2007 | OSHA | $5,100 |
| IMPERIAL SUGAR COMPANY; IMPERIAL-SAVANNAH, L.P. | Louis Dreyfus | workplace safety or health violation | 2008 | OSHA | $4,050,000 |
| IFCO SYSTEMS NORTH AMERICA, INC. | Triton Investments Advisers | workplace safety or health violation | 2007 | OSHA | $27,690 |
| IMPERIAL SUGAR COMPANY; IMPERIAL-SAVANNAH, L.P.: I | Louis Dreyfus | workplace safety or health violation | 2008 | OSHA | $2,000,000 |
| SYNAGRO A RESIDUALS MANAGEMENT COMPANY | Goldman Sachs | workplace safety or health violation | 2008 | OSHA | $13,000 |
| INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP N.A. INC | Invesco | workplace safety or health violation | 2008 | OSHA | $59,000 |
| IFCO SYSTEMS | Triton Investments Advisers | workplace safety or health violation | 2008 | OSHA | $18,500 |
| R R DONNELLEY | Chatham Asset Management | workplace safety or health violation | 2009 | OSHA | $7,500 |
| IFCO SYSTEMS | Triton Investments Advisers | workplace safety or health violation | 2008 | OSHA | $7,500 |
| SYNAGRO TECHNOLOGIES INC. | Goldman Sachs | workplace safety or health violation | 2008 | OSHA | $10,000 |
| CITIBANK, N.A. | Citigroup | workplace safety or health violation | 2010 | OSHA | $5,000 |
| FARMERS INSURANCE EXCHANGE | Farmers Insurance Exchange | workplace safety or health violation | 2009 | OSHA | $10,000 |
| IFCO SYSTEMS NORTH AMERICA INC | Triton Investments Advisers | workplace safety or health violation | 2010 | OSHA | $11,200 |
| IMPERIAL SUGAR CO. | Louis Dreyfus | workplace safety or health violation | 2010 | OSHA | $7,200 |
| EL PASO ELECTRIC | JPMorgan Chase | workplace safety or health violation | 2010 | OSHA | $6,000 |
| EL PASO ELECTRIC COMPANY | JPMorgan Chase | workplace safety or health violation | 2011 | OSHA | $18,300 |
| RR DONNELLEY INC | Chatham Asset Management | workplace safety or health violation | 2012 | OSHA | $7,750 |
| FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS, INC | Fidelity Investments | workplace safety or health violation | 2011 | OSHA | $7,000 |
| IFCO SYSTEMS N.A., INC. | Triton Investments Advisers | workplace safety or health violation | 2009 | OSHA | $11,100 |
| FARMERS INSURANCE EXCHANGE | Farmers Insurance Exchange | workplace safety or health violation | 2010 | OSHA | $5,000 |
| INTERNATIONAL AUTOMOTIVE COMPONENTS | Invesco | workplace safety or health violation | 2009 | OSHA | $6,000 |
| IMPERIAL SUGAR COMPANY; IMPERIAL-SAVANNAH, L.P. | Louis Dreyfus | workplace safety or health violation | 2011 | OSHA | $13,600 |
| R.R. DONNELLEY & SONS COMPANY | Chatham Asset Management | workplace safety or health violation | 2010 | OSHA | $12,600 |
| BANK OF AMERICA | Bank of America | workplace safety or health violation | 2011 | OSHA | $6,600 |
| R.R. DONNELLEY | Chatham Asset Management | workplace safety or health violation | 2010 | OSHA | $11,600 |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. | Hartford Financial Services | workplace safety or health violation | 2011 | OSHA | $5,600 |
| WHEELABRATOR SHASTA ENERGY CO, INC | Macquarie | workplace safety or health violation | 2010 | OSHA | $10,000 |
| WHEELABRATOR PORTSMOUTH | Macquarie | workplace safety or health violation | 2010 | OSHA | $6,890 |
| INTERNATIONAL AUTOMOTIVE COMPONENTS | Invesco | workplace safety or health violation | 2010 | OSHA | $8,750 |
| IFCO SYSTEMS | Triton Investments Advisers | workplace safety or health violation | 2010 | OSHA | $8,000 |
| R.R. DONNELLEY & SONS COMPANY | Chatham Asset Management | workplace safety or health violation | 2012 | OSHA | $5,950 |
| IFCO SYSTEMS N.A., INC. | Triton Investments Advisers | workplace safety or health violation | 2010 | OSHA | $7,000 |
| IFCO SYSTEMS NA INC DBA PALLET COMPANIES INC | Triton Investments Advisers | workplace safety or health violation | 2010 | OSHA | $44,000 |
| IFCO SYSTEMS NORTH AMERICA, INC. | Triton Investments Advisers | workplace safety or health violation | 2011 | OSHA | $5,950 |
| RR DONNELLEY | Chatham Asset Management | workplace safety or health violation | 2011 | OSHA | $6,400 |
