Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$317,365,347,106
Number of Records: 
2,876
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,630,515,262182
JPMorgan Chase$34,512,629,073139
Citigroup$24,998,997,07298
Wells Fargo$21,102,241,886148
Deutsche Bank$17,970,400,77851
UBS$16,756,803,33165
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98738
Credit Suisse$10,394,957,62629
BNP Paribas$9,892,332,95016


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML
Company Parent Primary Offense Type Year Agency Penalty Amountsort icon
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $6,458
Metropolitan Life Insurance Company MetLife Family and Medical Leave Act 2009 WHD $6,375
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $6,367
Sun Life Assurance Company of Canada (U.S.) Sun Life Financial wage and hour violation 2009 WHD $6,366
TMX Finance, LLC TMX Finance wage and hour violation 2016 WHD $6,353
IAC SPRINGFIELD LLC Invesco workplace safety or health violation 2014 OSHA $6,350
CITIZENS FINANCIAL GROUP, INC. Citizens Financial Group workplace safety or health violation 2017 OSHA $6,338
IMTT BAYONNE 340171219400099 Macquarie environmental violation 2011 EPA $6,300
CORPUS CHRISTI ALUMINA Glencore environmental violation 2003 EPA $6,300
CORPUS CHRISTI ALUMINA Glencore environmental violation 2003 EPA $6,300
IAC GROUP NORTH AMERICA ANNISTON PLANT, LLC Invesco workplace safety or health violation 2014 OSHA $6,300
Trustmark National Bank Trustmark banking violation 2012 OCC $6,250
NOBLE AMERICAS SOUTH BEND ETHANOL LLC Vitol environmental violation 2009 EPA $6,250
UBS Financial Services Inc. UBS wage and hour violation 2018 WHD $6,246
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $6,225
Bank of America Bank of America wage and hour violation 2008 WHD $6,209
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,188
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,188
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $6,153
National City Mortgage, Co. PNC Financial Services wage and hour violation 2004 WHD $6,150
NATIONWIDE MUTUAL INS CO/LOWER SALFORD Nationwide environmental violation 2017 EPA $6,150
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $6,148
Gas Incorporated Macquarie motor vehicle safety violation 2012 FMCSA $6,140
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,115
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,100
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,100
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,062
Louis Dreyfus Company LLC Louis Dreyfus railroad safety violation 2016 FRA $6,000
IMPERIAL-SAVANNAH, L.P. Louis Dreyfus environmental violation 2012 EPA $6,000
PRUDENTIAL Prudential Financial environmental violation 2011 EPA $6,000
IMTT BAYONNE 340171219400046 Macquarie environmental violation 2002 EPA $6,000
WHEELABRATOR GLOU CO LP (SES GLOUCESTER) Macquarie environmental violation 2017 EPA $6,000
MORGAN STANLEY - 2000 WESTCHESTER AVE Morgan Stanley environmental violation 2011 EPA $6,000
Louis Dreyfus Company LLC Louis Dreyfus railroad safety violation 2018 FRA $6,000
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2009 OSHA $6,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $6,000
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $6,000
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,000
Bank of America Corporation Bank of America wage and hour violation 2004 WHD $5,972
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $5,961
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2013 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2012 MSHA $5,961
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $5,900
DITECH INC Ditech Holding Corporation workplace safety or health violation 2014 OSHA $5,880
IAC GROUP NORTH AMERICA ANNISTON PLANT, LLC Invesco workplace safety or health violation 2011 OSHA $5,850
The Bank of New York Bank of New York Mellon economic sanction violation 2005 OFAC $5,844
Bank of America, NA Bank of America wage and hour violation 2010 WHD $5,827
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2004 MSHA $5,800
Mastercard International, Inc MasterCard wage and hour violation 2008 WHD $5,777
IAC DAYTON LLC Invesco workplace safety or health violation 2013 OSHA $5,775
Midland States Bank Midland States Bancorp banking violation 2013 FED $5,645
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,645
IMTT BAYONNE Macquarie railroad safety violation 2008 FRA $5,625
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2007 OSHA $5,625
THE HARTFORD FINANCIAL SERVICES GROUP, INC. Hartford Financial Services workplace safety or health violation 2011 OSHA $5,600
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $5,600
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $5,600
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $5,600
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $5,596
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $5,596
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $5,596
Lansing Trade Group LLC Lansing Trade Group environmental violation 2012 EPA $5,586
CLECO CORPORATION Macquarie workplace safety or health violation 2017 OSHA $5,545
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $5,517
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $5,504
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $5,504
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,503
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,503
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,503
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,503
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $5,503
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2012 MSHA $5,503
CANYON FUEL CO., LLC - SKYLINE (Permit UT0023540) Cwa Penalty Ao Trafigura environmental violation 2001 EPA $5,501
Wachovia Bank Wells Fargo economic sanction violation 2005 OFAC $5,500
American Express Company American Express economic sanction violation 2004 OFAC $5,500
Arab Banking Corp. Arab Banking Corp. economic sanction violation 2004 OFAC $5,500
Bank of New York Bank of New York Mellon economic sanction violation 2004 OFAC $5,500
Bank One JPMorgan Chase economic sanction violation 2004 OFAC $5,500
Citibank Citigroup economic sanction violation 2004 OFAC $5,500
Commerzbank AG Commerzbank economic sanction violation 2004 OFAC $5,500
Deutsche Bank Deutsche Bank economic sanction violation 2004 OFAC $5,500
Download results as CSV or XML