Titan Indemnity Co. | Nationwide | insurance violation | 2014 | DE-INS | $25,000 |
United States Fire Insurance Co. | Fairfax Financial Holdings | insurance violation | 2014 | DE-INS | $10,000 |
Lincoln National Life Insurance Co. | Lincoln National | insurance violation | 2014 | DE-INS | $27,600 |
State Farm Life Insurance Co. | State Farm Insurance | insurance violation | 2014 | FL-OFR | $10,500 |
Pruco Life Insurance Co. | Prudential Financial | insurance violation | 2014 | FL-OFR | $10,500 |
Genworth Life and Annuity Insurance Co. | Genworth Financial | insurance violation | 2014 | FL-OFR | $10,500 |
Ameritas Investment Corp. | Ameritas Mutual Holding Company | investor protection violation | 2014 | IA-INS | $10,000 |
Time Insurance Co. | Haven Holdings | insurance violation | 2014 | ID-INS | $5,000 |
American Family Assurance Company of Columbus | Aflac | insurance violation | 2014 | ID-INS | $30,000 |
LPL Financial, LLC | LPL Financial | investor protection violation | 2014 | IL-SEC | $2,000,000 |
LPL Financial, LLC | LPL Financial | investor protection violation | 2014 | IL-SEC | $815,218 |
Fidelity National Title Company, LLC | Fidelity National Financial | insurance violation | 2014 | IN-INS | $30,000 |
First American Title | First American Financial | insurance violation | 2014 | IN-INS | $12,500 |
Allstate Fire and Casualty Co. | Allstate | insurance violation | 2014 | KS-INS | $10,000 |
Seneca Insurance Co. | Fairfax Financial Holdings | insurance violation | 2014 | KS-INS | $5,000 |
Guaranteed Rate, Inc. | Guaranteed Rate Inc. | consumer protection violation | 2014 | MA-BKG | $25,000 |
Aon Risk Services Northeast | Aon | insurance violation | 2014 | MA-INS | $15,000 |
Allstate Indemnity Co. | Allstate | insurance violation | 2014 | MD-INS | $5,000 |
Fidelity & Guaranty Life Insurance Co. | Fidelity National Financial | insurance violation | 2014 | MD-INS | $8,000 |
Foremost Insurance Company Grand Rapids, Michigan | Zurich Insurance | insurance violation | 2014 | MD-INS | $10,000 |
Elephant Insurance Co. | Admiral Group | insurance violation | 2014 | MD-INS | $5,000 |
United States Life Insurance Company In the City of New York | American International Group | insurance violation | 2014 | MD-INS | $25,000 |
The Travelers Indemnity Company of America et al. | Travelers | insurance violation | 2014 | MD-INS | $55,000 |
USAA Life Insurance Co. | USAA | insurance violation | 2014 | MD-INS | $9,000 |
USAA Casualty Insurance Co. et al. | USAA | insurance violation | 2014 | MD-INS | $5,000 |
CashCall, Inc. and Western Sky Financial, LLC et al. | CashCall Inc. | payday lending violation | 2014 | MD-FIN | $100,018 |
SAFECO Insurance Company of America et al. | Liberty Mutual Insurance | insurance violation | 2014 | MD-INS | $5,000 |
Elephant Insurance Co. | Admiral Group | insurance violation | 2014 | MD-INS | $5,000 |
Stewart Title Guaranty Co. | Stewart Information Services | insurance violation | 2014 | MD-INS | $18,000 |
Hartford Casualty Insurance Co. et al. | Hartford Financial Services | insurance violation | 2014 | MD-INS | $35,000 |
Encompass Home and Auto Insurance Co. | Allstate | insurance violation | 2014 | MD-INS | $7,500 |
Time Insurance Co. | Haven Holdings | insurance violation | 2014 | MD-INS | $25,000 |
The Travelers Indemnity Company of America et al. | Travelers | insurance violation | 2014 | MD-INS | $20,400 |
Philadelphia Indemnity Insurance Co. | Tokio Marine | insurance violation | 2014 | MD-INS | $7,500 |
QBE Insurance Co. | QBE Insurance | insurance violation | 2014 | MN-FIN | $20,000 |
Progressive Casualty Insurance Co. | Progressive | insurance violation | 2014 | MN-FIN | $5,000 |
ServiceLink, LLC | Fidelity National Financial | insurance violation | 2014 | MN-FIN | $20,000 |
MetLife, Inc. et al. | MetLife | insurance violation | 2014 | MN-FIN | $1,500,000 |
Transamerica Life Insurance Co. et al. | Aegon | insurance violation | 2014 | MN-FIN | $2,500,000 |
Conseco Life Insurance Co. | CNO Financial | insurance violation | 2014 | MN-FIN | $250,000 |
American Family Mutual Insurance Co. | American Family Insurance | insurance violation | 2014 | MN-FIN | $7,500 |
Allstate Insurance Co. | Allstate | insurance violation | 2014 | MN-FIN | $10,000 |
Protective Life Insurance Co. | Dai-ichi Life | insurance violation | 2014 | MN-FIN | $25,000 |
QBE North America | QBE Insurance | insurance violation | 2014 | MN-FIN | $5,000 |
The Lincoln National Life Insurance Co. et al. | Lincoln National | insurance violation | 2014 | MN-FIN | $2,500,000 |
Voya Insurance and Annuity Co. et al. | Voya Financial | insurance violation | 2014 | MN-FIN | $1,250,000 |
USAA Casualty Insurance Co. | USAA | insurance violation | 2014 | MN-FIN | $5,000 |
United States Fire Insurance Co. | Fairfax Financial Holdings | insurance violation | 2014 | MN-FIN | $10,000 |
ReliaStar Life Insurance Co. | Voya Financial | insurance violation | 2014 | MN-FIN | $30,000 |
Great American Alliance Insurance Co. | American Financial Group | insurance violation | 2014 | MO-INS | $33,000 |
Great American Insurance Company of New York | American Financial Group | insurance violation | 2014 | MO-INS | $23,000 |
Continental Western Insurance Co. | W.R. Berkley | insurance violation | 2014 | MO-INS | $12,000 |
North Pointe Insurance Co. | QBE Insurance | insurance violation | 2014 | MO-INS | $8,000 |
State Farm Mutual Automobile Insurance Co. | State Farm Insurance | insurance violation | 2014 | MT-FIN | $38,638 |
Austin Mutual Insurance Company | American Family Insurance | insurance violation | 2014 | ND-INS | $10,000 |
Stifel, Nicolaus & Company Inc. | Stifel Financial | investor protection violation | 2014 | NE-DBF | $61,000 |
Ace Cash Express, Inc. | ACE Cash Express | consumer protection violation | 2014 | NE-DBF | $18,900 |
Edward Jones & Co. LP | Jones Financial | investor protection violation | 2014 | NH-BSR | $750,000 |
NEXT Financial Group, Inc | Atria Wealth Solutions | investor protection violation | 2014 | NH-BSR | $140,000 |
Seterus, Inc. | Mr. Cooper Group | consumer protection violation | 2014 | NH-BKG | $10,000 |
Ameriprise Financial Services, Inc. | Ameriprise Financial | investor protection violation | 2014 | NH-BSR | $90,000 |
Merrill Lynch | Bank of America | privacy violation | 2014 | NH-BSR | $400,000 |
National Western Life Insurance Co. | National Western Life | insurance violation | 2014 | NJ-DBI | $2,973,656 |
Horizon Healthcare Services, Inc. | Horizon Healthcare Services | insurance violation | 2014 | NJ-DBI | $750,000 |
Marsh & McLennan Agency, LLC | Marsh & McLennan | insurance violation | 2014 | NJ-DBI | $15,000 |
Gallagher Benefit Services, Inc. | Arthur J. Gallagher & Co. | insurance violation | 2014 | NJ-DBI | $5,000 |
AIG Property Casualty Company | American International Group | insurance violation | 2014 | NJ-DBI | $25,000 |
Travelers Home & Marine Insurance Company | Travelers | insurance violation | 2014 | NY-DFS | $100,000 |
AXA Equitable | Equitable Holdings | insurance violation | 2014 | NY-DFS | $20,000,000 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | insurance violation | 2014 | NY-DFS | $46,800 |
MetLife | MetLife | insurance violation | 2014 | NY-DFS | $50,000,000 |
Encompass Indemnity Company | Allstate | insurance violation | 2014 | NY-DFS | $40,100 |
Credit Suisse AG | UBS | tax violations | 2014 | NY-DFS | $715,000,000 |
Permanent General Assurance Corporation | American Family Insurance | insurance violation | 2014 | NY-DFS | $75,000 |
Investment Professionals Inc. | Ameriprise Financial | insurance violation | 2014 | NY-DFS | $10,000 |
Hartford Casualty Insurance Company | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $7,100 |
Hartford Insurance Company of Illinois | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $7,100 |
Hartford Insurance Company of the Midwest | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $14,450 |
Hartford Underwriters Insurance Company | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $8,600 |
Sentinel Insurance Company, Ltd. | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $16,700 |
BNP Paribas | BNP Paribas | economic sanction violation | 2014 | NY-DFS | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,240,000,000 |
United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2014 | NY-DFS | $190,000 |
21st Century Centennial Insurance Company | Zurich Insurance | insurance violation | 2014 | NY-DFS | $9,000 |
Standard Chartered Bank | Standard Chartered | anti-money-laundering deficiencies | 2014 | NY-DFS | $300,000,000 |
Erie Insurance Company of New York | Erie Indemnity | insurance violation | 2014 | NY-DFS | $9,000 |
Nationwide General Insurance Company | Nationwide | insurance violation | 2014 | NY-DFS | $32,000 |
Selective Insurance Company of New York | Selective Insurance Group | insurance violation | 2014 | NY-DFS | $50,000 |
Selective Insurance Company of America | Selective Insurance Group | insurance violation | 2014 | NY-DFS | $50,000 |
Selective Way Insurance Company | Selective Insurance Group | insurance violation | 2014 | NY-DFS | $50,000 |
AIG | American International Group | insurance violation | 2014 | NY-DFS | $35,000,000 |
Bank of Tokyo Mitsubishi UFJ | Mitsubishi UFJ Financial Group | economic sanction violation | 2014 | NY-DFS | $315,000,000 |
Commerce and Industry Insurance Company | American International Group | insurance violation | 2014 | NY-DFS | $48,500 |
Bank Leumi | Bank Leumi | tax violations | 2014 | NY-DFS | $130,000,000 |
CUNA Brokerage Services Inc. | CUNA Mutual | investor protection violation | 2014 | OK-SEC | $15,000 |
Time Insurance Company | Haven Holdings | insurance violation | 2014 | OR-FIN | $40,000 |
Bankers Life and Casualty Company | CNO Financial | insurance violation | 2014 | OR-FIN | $115,000 |
CashCall Inc. et al. | CashCall Inc. | consumer protection violation | 2014 | PA-BKG | $1,000,000 |
National General Insurance | Allstate | insurance violation | 2014 | RI-FIN | $7,500 |
Peerless Insurance Company | Liberty Mutual Insurance | insurance violation | 2014 | RI-FIN | $8,000 |
Protective Life Insurance Company | Dai-ichi Life | insurance violation | 2014 | SD-INS | $5,000 |
Protective Insurance Company | Progressive | insurance violation | 2014 | SD-INS | $7,500 |