Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $8,000 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $11,500 |
Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $5,000 |
El Paso Electric | JPMorgan Chase | environmental violation | 2015 | EPA | $3,800,000 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2015 | PHMSA | $89,400 |
Green Tree Servicing LLC | Ditech Holding Corporation | consumer protection violation | 2015 | FTC | $63,000,000 |
EZCORP Inc. | EZCORP Inc. | consumer protection violation | 2015 | CFPB | $10,500,000 |
Fifth Third Bank | Fifth Third Bancorp | consumer protection violation | 2015 | CFPB | $21,500,000 |
Hudson City Savings Bank | M&T Bank | banking violation | 2015 | CFPB | $32,750,000 |
Encore Capital Group | Encore Capital Group | consumer protection violation | 2015 | CFPB | $52,000,000 |
Springstone Financial, LLC | LendingClub Corp. | consumer protection violation | 2015 | CFPB | $700,000 |
Citizens Bank, N.A. | Citizens Financial Group | consumer protection violation | 2015 | CFPB | $18,500,000 |
Discover Bank | Discover Financial Services | consumer protection violation | 2015 | CFPB | $18,500,000 |
Citibank N.A. | Citigroup | consumer protection violation | 2015 | CFPB | $733,800,000 |
JPMorgan Chase | JPMorgan Chase | consumer protection violation | 2015 | CFPB | $186,000,000 |
Affinion Group Holdings, Inc. | JPMorgan Chase | consumer protection violation | 2015 | CFPB | $8,700,000 |
Provident Funding Associates | Provident Funding Associates | consumer protection violation | 2015 | CFPB | $9,000,000 |
PayPal Inc. | PayPal Holdings | consumer protection violation | 2015 | CFPB | $25,000,000 |
Regions Bank | Regions Financial | consumer protection violation | 2015 | CFPB | $7,500,000 |
Wells Fargo | Wells Fargo | consumer protection violation | 2015 | CFPB | $34,800,000 |
JPMorgan Chase | JPMorgan Chase | consumer protection violation | 2015 | CFPB | $900,000 |
WEX Bank and Higher One, Inc. | WEX Inc. | banking violation | 2015 | FDIC | $34,980,000 |
Comenity Bank and Comenity Capital Bank | Bread Financial Holdings | banking violation | 2015 | FDIC | $63,950,000 |
Citizens Bank | Citizens Financial Group | banking violation | 2015 | FDIC | $8,800,000 |
Banamex USA | Citigroup | banking violation | 2015 | FDIC | $140,000,000 |
Citizens Bank, National Association | Citizens Financial Group | banking violation | 2015 | OCC | $2,000,000 |
First Financial Bank, National Association | First Financial Bancorp. | banking violation | 2015 | OCC | $11,700 |
RBS Citizens, National Association | Citizens Financial Group | banking violation | 2015 | OCC | $10,000,000 |
Citibank, N.A. | Citigroup | banking violation | 2015 | OCC | $35,000,000 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | banking violation | 2015 | OCC | $30,000,000 |
Bank of America, National Association | Bank of America | banking violation | 2015 | OCC | $1,104,530 |
First National Bank of Pennsylvania | F.N.B. Corporation | banking violation | 2015 | OCC | $180,720 |
Wells Fargo Bank, National Association | Wells Fargo | banking violation | 2015 | OCC | $4,000,000 |
Bank of America, National Association | Bank of America | banking violation | 2015 | OCC | $30,000,000 |
Santander Bank, National Association | Banco Santander | banking violation | 2015 | OCC | $6,000,000 |
Keybank National Association | KeyCorp | banking violation | 2015 | OCC | $5,005 |
Deutsche Bank AG | Deutsche Bank | economic sanction violation | 2015 | FED | $58,000,000 |
Credit Agricole S.A. | Credit Agricole | economic sanction violation | 2015 | FED | $90,300,000 |
INDEPENDENT BANK | Independent Bank Corp. (Michigan) | banking violation | 2015 | FED | $56,205 |
BANK OF AMERICA CORPORATION | Bank of America | banking violation | 2015 | FED | $205,000,000 |
ROYAL BANK OF SCOTLAND PLC | NatWest Group PLC | banking violation | 2015 | FED | $274,000,000 |
UBS AG | UBS | banking violation | 2015 | FED | $342,000,000 |
BARCLAYS BANK PLC | Barclays | price-fixing or anti-competitive practices | 2015 | FED | $342,000,000 |
CITIGROUP INC. | Citigroup | banking violation | 2015 | FED | $342,000,000 |
JPMORGAN CHASE & CO. | JPMorgan Chase | banking violation | 2015 | FED | $342,000,000 |
COMMERZBANK AG | Commerzbank | banking violation | 2015 | FED | $200,000,000 |
Oppenheimer & Co., Inc. | Oppenheimer Holdings | anti-money-laundering deficiencies | 2015 | FINCEN | $20,000,000 |
First Tennessee Bank N.A. | First Horizon National | False Claims Act and related | 2015 | DOJ_CIVIL | $212,500,000 |
CommerceWest Bank | CommerceWest Bank | fraud | 2015 | DOJ_CRIMINAL | $4,900,000 |
JPMorgan Chase Bank N.A. | JPMorgan Chase | bankruptcy professional violation | 2015 | DOJ_UTP | $50,000,000 |
MetLife Home Loans LLC | MetLife | False Claims Act and related | 2015 | DOJ_CIVIL | $123,500,000 |
Citicorp | Citigroup | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $925,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $550,000,000 |
Barclays PLC | Barclays | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $710,000,000 |
Royal Bank of Scotland plc | NatWest Group PLC | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $395,000,000 |
UBS AG | UBS | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $203,000,000 |
BNP Paribas S.A. | BNP Paribas | economic sanction violation | 2015 | DOJ_CRIMINAL | $8,973,600,000 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $775,000,000 |
Commerzbank AG | Commerzbank | economic sanction violation | 2015 | DOJ_CRIMINAL | $642,000,000 |
Morgan Stanley Investment Management | Morgan Stanley | investor protection violation | 2015 | SEC | $8,800,000 |
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A. | JPMorgan Chase | investor protection violation | 2015 | SEC | $267,000,000 |
ICBC Standard Bank Plc | Industrial and Commercial Bank of China | investor protection violation | 2015 | SEC | $4,200,000 |
UBS Willow Management LLC and UBS Fund Advisor LLC | UBS | investor protection violation | 2015 | SEC | $17,500,000 |
UBS AG | UBS | investor protection violation | 2015 | SEC | $19,500,000 |
UBS Financial Services Inc. of Puerto Rico | UBS | investor protection violation | 2015 | SEC | $15,000,000 |
Credit Suisse Securities (USA) LLC | UBS | data submission deficiencies | 2015 | SEC | $4,250,000 |
Citigroup Global Markets | Citigroup | investor protection violation | 2015 | SEC | $15,000,000 |
Citigroup Global Markets Inc. and Citigroup Alternative Investments LLC | Citigroup | investor protection violation | 2015 | SEC | $180,000,000 |
Edward D. Jones & Co. LP | Jones Financial | investor protection violation | 2015 | SEC | $20,000,000 |
Goldman Sachs & Co. | Goldman Sachs | investor protection violation | 2015 | SEC | $7,000,000 |
Merrill Lynch | Bank of America | investor protection violation | 2015 | SEC | $10,900,000 |
Deutsche Bank AG | Deutsche Bank | investor protection violation | 2015 | SEC | $55,000,000 |
BlackRock Advisors LLC | BlackRock | investor protection violation | 2015 | SEC | $12,000,000 |
UBS Securities LLC | UBS | investor protection violation | 2015 | SEC | $14,400,000 |
BNY Mellon | Bank of New York Mellon | Foreign Corrupt Practices Act | 2015 | SEC | $14,800,000 |
Morgan Stanley | Morgan Stanley | toxic securities abuses | 2015 | NCUA | $225,000,000 |
Wachovia | Wells Fargo | toxic securities abuses | 2015 | NCUA | $53,000,000 |
Barclays Capital Inc. | Barclays | toxic securities abuses | 2015 | NCUA | $325,000,000 |
Royal Bank of Scotland plc | NatWest Group PLC | toxic securities abuses | 2015 | NCUA | $129,600,000 |
JPMorgan Chase Bank | JPMorgan Chase | data submission deficiencies | 2015 | CFTC | $100,000,000 |
BNP Paribas Securities | BNP Paribas | investor protection violation | 2015 | CFTC | $140,000 |
Deutsche Bank AG | Deutsche Bank | data submission deficiencies | 2015 | CFTC | $2,500,000 |
Morgan Stanley | Morgan Stanley | investor protection violation | 2015 | CFTC | $300,000 |
Barclays | Barclays | price-fixing or anti-competitive practices | 2015 | CFTC | $400,000,000 |
Barclays | Barclays | price-fixing or anti-competitive practices | 2015 | CFTC | $115,000,000 |
Deutsche Bank | Deutsche Bank | price-fixing or anti-competitive practices | 2015 | CFTC | $800,000,000 |
Santander Consumer USA Inc. | Banco Santander | consumer protection violation | 2015 | DOJ_RIGHTS | $9,350,000 |
Fifth Third Bancorp | Fifth Third Bancorp | toxic securities abuses | 2015 | USAO | $85,000,000 |
Bank of New York Mellon | Bank of New York Mellon | banking violation | 2015 | USAO | $714,000,000 |
Coutts & Co Ltd | NatWest Group PLC | tax violations | 2015 | DOJ_TAX | $78,484,000 |
Credit Agricole (Suisse) SA | Credit Agricole | tax violations | 2015 | DOJ_TAX | $99,211,000 |
Deutsche Bank (Suisse) SA | Deutsche Bank | tax violations | 2015 | DOJ_TAX | $31,026,000 |
BNP Paribas (Suisse) SA | BNP Paribas | tax violations | 2015 | DOJ_TAX | $59,783,000 |
Standard Chartered Bank (Switzerland) SA, en liquidation | Standard Chartered | tax violations | 2015 | DOJ_TAX | $6,337,000 |
BBVA Suiza S.A. | Banco Bilbao Vizcaya Argentaria | tax violations | 2015 | DOJ_TAX | $10,390,000 |
Societe Generale Private Banking (Suisse) SA | Societe Generale | tax violations | 2015 | DOJ_TAX | $17,807,000 |
Societe Generale Private Banking (Lugano-Svizzera) | Societe Generale | tax violations | 2015 | DOJ_TAX | $1,363,000 |
Credit Agricole Corporate and Investment Bank | Credit Agricole | economic sanction violation | 2015 | OFAC | $329,593,585 |
UBS AG | UBS | economic sanction violation | 2015 | OFAC | $1,700,100 |
Navigators Insurance Company | Hartford Financial Services | economic sanction violation | 2015 | OFAC | $271,815 |
PayPal Inc. | PayPal Holdings | economic sanction violation | 2015 | OFAC | $7,658,300 |