| Safeco Insurance Company of America | Liberty Mutual Insurance | insurance violation | 2015 | CO-INS | $140,500 |
| Dairyland Insurance Co. and Peak Property and Casualty Insurance Corp. | Sentry Insurance | insurance violation | 2020 | VA-INS | $140,492 |
| NATIONWIDE LIFE AND ANNUITY INSURANCE COMPANY | Nationwide | insurance violation | 2023 | WA-INS | $140,273 |
| BNP Paribas Securities | BNP Paribas | investor protection violation | 2015 | CFTC | $140,000 |
| J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2012 | CFTC | $140,000 |
| FCStone, LLC | StoneX Group | investor protection violation | 2015 | CFTC | $140,000 |
| 1ST FINANCIAL BANK USA | 1st Financial Bank USA | banking violation | 2009 | FDIC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $140,000 |
| Washington National Insurance Co. | CNO Financial | insurance violation | 2017 | MN-FIN | $140,000 |
| NEXT Financial Group, Inc | Atria Wealth Solutions | investor protection violation | 2014 | NH-BSR | $140,000 |
| Goldman, Sachs & Co. | Goldman Sachs | investor protection violation | 2005 | FINRA | $140,000 |
| TIAA-CREF Life Insurance Company | TIAA | insurance violation | 2016 | NY-DFS | $139,940 |
| Liberty Mutual Insurance Group | Liberty Mutual Insurance | insurance violation | 2017 | RI-FIN | $139,547 |
| Bank of New York | Bank of New York Mellon | economic sanction violation | 2004 | OFAC | $137,500 |
| Transamerica Life Insurance Company | Aegon | insurance violation | 2020 | NJ-DBI | $137,000 |
| Synovus Bank | Synovus Financial | banking violation | 2013 | FDIC | $135,050 |
| Regions Bank | Regions Financial | banking violation | 2009 | FED | $135,000 |
| BANK OF THE WEST | Bank of Montreal | banking violation | 2011 | FDIC | $135,000 |
| MetLife Securities, Inc. | MetLife | investor protection violation | 2010 | IL-SEC | $135,000 |
| Allianz Life Insurance Company of New York | Allianz | insurance violation | 2013 | NY-DFS | $135,000 |
| Edward D. Jones & Co. LP | Jones Financial | investor protection violation | 2016 | PA-BKG | $135,000 |
| RBC Capital Markets Corporation | Royal Bank of Canada | investor protection violation | 2010 | FINRA | $135,000 |
| GMAC Mortgage Group, Inc. | Ally Financial | WARN Act violation | 2006 | private lawsuit-federal | $135,000 |
| Old Republic Insurance Co. | Old Republic International | insurance violation | 2012 | MO-INS | $134,750 |
| Santander Consumer USA Inc, dba Chrysler Capital | Banco Santander | consumer protection violation | 2021 | DOJ_RIGHTS | $134,282 |
| Omega Advisors, Inc. | Omega Advisors | investor protection violation | 2015 | SEC | $134,026 |
| Kemper Independence Insurance Co. | Kemper | insurance violation | 2019 | CT-INS | $134,000 |
| FEDERAL INSURANCE CO., | Chubb Limited | insurance violation | 2015 | VA-INS | $132,761 |
| US BANK | U.S. Bancorp | wage and hour violation | 2014 | IL-DOL | $131,922 |
| Noble Americas Corp. | Vitol | investor protection violation | 2010 | CFTC | $130,000 |
| UBS AG | UBS | investor protection violation | 2010 | CFTC | $130,000 |
| Chicago Insurance Co. | Allianz | insurance violation | 2008 | FL-OFR | $130,000 |
| HCC Life Insurance Co. and HCC Medical Insurance Services, LLC | Tokio Marine | insurance violation | 2017 | MT-FIN | $130,000 |
| Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2010 | TX-SEC | $130,000 |
| Wachovia Securities, LLC | Wells Fargo | investor protection violation | 2010 | AK-DBS | $129,131 |
| East West Bank | East West Bancorp | banking violation | 2020 | FED | $129,108 |
| Metlife Pet Insurance Services LLC fka Petfirst Healthcare LLC | MetLife | insurance violation | 2023 | NY-DFS | $129,000 |
| H & R Block | H&R Block | wage and hour violation | 2014 | WHD | $128,872 |
| Amica Mutual Insurance Company | Amica Mutual Insurance | insurance violation | 2022 | MD-INS | $128,790 |
| ProEquities, Inc. | Dai-ichi Life | investor protection violation | 2015 | MO-SEC | $128,528 |
| Ameriprise Financial, Inc. | Ameriprise Financial | employment discrimination | 2016 | OFCCP | $128,200 |
| Stewart Title Guarantee Co. | Stewart Information Services | insurance violation | 2012 | MO-INS | $128,000 |
| Progressive Insurance Company of Ohio | Progressive | consumer protection violation | 2001 | IA-AG | $127,500 |
| Property & Casualty Insurance Company of Hartford and Trumbull Insurance Company | Hartford Financial Services | insurance violation | 2011 | VA-INS | $126,386 |
| HOMESITE INSURANCE COMPANY | American Family Insurance | insurance violation | 2010 | VA-INS | $126,252 |
| USAA Insurance | USAA | labor relations violation | 2005 | NLRB | $125,361 |
| WELLS FARGO FINANCIAL BANK | Wells Fargo | banking violation | 2009 | FDIC | $125,000 |
| Capital One, National Association | Capital One Financial | banking violation | 2009 | OCC | $125,000 |
| Northern Trust, National Association | Northern Trust | banking violation | 2008 | OCC | $125,000 |
| Associated Bank, National Association | Associated Banc-Corp | banking violation | 2007 | OCC | $125,000 |
| First Tennessee Bank National Association | First Horizon National | banking violation | 2007 | OCC | $125,000 |
| Lasalle Bank MidWest National Association | Bank of America | banking violation | 2007 | OCC | $125,000 |
| U.S. Bank National Association | U.S. Bancorp | banking violation | 2006 | OCC | $125,000 |
| A.G. Edwards & Sons, Inc. | Wells Fargo | investor protection violation | 2006 | SEC | $125,000 |
| Morgan Keegan & Company, Inc. | Raymond James Financial | investor protection violation | 2006 | SEC | $125,000 |
| Piper Jaffray & Co. | Piper Sandler | investor protection violation | 2006 | SEC | $125,000 |
| SunTrust Capital Markets Inc. | Truist Financial | investor protection violation | 2006 | SEC | $125,000 |
| Wachovia Capital Markets, LLC | Wells Fargo | investor protection violation | 2006 | SEC | $125,000 |
| Friedman, Billings, Ramsey & Co., Inc. | Arlington Asset Investment Corp. | investor protection violation | 2004 | SEC | $125,000 |
| SG Cowen & Co., LLC f/k/a SG Cowen Securities Corporation | Toronto-Dominion Bank | investor protection violation | 2004 | SEC | $125,000 |
| Wilmington Trust Company | M&T Bank | investor protection violation | 2004 | SEC | $125,000 |
| Fifth Third Bank | Fifth Third Bancorp | discriminatory practices (non-employment) | 2006 | HUD | $125,000 |
| RBC Capital Markets Corporation | Royal Bank of Canada | investor protection violation | 2009 | SEC | $125,000 |
| Prudential Equity Group, LLC | Prudential Financial | investor protection violation | 2005 | SEC | $125,000 |
| Allstate Company, Inc. | Allstate | wage and hour violation | 2007 | MA-AG | $125,000 |
| Credit Acceptance Corp. | Credit Acceptance Corp. | consumer protection violation | 2012 | MO-AG | $125,000 |
| Jackson Hewitt Inc. | Jackson Hewitt | consumer protection violation | 2004 | NY-NYCDCWP | $125,000 |
| American Express Financial Advisors | Ameriprise Financial | investor protection violation | 2000 | AZ-CC | $125,000 |
| Hartford Fire Insurance Co. et al. | Hartford Financial Services | insurance violation | 2006 | CA-INS | $125,000 |
| Sun LIfe Assurance Company of Canada et al. | Sun Life Financial | insurance violation | 2004 | IN-INS | $125,000 |
| Progressive Direct Insurance Co. | Progressive | insurance violation | 2011 | MA-INS | $125,000 |
| Zurich American Insurance Co. | Zurich Insurance | insurance violation | 2011 | MD-INS | $125,000 |
| Hartford Accident and Indemnity Co. et al. | Hartford Financial Services | insurance violation | 2011 | MD-INS | $125,000 |
| Metropolitan Life Insurance Co. | MetLife | insurance violation | 2011 | MD-INS | $125,000 |
| Raymond James Financial Services Inc. | Raymond James Financial | investor protection violation | 2017 | PA-BKG | $125,000 |
| Washington National Insurance Company | CNO Financial | insurance violation | 2013 | SD-INS | $125,000 |
| Sentry Insurance Group | Sentry Insurance | insurance violation | 2015 | SD-INS | $125,000 |
| Charles Schwab & Co. Inc. | Charles Schwab Corp. | investor protection violation | 2016 | TX-SEC | $125,000 |
| Time Insurance Company | Haven Holdings | insurance violation | 2018 | TX-INS | $125,000 |
| Merrill Lynch | Bank of America | investor protection violation | 2020 | VT-FIN | $125,000 |
| BUCKEYE PIPE LINE & WEST SHORE PIPE LINE | IFM Investors | environmental violation | 2014 | IL-ENV | $125,000 |
| Goldman, Sachs & Co. | Goldman Sachs | investor protection violation | 2005 | FINRA | $125,000 |
| Jefferson Pilot Securities Corporation | Lincoln National | investor protection violation | 2004 | FINRA | $125,000 |
| Stifel Nicolaus & Company | Stifel Financial | investor protection violation | 2004 | FINRA | $125,000 |
| Wells Fargo Bank | Wells Fargo | discriminatory practices (non-employment) | 2021 | HUD | $125,000 |
| LPL Financial LLC | LPL Financial | investor protection violation | 2022 | TX-SEC | $125,000 |
| Allstate Fire and Casualty Insurance Company et al. | Allstate | insurance violation | 2023 | TX-INS | $125,000 |
| Insurance Company of the State of PA | American International Group | insurance violation | 2002 | MA-INS | $124,532 |
| Stewart Title Guaranty Company | Stewart Information Services | insurance violation | 2022 | MD-INS | $123,105 |
| Marsh USA Inc. | Marsh & McLennan | insurance violation | 2023 | NY-DFS | $123,100 |
| Popular Mortgage, Inc. | Popular Inc. | wage and hour violation | 2011 | WHD | $122,762 |
| McGriff, Seibels & Williams of Texas, Inc. | Truist Financial | economic sanction violation | 2011 | OFAC | $122,408 |
| A.G. Edwards and Sons Inc. | Wells Fargo | economic sanction violation | 2008 | OFAC | $122,358 |
| Oppenheimer & Co., Inc. | Oppenheimer Holdings | investor protection violation | 2005 | MO-SEC | $122,050 |
| Marsh USA Inc. | Marsh & McLennan | insurance violation | 2011 | TX-INS | $121,189 |
| Highmark, Inc | Highmark Inc. | wage and hour violation | 2014 | WHD | $120,900 |
| TNUS INSURANCE COMPANY ET AL. | Tokio Marine | insurance violation | 2015 | VA-INS | $120,233 |
| BNY Mellon Capital Markets, LLC | Bank of New York Mellon | investor protection violation | 2015 | SEC | $120,000 |
| Macquarie Capital Investment Management LLC, et al | Macquarie | investor protection violation | 2015 | SEC | $120,000 |
| Brown Brothers Harriman & Co. | Brown Brothers Harriman | investor protection violation | 2014 | SEC | $120,000 |
| Royal Bank of Scotland Group plc | NatWest Group PLC | investor protection violation | 2014 | SEC | $120,000 |
| Progressive Direct Insurance Co. | Progressive | consumer protection violation | 2009 | MA-AG | $120,000 |
