| HSBC Holdings PLC | HSBC | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $35,000,000 |
| Wells Fargo | Wells Fargo | price-fixing or anti-competitive practices | 2013 | private lawsuit-federal | $35,000,000 |
| Bank of America N.A. | Bank of America | consumer protection violation | 2020 | private lawsuit-federal | $35,000,000 |
| Union Bank N.A. | U.S. Bancorp | consumer protection violation | 2012 | private lawsuit-federal | $35,000,000 |
| Bank of Montreal | Bank of Montreal | investor protection violation | 2023 | CFTC | $35,000,000 |
| BNP Paribas Securities Corp. | BNP Paribas | investor protection violation | 2023 | SEC | $35,000,000 |
| SG Americas Securities, LLC | Societe Generale | investor protection violation | 2023 | SEC | $35,000,000 |
| Wells Fargo Clearing Services LLC | Wells Fargo | investor protection violation | 2023 | SEC | $35,000,000 |
| Nomura Securities International | Nomura | fraud | 2023 | USAO | $35,000,000 |
| Interactive Brokers Corp. | Interactive Brokers Group | investor protection violation | 2023 | SEC | $35,000,000 |
| Nordea Bank Abp | Nordea Bank | anti-money-laundering deficiencies | 2024 | NY-DFS | $35,000,000 |
| Stifel, Nicolaus & Company, Inc. | Stifel Financial | investor protection violation | 2024 | SEC | $35,000,000 |
| Invesco Distributors, Inc. | Invesco | investor protection violation | 2024 | SEC | $35,000,000 |
| WEX Bank and Higher One, Inc. | WEX Inc. | banking violation | 2015 | FDIC | $34,980,000 |
| Wells Fargo | Wells Fargo | consumer protection violation | 2015 | CFPB | $34,800,000 |
| Wells Fargo Bank, National Association | Wells Fargo | banking violation | 2011 | OCC | $34,500,000 |
| Legg Mason Inc. | Franklin Resources | Foreign Corrupt Practices Act | 2018 | SEC | $34,500,000 |
| Bank of America N.A. | Bank of America | consumer protection violation | 2015 | private lawsuit-federal | $34,500,000 |
| U.S. Bank NA | U.S. Bancorp | consumer protection violation | 2015 | private lawsuit-federal | $34,500,000 |
| State Farm Life Insurance Company | State Farm Insurance | consumer protection violation | 2018 | private lawsuit-federal | $34,222,414 |
| GE Capital Retail Bank and CareCredit | Synchrony Financial | consumer protection violation | 2013 | CFPB | $34,100,000 |
| Allstate Insurance Co. | Allstate | insurance violation | 2005 | CA-INS | $34,000,000 |
| Countrywide Financial Corporation | Bank of America | consumer protection violation | 2011 | private lawsuit-federal | $34,000,000 |
| Wells Fargo | Wells Fargo | mortgage abuses | 2010 | CA-AG | $33,868,615 |
| BNP Paribas SA | BNP Paribas | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $33,500,000 |
| Morgan Stanley & Co. LLC | Morgan Stanley | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $33,500,000 |
| Citibank N.A. | Citigroup | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $33,400,000 |
| Navient Solutions, Inc. | Navient | banking violation | 2014 | FDIC | $33,300,000 |
| Woodforest National Bank | Woodforest National Bank | banking violation | 2010 | OCC | $33,000,000 |
| Royal Bank of Scotland PLC | NatWest Group PLC | economic sanction violation | 2013 | OFAC | $33,000,000 |
| Bank of America Corporation | Bank of America | investor protection violation | 2009 | SEC | $33,000,000 |
| Smith Barney | Morgan Stanley | employment discrimination | 2008 | private lawsuit-federal | $33,000,000 |
| Horizon Healthcare Services, Inc. | Horizon Healthcare Services | benefit plan administrator violation | 2016 | private lawsuit-federal | $33,000,000 |
| ING | Voya Financial | investor protection violation | 2006 | MULTI-AG | $33,000,000 |
| MUFG Bank Ltd. | U.S. Bancorp | banking violation | 2019 | NY-DFS | $33,000,000 |
| Unitrin Inc. | Kemper | insurance violation | 2002 | MULTI-FIN | $33,000,000 |
| Hudson City Savings Bank | M&T Bank | banking violation | 2015 | CFPB | $32,750,000 |
| Prudential Financial Inc. | Prudential Financial | investor protection violation | 2019 | SEC | $32,600,000 |
| Evergreen Investment Management Company | Wells Fargo | investor protection violation | 2007 | SEC | $32,500,000 |
| U.S. Bancorp Piper Jaffray Inc. | Piper Sandler | investor protection violation | 2003 | SEC | $32,500,000 |
| HSBC Bank USA, National Association | HSBC | banking violation | 2017 | OCC | $32,500,000 |
| MetLife Securities | MetLife | employment discrimination | 2017 | private lawsuit-federal | $32,500,000 |
| Wells Fargo & Co. | Wells Fargo | benefit plan administrator violation | 2022 | private lawsuit-federal | $32,500,000 |
| Deutsche Bank | Deutsche Bank | investor protection violation | 2012 | private lawsuit-federal | $32,500,000 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2014 | FINRA | $32,400,000 |
| State Street Corporation | State Street Corp. | fraud | 2017 | DOJ_CRIMINAL | $32,300,000 |
| PNC Bank N.A. | PNC Financial Services | consumer protection violation | 2016 | private lawsuit-federal | $32,300,000 |
| First National Bank of Omaha | First National of Nebraska | consumer protection violation | 2016 | CFPB | $32,250,000 |
| TD Bank, N.A. | Toronto-Dominion Bank | consumer protection violation | 2024 | private lawsuit-federal | $32,225,000 |
| Bank of America Corporation | Bank of America | privacy violation | 2014 | private lawsuit-federal | $32,083,905 |
| Wells Fargo Advisors | Wells Fargo | employment discrimination | 2011 | private lawsuit-federal | $32,000,000 |
| UBS AG | UBS | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $32,000,000 |
| HSBC Bank U.S.A. N.A. | HSBC | consumer protection violation | 2016 | private lawsuit-state | $32,000,000 |
| Capital One N.A. | Capital One Financial | consumer protection violation | 2015 | private lawsuit-federal | $31,767,200 |
| Fidelity National Title Insurance Company | Fidelity National Financial | consumer protection violation | 2002 | CA-AG | $31,148,320 |
| Deutsche Bank (Suisse) SA | Deutsche Bank | tax violations | 2015 | DOJ_TAX | $31,026,000 |
| American Express Financial Advisors | Ameriprise Financial | employment discrimination | 2002 | private lawsuit-federal | $31,000,000 |
| Oppenheimer & Co. Inc. | Oppenheimer Holdings | investor protection violation | 2010 | MULTI-AG | $31,000,000 |
| City National Bank | Royal Bank of Canada | discriminatory practices (non-employment) | 2023 | DOJ_RIGHTS | $31,000,000 |
| Bank of America N.A. | Bank of America | consumer protection violation | 2014 | private lawsuit-federal | $31,000,000 |
| Massachusetts Mutual Life Insurance Co. | Massachusetts Mutual Life Insurance | benefit plan administrator violation | 2016 | private lawsuit-federal | $30,900,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | privacy violation | 2017 | private lawsuit-federal | $30,446,022 |
| RBC Capital Markets LLC | Royal Bank of Canada | investor protection violation | 2011 | SEC | $30,400,000 |
| Bank Hapoalim B.M. | Bank Hapoalim | anti-money-laundering deficiencies | 2020 | DOJ_CRIMINAL | $30,063,317 |
| JPMorgan Chase Bank, National Association | JPMorgan Chase | banking violation | 2015 | OCC | $30,000,000 |
| Bank of America, National Association | Bank of America | banking violation | 2015 | OCC | $30,000,000 |
| Ameriprise Financial, Inc. | Ameriprise Financial | investor protection violation | 2005 | SEC | $30,000,000 |
| Deutsche Bank AG and Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2018 | CFTC | $30,000,000 |
| Countrywide Financial | Bank of America | wage and hour violation | 2005 | private lawsuit-state | $30,000,000 |
| Wachovia National Bank, N.A. | Wells Fargo | benefit plan administrator violation | 2000 | EBSA | $30,000,000 |
| Bank of America, N.A. | Bank of America | price-fixing or anti-competitive practices | 2018 | CFTC | $30,000,000 |
| Liberty Mutual Retirement Benefit Plan | Liberty Mutual Insurance | benefit plan administrator violation | 2018 | private lawsuit-federal | $30,000,000 |
| Affinion | JPMorgan Chase | consumer protection violation | 2013 | MULTI-AG | $30,000,000 |
| Credit Suisse Securities | UBS | investor protection violation | 2016 | NY-AG | $30,000,000 |
| Citibank, N.A. | Citigroup | banking violation | 2019 | OCC | $30,000,000 |
| Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2013 | MA-SEC | $30,000,000 |
| Robinhood Crypto, LLC | Robinhood Markets | anti-money-laundering deficiencies | 2022 | NY-DFS | $30,000,000 |
| Bank of Tokyo-Mitsubishi UFJ, Ltd. | Mitsubishi UFJ Financial Group | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $30,000,000 |
| Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $30,000,000 |
| HSBC Securities (USA) Inc. | HSBC | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $30,000,000 |
| Wells Fargo & Co. | Wells Fargo | economic sanction violation | 2023 | OFAC | $30,000,000 |
| HSBC Bank PLC | HSBC | investor protection violation | 2023 | CFTC | $30,000,000 |
| State Farm Fire and Casualty Company | State Farm Insurance | consumer protection violation | 2010 | private lawsuit-federal | $30,000,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | consumer protection violation | 2019 | private lawsuit-federal | $30,000,000 |
| Goldman Sachs & Co. LLC | Goldman Sachs | investor protection violation | 2023 | CFTC | $30,000,000 |
| MUFG Bank, Ltd. | U.S. Bancorp | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
| Norinchukin Bank | Norinchukin Bank | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
| Societe Generale | Societe Generale | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $30,000,000 |
| Industrial and Commercial Bank of China Ltd. | Industrial and Commercial Bank of China | banking violation | 2024 | NY-DFS | $30,000,000 |
| TD Securities (USA) LLC | Toronto-Dominion Bank | investor protection violation | 2024 | SEC | $30,000,000 |
| Canadian Imperial Bank of Commerce | Canadian Imperial Bank of Commerce | investor protection violation | 2024 | CFTC | $30,000,000 |
| Wilmington Trust N.A. | M&T Bank | benefit plan administrator violation | 2017 | private lawsuit-federal | $29,773,250 |
| Credit Suisse Group AG | UBS | Foreign Corrupt Practices Act | 2018 | SEC | $29,700,000 |
| Walter Investment Management Corp. | Ditech Holding Corporation | False Claims Act and related | 2015 | DOJ_CIVIL | $29,630,000 |
| Jardine Lloyd Thompson Group Holdings Ltd. | Marsh & McLennan | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $29,081,951 |
| U.S. Bank National Association | U.S. Bancorp | mortgage abuses | 2020 | DOJ_UTP | $29,000,000 |
| Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $29,000,000 |
| Bank of America N.A. | Bank of America | consumer protection violation | 2017 | private lawsuit-federal | $29,000,000 |
| CitiFinancial Servicing and CitiMortgage, Inc. | Citigroup | consumer protection violation | 2017 | CFPB | $28,800,000 |
| Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2005 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $28,750,000 |
| Navy Federal Credit Union | Navy Federal Credit Union | consumer protection violation | 2016 | CFPB | $28,500,000 |
