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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgency sort iconPenalty Amount
JP Morgan Chase BankJPMorgan Chaseeconomic sanction violation2004OFAC$9,748
JP Morgan Chase BankJPMorgan Chaseeconomic sanction violation2004OFAC$18,094
Mellon Bank N.A.Bank of New York Melloneconomic sanction violation2004OFAC$10,400
Merrill Lynch, Pierce, Fenner & Smith, IncBank of Americaeconomic sanction violation2004OFAC$22,904
Ruesch International, Inc.Western Unioneconomic sanction violation2004OFAC$7,811
Santander Bank & Trust (Bahamas) LtdBanco Santandereconomic sanction violation2004OFAC$20,000
Wachovia BankWells Fargoeconomic sanction violation2004OFAC$11,000
Bank of AmericaBank of Americaeconomic sanction violation2003OFAC$158,038
Bank of New YorkBank of New York Melloneconomic sanction violation2003OFAC$24,750
Barclays Bank PLCBarclayseconomic sanction violation2003OFAC$10,107
Credit Lyonnais, NYCredit Agricoleeconomic sanction violation2003OFAC$5,500
Deutsche Bank A.G.Deutsche Bankeconomic sanction violation2003OFAC$5,500
Guy Carpenter & Company, IncMarsh & McLennaneconomic sanction violation2003OFAC$50,000
HSBC Bank USAHSBCeconomic sanction violation2003OFAC$5,500
HSBC Bank USAHSBCeconomic sanction violation2003OFAC$11,000
National City BankPNC Financial Serviceseconomic sanction violation2003OFAC$5,500
Northern Trust, IBCNorthern Trusteconomic sanction violation2003OFAC$18,027
Societe GeneraleSociete Generaleeconomic sanction violation2003OFAC$6,600
Societe GeneraleSociete Generaleeconomic sanction violation2003OFAC$11,000
State Street Bank & Trust CoState Street Corp.economic sanction violation2003OFAC$22,000
UBS (USA) IncUBSeconomic sanction violation2003OFAC$14,750
UBS (USA) IncUBSeconomic sanction violation2003OFAC$5,000
Union Bank of CAU.S. Bancorpeconomic sanction violation2003OFAC$14,913
Union Bank of CAU.S. Bancorpeconomic sanction violation2003OFAC$12,000
Wells Fargo BankWells Fargoeconomic sanction violation2003OFAC$5,500
Toronto-Dominion BankToronto-Dominion Bankeconomic sanction violation2017OFAC$516,105
American International GroupAmerican International Groupeconomic sanction violation2017OFAC$148,698
American ExpressAmerican Expresseconomic sanction violation2017OFAC$204,277
Societe Generale S.A.Societe Generaleeconomic sanction violation2018OFAC$53,966,916
JPMorgan Chase Bank, N.A.JPMorgan Chaseeconomic sanction violation2018OFAC$5,263,171
Western Union Financial Services, Inc.Western Unioneconomic sanction violation2019OFAC$401,697
UniCredit Bank AGUniCrediteconomic sanction violation2019OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $553,380,759
UniCredit Bank Austria AGUniCrediteconomic sanction violation2019OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $20,326,340
UniCredit S.p.A.UniCrediteconomic sanction violation2019OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $37,316,322
Standard Chartered BankStandard Charteredeconomic sanction violation2019OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $657,040,033
Citigroup Inc.Citigroupeconomic sanction violation2014OFAC$217,841
Branch Banking & Trust Co.Truist Financialeconomic sanction violation2014OFAC$19,125
American International Group, Inc.American International Groupeconomic sanction violation2014OFAC$279,038
HSBC Bank USA, N.A.HSBCeconomic sanction violation2013OFAC$32,400
Compass BankPNC Financial Serviceseconomic sanction violation2013OFAC$19,125
Deutsche Bank Trust Company AmericasDeutsche Bankeconomic sanction violation2013OFAC$19,800
American Express Travel Related Services Company, Inc.American Expresseconomic sanction violation2013OFAC$5,226,120
Intesa Sanpaolo S.p.A.Intesa Sanpaoloeconomic sanction violation2013OFAC$2,949,030
Wells Fargo Bank, N.A.Wells Fargoeconomic sanction violation2013OFAC$23,937
Bank of Tokyo-Mitsubishi UFJ, Ltd.Mitsubishi UFJ Financial Groupeconomic sanction violation2012OFAC$8,571,634
Commerzbank AGCommerzbankeconomic sanction violation2011OFAC$175,500
Societe GeneraleSociete Generaleeconomic sanction violation2011OFAC$111,259
McGriff, Seibels & Williams of Texas, Inc.Truist Financialeconomic sanction violation2011OFAC$122,408
Metropolitan Life Insurance CompanyMetLifeeconomic sanction violation2011OFAC$22,500
Discover Financial ServicesDiscover Financial Serviceseconomic sanction violation2010OFAC$8,720
Wells Fargo Bank, N.AWells Fargoeconomic sanction violation2010OFAC$67,500
Compass BankPNC Financial Serviceseconomic sanction violation2010OFAC$607,500
Allianz Global Risks U.S. Insurance CompanAllianzeconomic sanction violation2019OFAC$170,535
ACE LimitedChubb Limitedeconomic sanction violation2019OFAC$66,212
Deutsche Bank Trust Company AmericasDeutsche Bankeconomic sanction violation2020OFAC$583,100
Bank of China (UK) LimitedBank of Chinaeconomic sanction violation2021OFAC$2,329,991
TD Bank, N.A.Toronto-Dominion Bankeconomic sanction violation2021OFAC$115,005
Banco Popular de Puerto RicoPopular Inc.economic sanction violation2022OFAC$255,938
American Express National BankAmerican Expresseconomic sanction violation2022OFAC$430,500
Wells Fargo & Co.Wells Fargoeconomic sanction violation2023OFAC$30,000,000
Binance Holdings, LtdBinance Holdingseconomic sanction violation2023OFAC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $968,618,825
Privilege Underwriters Reciprocal ExchangeTokio Marineeconomic sanction violation2023OFAC$466,200
Nasdaq, Inc.Nasdaq Inc.economic sanction violation2023OFAC$4,040,923
TCF National BankHuntington Bancsharesbanking violation2016OCC$56,500
HSBC Bank USA, National AssociationHSBCbanking violation2016OCC$35,000,000
Santander Bank, National AssociationBanco Santanderbanking violation2016OCC$3,400,000
U.S. Bank National AssociationU.S. Bancorpbanking violation2016OCC$10,000,000
Sun National BankOceanFirst Financialbanking violation2016OCC$25,000
EverbankTIAAbanking violation2016OCC$1,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2016OCC$48,000,000
Citizens Bank, National AssociationCitizens Financial Groupbanking violation2015OCC$2,000,000
First Financial Bank, National AssociationFirst Financial Bancorp.banking violation2015OCC$11,700
RBS Citizens, National AssociationCitizens Financial Groupbanking violation2015OCC$10,000,000
Citibank, N.A.Citigroupbanking violation2015OCC$35,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2015OCC$30,000,000
Bank of America, National AssociationBank of Americabanking violation2015OCC$1,104,530
First National Bank of PennsylvaniaF.N.B. Corporationbanking violation2015OCC$180,720
Wells Fargo Bank, National AssociationWells Fargobanking violation2015OCC$4,000,000
Bank of America, National AssociationBank of Americabanking violation2015OCC$30,000,000
Santander Bank, National AssociationBanco Santanderbanking violation2015OCC$6,000,000
Keybank National AssociationKeyCorpbanking violation2015OCC$5,005
Bank of America, National AssociationBank of Americabanking violation2014OCC$250,000,000
Citibank, National AssociationCitigroupbanking violation2014OCC$350,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2014OCC$350,000,000
Capital One, National AssociationCapital One Financialbanking violation2014OCC$4,000,000
PNC Bank, National AssociationPNC Financial Servicesbanking violation2014OCC$2,000,000
U.S. Bank National AssociationU.S. Bancorpbanking violation2014OCC$51,900,000
Associated Bank, National AssociationAssociated Banc-Corpbanking violation2014OCC$500,000
Bank of America, National AssociationBank of Americabanking violation2014OCC$25,000,000
Old National BankOld National Bancorpbanking violation2014OCC$500,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2014OCC$350,000,000
American Express Bank, FSBAmerican Expressbanking violation2013OCC$7,500,000
Mutual of Omaha BankFirst Citizens BancSharesbanking violation2013OCC$51,765
TD Bank, National AssociationToronto-Dominion Bankbanking violation2013OCC$37,500,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2013OCC$60,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2013OCC$300,000,000
Swineford National BankFulton Financialbanking violation2013OCC$33,880
EverbankTIAAbanking violation2013OCC$37,000,000
RBS Citizens, National AssociationCitizens Financial Groupbanking violation2013OCC$7,500,000
Seacoast National BankSeacoast Banking Corporation of Floridabanking violation2013OCC$26,950
TCF National BankHuntington Bancsharesbanking violation2013OCC$10,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.