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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $388,129,347,579
Number of Records: 7,728
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$69,750
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$34,500
XL Specialty Insurance CompanyAXAinsurance violation2023TX-INS$22,500
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$60,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2023TX-INS$97,200
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2023TX-INS$29,000
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2023TX-INS$8,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$24,750
Zurich American Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$12,000
Security National Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$5,000
Hartford Casualty Insurance CompanyHartford Financial Servicesinsurance violation2022TX-INS$20,000
Ace Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2022TX-INS$6,250
Hartford Accident and Indemnity CompanyHartford Financial Servicesinsurance violation2022TX-INS$52,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$12,000
Mitsui Sumitomo Insurance Company of AmericaMS&AD Insuranceinsurance violation2022TX-INS$19,500
Praetorian Insurance CompanyQBE Insuranceinsurance violation2022TX-INS$5,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2022TX-INS$15,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$40,000
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2022TX-INS$6,000
Marsh USA, Inc.Marsh & McLennaninsurance violation2022TX-INS$5,200
Ace American Insurance CompanyChubb Limitedinsurance violation2023UT-INS$79,000
Selective Insurance Company of South CarolinaSelective Insurance Groupinsurance violation2022VA-INS$5,000
Selective Insurance Company of the SoutheastSelective Insurance Groupinsurance violation2022VA-INS$5,000
Selective Insurance Company of AmericaSelective Insurance Groupinsurance violation2022VA-INS$5,000
Selective Way Insurance CompanySelective Insurance Groupinsurance violation2022VA-INS$5,000
ESURANCE INSURANCE COMPANYAllstateinsurance violation2023WA-INS$5,000
Marsh & McLennan Agency LLCMarsh & McLennaninsurance violation2023AK-INS$20,000
Kemper Independence Insurance Company et al.Kemperinsurance violation2023CA-INS$2,206,313
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2023CA-MHC$5,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2023CA-MHC$6,500
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2023CA-MHC$12,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2023CA-MHC$5,000
Bankers Life & Casualty CompanyCNO Financialinsurance violation2023CT-INS$10,000
Ace American Insurance CompanyChubb Limitedinsurance violation2023CT-INS$72,500
Esurance Insurance CompanyAllstateinsurance violation2022CT-INS$37,000
Allstate Fire and Casualty Insurance CompanyAllstateinsurance violation2022CT-INS$86,500
Allstate Insurance CompanyAllstateinsurance violation2022CT-INS$29,500
Reliance Standard Life Insurance CompanyTokio Marineinsurance violation2022CT-INS$9,000
Arch Insurance CompanyArch Capitalinsurance violation2022CT-INS$6,500
Foremost Insurance Company Grand Rapids, MichiganZurich Insuranceinsurance violation2022CT-INS$20,000
John Hancock Life Insurance Company (U.S.A.)Manulife Financialinsurance violation2022CT-INS$68,000
Metropolitan Group Property & Casualty Insurance CompanyZurich Insuranceinsurance violation2022CT-INS$34,000
Ameritas Life Insurance CompanyAmeritas Mutual Holding Companyinsurance violation2022CT-INS$31,500
Zurich American Insurance CompanyZurich Insuranceinsurance violation2022CT-INS$12,000
Stewart Title CompanyStewart Information Servicesinsurance violation2023IN-INS$6,570
Nationwide Property and Casualty Insurance Company et al.Nationwideinsurance violation2023MD-INS$180,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2023MD-INS$25,000
Brown & Brown Insurance Agency of Virginia, Inc.Brown & Browninsurance violation2014NC-INS$7,500
Marsh USA Inc.Marsh & McLennaninsurance violation2023NY-DFS$123,100
Arthur J. Gallagher & Co. Insurance Brokers of California, Inc.Arthur J. Gallagher & Co.insurance violation2023NY-DFS$49,850
Alpha Property & Casualty Insurance CompanyKemperinsurance violation2023OR-FIN$30,000
Highmark, Inc.Highmark Inc.insurance violation2023SD-INS$5,000
Everest Premier Insurance CompanyEverest Re Groupinsurance violation2023TX-INS$5,500
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2023TX-INS$11,500
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2023TX-INS$7,500
Standard Fire Insurance CompanyTravelersinsurance violation2023TX-INS$7,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2023TX-INS$10,500
American Zurich Insurance CompanyZurich Insuranceinsurance violation2023TX-INS$21,500
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2023TX-INS$5,500
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2023TX-INS$14,500
Hartford Accident & Indemnity CompanyHartford Financial Servicesinsurance violation2023TX-INS$14,000
Zurich American Insurance CompanyZurich Insuranceinsurance violation2023TX-INS$12,500
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2023TX-INS$28,000
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$38,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2023TX-INS$69,000
AIU Insurance CompanyAmerican International Groupinsurance violation2023TX-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2023TX-INS$80,300
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$8,000
Trumbull Insurance CompanyHartford Financial Servicesinsurance violation2023TX-INS$7,500
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2023TX-INS$5,500
Security National Insurance CompanyZurich Insuranceinsurance violation2023TX-INS$14,000
State Farm LloydsState Farm Insuranceinsurance violation2023TX-INS$350,000
LM Insurance Corp.Liberty Mutual Insuranceinsurance violation2023TX-INS$11,000
Safety National Casualty CorporationTokio Marineinsurance violation2023TX-INS$10,000
Arch Insurance CompanyArch Capitalinsurance violation2023TX-INS$10,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2023TX-INS$10,000
New Hampshire Insurance Co.American International Groupinsurance violation2023TX-INS$5,500
Employers Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2023TX-INS$6,000
Chubb Indemnity Insurance CompanyChubb Limitedinsurance violation2023TX-INS$8,000
QBE Insurance CorporationQBE Insuranceinsurance violation2023TX-INS$11,500
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2023TX-INS$22,000
AIG Property Casualty CompanyAmerican International Groupinsurance violation2023TX-INS$75,000
Mid-Century Insurance Company and Truck Insurance ExchangeZurich Insuranceinsurance violation2023VA-INS$36,497
HARTFORD UNDERWRITERS INSURANCE COMPANY et al.Hartford Financial Servicesinsurance violation2023AZ-DIFI$30,000
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANYState Farm Insuranceinsurance violation2023MN-FIN$5,000
Globe Life and Accident Insurance CompanyGlobe Life Inc.insurance violation2023MO-INS$9,500
Harleysville Insurance CompanyNationwideinsurance violation2023NY-DFS$45,000
Nationwide Agribusiness Insurance CompanyNationwideinsurance violation2023NY-DFS$50,000
Aon Risk Services Central Inc.Aoninsurance violation2023NY-DFS$12,000
Tokio Marine America Insurance CompanyTokio Marineinsurance violation2023NY-DFS$360,000
United States Fire Insurance CompanyFairfax Financial Holdingsinsurance violation2023OR-FIN$25,000
John Hancock Life Insurance CompanyManulife Financialinsurance violation2023RI-FIN$95,000
STATE FARM LIFE INSURANCE COMPANYState Farm Insuranceinsurance violation2023WA-INS$10,000
NATIONWIDE LIFE AND ANNUITY INSURANCE COMPANYNationwideinsurance violation2023WA-INS$140,273
Allstate Fire and Casualty Insurance Company et al.Allstateinsurance violation2023TX-INS$125,000
Aon Risk Services Northeast Inc.Aoninsurance violation2023NY-DFS$215,725
Northwestern Mutual Life Insurance CompanyNorthwestern Mutualinsurance violation2023NH-INS$200,000
Transamerica Life Insurance CompanyAegoninsurance violation2023MD-INS$102,000
USAA General Indemnity Company et al.USAAinsurance violation2023MD-INS$45,900
Arthur J Gallagher & Co. Insurance Brokers of California Inc.Arthur J. Gallagher & Co.insurance violation2023NY-DFS$45,300
USAA General Indemnity CompanyUSAAinsurance violation2023OR-FIN$50,200
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.