Lasalle Bank MidWest National Association | Bank of America | banking violation | 2007 | OCC | $125,000 |
Lasalle Bank National Association | Bank of America | banking violation | 2007 | OCC | $79,524 |
U.S. Bank National Association | U.S. Bancorp | banking violation | 2006 | OCC | $125,000 |
First National Bank of Omaha | First National of Nebraska | banking violation | 2006 | OCC | $25,000 |
Seacoast National Bank | Seacoast Banking Corporation of Florida | banking violation | 2006 | OCC | $16,500 |
Lasalle Bank MidWest National Association | Bank of America | banking violation | 2005 | OCC | $6,250,000 |
First Tennessee Bank National Association | First Horizon National | banking violation | 2005 | OCC | $180,000 |
Wells Fargo Bank, National Association | Wells Fargo | banking violation | 2005 | OCC | $115,000 |
City National Bank | Royal Bank of Canada | banking violation | 2005 | OCC | $750,000 |
First National Bank of Omaha | First National of Nebraska | banking violation | 2005 | OCC | $20,000 |
Old National Bank | Old National Bancorp | banking violation | 2004 | OCC | $12,500 |
Old National Bank | Old National Bancorp | banking violation | 2004 | OCC | $7,500 |
Riggs Bank National Association | PNC Financial Services | anti-money-laundering deficiencies | 2004 | OCC | $25,000,000 |
National City Bank | PNC Financial Services | banking violation | 2003 | OCC | $56,800 |
Bank of China | Bank of China | banking violation | 2002 | OCC | $10,000,000 |
HSBC Bank USA, National Association | HSBC | banking violation | 2017 | OCC | $32,500,000 |
First Tennessee Bank National Association | First Horizon National | banking violation | 2017 | OCC | $1,000,000 |
U.S. Bank National Association | U.S. Bancorp | banking violation | 2017 | OCC | $15,000,000 |
Rabobank National Association | Rabobank | banking violation | 2017 | OCC | $58,000 |
UMB Bank, NA | UMB Financial Corp. | banking violation | 2017 | OCC | $1,500,000 |
U.S. Bank National Association | U.S. Bancorp | banking violation | 2017 | OCC | $183,920 |
Citibank N.A. | Citigroup | anti-money-laundering deficiencies | 2018 | OCC | $70,000,000 |
Citibank N.A. | Citigroup | banking violation | 2017 | OCC | $452,000 |
Rabobank, National Association | Rabobank | anti-money-laundering deficiencies | 2018 | OCC | $50,000,000 |
U.S. Bank National Association | U.S. Bancorp | anti-money-laundering deficiencies | 2018 | OCC | $75,000,000 |
Flagstar Bank, FSB | New York Community Bancorp | banking violation | 2016 | OCC | $500,000 |
Wells Fargo Bank, National Association | Wells Fargo | consumer protection violation | 2016 | OCC | $20,000,000 |
First Niagara Bank, National Association | KeyCorp | banking violation | 2016 | OCC | $2,000,000 |
First National Bank of Omaha | First National of Nebraska | banking violation | 2016 | OCC | $3,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | banking violation | 2018 | OCC | $500,000,000 |
TCF National Bank | Huntington Bancshares | banking violation | 2018 | OCC | $3,000,000 |
PNC Bank, National Association | PNC Financial Services | banking violation | 2018 | OCC | $207,245 |
PNC Bank, National Association | PNC Financial Services | banking violation | 2018 | OCC | $15,000,000 |
Bank of China | Bank of China | banking violation | 2018 | OCC | $12,500,000 |
Capital One Bank (USA), National Association | Capital One Financial | anti-money-laundering deficiencies | 2018 | OCC | $100,000,000 |
Citibank, N.A. | Citigroup | banking violation | 2019 | OCC | $25,000,000 |
Midfirst Bank | MidFirst Bank | banking violation | 2019 | OCC | $35,000 |
MUFG Union Bank, National Association | U.S. Bancorp | banking violation | 2019 | OCC | $109,667 |
Wilmington Savings Fund Society, Federal Savings Bank | WSFS Financial Corp. | banking violation | 2019 | OCC | $85,265 |
Citibank, N.A. | Citigroup | banking violation | 2019 | OCC | $30,000,000 |
Citibank, N.A. | Citigroup | banking violation | 2020 | OCC | $17,998,510 |
Mutual of Omaha Bank | First Citizens BancShares | banking violation | 2019 | OCC | $98,415 |
Capital One Bank (USA), National Association | Capital One Financial | banking violation | 2020 | OCC | $80,000,000 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | banking violation | 2020 | OCC | $250,000,000 |
USAA Federal Savings Bank | USAA | banking violation | 2020 | OCC | $85,000,000 |
Morgan Stanley Bank, N.A. | Morgan Stanley | banking violation | 2020 | OCC | $60,000,000 |
Citibank, National Association | Citigroup | banking violation | 2020 | OCC | $400,000,000 |
CIT Bank, National Association | First Citizens BancShares | banking violation | 2020 | OCC | $82,500 |
USAA Federal Savings Bank | USAA | banking violation | 2020 | OCC | $382,500 |
State Farm Bank, FSB | State Farm Insurance | banking violation | 2020 | OCC | $547,200 |
Wells Fargo Bank, National Association | Wells Fargo | banking violation | 2021 | OCC | $250,000,000 |
Cadence Bank, National Association | Cadence Bank | banking violation | 2021 | OCC | $3,000,000 |
Trustmark National Bank | Trustmark | banking violation | 2021 | OCC | $4,000,000 |
Washington Federal Bank, National Association | Washington Federal Inc. | banking violation | 2021 | OCC | $2,500,000 |
Washington Federal Bank, National Association | Washington Federal Inc. | banking violation | 2021 | OCC | $40,500 |
Flagstar Bank, FSB | New York Community Bancorp | banking violation | 2021 | OCC | $3,620,000 |
USAA Federal Savings Bank | USAA | anti-money-laundering deficiencies | 2022 | OCC | $60,000,000 |
PNC Bank, National Association | PNC Financial Services | banking violation | 2022 | OCC | $2,614,456 |
Bank of America NA | Bank of America | banking violation | 2022 | OCC | $125,000,000 |
MUFG Union Bank, National Association | U.S. Bancorp | banking violation | 2023 | OCC | $15,000,000 |
Bank of America N.A. | Bank of America | consumer protection violation | 2023 | OCC | $60,000,000 |
American Express National Bank | American Express | banking violation | 2023 | OCC | $15,000,000 |
City National Bank | Royal Bank of Canada | banking violation | 2024 | OCC | $65,000,000 |
U.S. Bank National Association | U.S. Bancorp | banking violation | 2023 | OCC | $15,000,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | banking violation | 2024 | OCC | $250,000,000 |
Barclays Bank PLC | Barclays | economic sanction violation | 2016 | OFAC | $2,485,890 |
Credit Agricole Corporate and Investment Bank | Credit Agricole | economic sanction violation | 2015 | OFAC | $329,593,585 |
UBS AG | UBS | economic sanction violation | 2015 | OFAC | $1,700,100 |
Navigators Insurance Company | Hartford Financial Services | economic sanction violation | 2015 | OFAC | $271,815 |
PayPal Inc. | PayPal Holdings | economic sanction violation | 2015 | OFAC | $7,658,300 |
Commerzbank AG | Commerzbank | economic sanction violation | 2014 | OFAC | $258,660,796 |
Bank of America N.A. | Bank of America | economic sanction violation | 2014 | OFAC | $16,562,700 |
Clearstream Banking SA | Deutsche Borse | economic sanction violation | 2014 | OFAC | $152,000,000 |
Royal Bank of Scotland PLC | NatWest Group PLC | economic sanction violation | 2013 | OFAC | $33,000,000 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2012 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $132,000,000 |
HSBC Holdings | HSBC | economic sanction violation | 2012 | OFAC | $375,000,000 |
ING Bank N.V. | ING | economic sanction violation | 2012 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $619,000,000 |
JPMorgan Chase Bank | JPMorgan Chase | economic sanction violation | 2011 | OFAC | $88,300,000 |
Australia and New Zealand Bank Group, Ltd. | Australia and New Zealand Banking Group | economic sanction violation | 2009 | OFAC | $5,750,000 |
A.G. Edwards and Sons Inc. | Wells Fargo | economic sanction violation | 2008 | OFAC | $122,358 |
BankAtlantic | Truist Financial | economic sanction violation | 2008 | OFAC | $7,500 |
BB&T | Truist Financial | economic sanction violation | 2007 | OFAC | $10,000 |
Citigroup, N. A. | Citigroup | economic sanction violation | 2008 | OFAC | $16,250 |
Key Bank National Association | KeyCorp | economic sanction violation | 2008 | OFAC | $200,000 |
American Express Travel Related Services Co., Inc. | American Express | economic sanction violation | 2007 | OFAC | $16,625 |
National Australia Bank Ltd. | National Australia Bank | economic sanction violation | 2007 | OFAC | $100,000 |
Wachovia Bank | Wells Fargo | economic sanction violation | 2007 | OFAC | $11,000 |
ABN AMRO Bank, N.V. | ABN AMRO | economic sanction violation | 2006 | OFAC | $40,000,000 |
Bank of China | Bank of China | economic sanction violation | 2005 | OFAC | $11,000 |
Fidelity Brokerage Services, Inc. dba Fidelity Investments | Fidelity Investments | economic sanction violation | 2005 | OFAC | $63,853 |
PNC Bank | PNC Financial Services | economic sanction violation | 2005 | OFAC | $8,200 |
Seabury & Smith Inc. | Marsh & McLennan | economic sanction violation | 2005 | OFAC | $46,341 |
SunTrust Bank | Truist Financial | economic sanction violation | 2005 | OFAC | $40,423 |
SunTrust Bank | Truist Financial | economic sanction violation | 2005 | OFAC | $30,800 |
The Bank of New York | Bank of New York Mellon | economic sanction violation | 2005 | OFAC | $5,844 |
Union Bank of California | U.S. Bancorp | economic sanction violation | 2005 | OFAC | $5,500 |
Wachovia Bank | Wells Fargo | economic sanction violation | 2005 | OFAC | $5,500 |
Wells Fargo Bank | Wells Fargo | economic sanction violation | 2005 | OFAC | $42,833 |
ABN AMRO Bank, Inc | ABN AMRO | economic sanction violation | 2004 | OFAC | $25,847 |
American Express | American Express | economic sanction violation | 2004 | OFAC | $18,391 |
American Express Bank Ltd. | American Express | economic sanction violation | 2004 | OFAC | $5,041 |