BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2013 | PHMSA | $290,000 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2014 | PHMSA | $271,300 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2011 | PHMSA | $141,200 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2013 | PHMSA | $102,800 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2010 | PHMSA | $100,000 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2015 | PHMSA | $89,400 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2013 | PHMSA | $83,500 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2011 | PHMSA | $81,400 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2013 | PHMSA | $78,900 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2011 | PHMSA | $74,400 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2013 | PHMSA | $69,100 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2013 | PHMSA | $66,400 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2013 | PHMSA | $47,800 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2012 | PHMSA | $36,200 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2012 | PHMSA | $22,500 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2012 | PHMSA | $17,500 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2012 | PHMSA | $11,800 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2009 | PHMSA | $7,500 |
Buckeye Partners LP | IFM Investors | pipeline safety violation | 2017 | PHMSA | $50,400 |
Buckeye Partners LP | IFM Investors | pipeline safety violation | 2017 | PHMSA | $193,000 |
Buckeye Partners, LP | IFM Investors | pipeline safety violation | 2017 | PHMSA | $36,600 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2018 | PHMSA | $36,600 |
Buckeye Partners, LP | IFM Investors | pipeline safety violation | 2020 | PHMSA | $209,002 |
BUCKEYE PARTNERS LP | IFM Investors | pipeline safety violation | 2023 | PHMSA | $441,151 |
Countrywide Financial Corp. | Bank of America | mortgage abuses | 2009 | RI-AG | $1,146,000 |
Freddie Mac | Freddie Mac (Federal Home Loan Mortgage Corporation) | lead violation | 2023 | RI-AG | $460,000 |
Synagro Woonsocket, LLC | Goldman Sachs | environmental violation | 2018 | RI-ENV | $175,000 |
Citizens Bank of Rhode Island | Citizens Financial Group | environmental violation | 2007 | RI-ENV | $7,510 |
Fleet National Bank | Bank of America | environmental violation | 2000 | RI-ENV | $18,034 |
SYNAGRO WOONSOCKET, LLC | Goldman Sachs | environmental violation | 2022 | RI-ENV | $120,000 |
Janney Montgomery Scott LLC | Penn Mutual | investor protection violation | 2006 | RI-FIN | $10,250 |
Lincoln Financial Advisors Corp. | Lincoln National | investor protection violation | 2007 | RI-FIN | $5,000 |
Morgan Stanley & Co. Inc. | Morgan Stanley | investor protection violation | 2007 | RI-FIN | $250,000 |
AIG National Insurance Company | American International Group | insurance violation | 2008 | RI-FIN | $10,000 |
National General Assurance Company | Allstate | insurance violation | 2009 | RI-FIN | $16,500 |
Ameriprise Advisor Services Inc. | Ameriprise Financial | investor protection violation | 2009 | RI-FIN | $48,411 |
Travelers Indemnity Company of America | Travelers | insurance violation | 2009 | RI-FIN | $5,000 |
Allstate Insurance Company | Allstate | insurance violation | 2009 | RI-FIN | $5,000 |
Morgan Keegan & Co. Inc. | Raymond James Financial | investor protection violation | 2010 | RI-FIN | $20,000 |
Bankers Life & Casualty Company | CNO Financial | insurance violation | 2011 | RI-FIN | $975,000 |
Allstate Property & Casualty Insurance Company | Allstate | insurance violation | 2012 | RI-FIN | $8,000 |
MML Investors Services LLC | Massachusetts Mutual Life Insurance | investor protection violation | 2012 | RI-FIN | $250,000 |
Homesite Insurance Company | American Family Insurance | insurance violation | 2013 | RI-FIN | $5,000 |
National General Insurance | Allstate | insurance violation | 2014 | RI-FIN | $7,500 |
Peerless Insurance Company | Liberty Mutual Insurance | insurance violation | 2014 | RI-FIN | $8,000 |
Liberty Mutual Insurance Group | Liberty Mutual Insurance | insurance violation | 2015 | RI-FIN | $15,000 |
USAA General Indemnity Company | USAA | insurance violation | 2016 | RI-FIN | $15,000 |
Allstate Insurance Company | Allstate | insurance violation | 2016 | RI-FIN | $10,000 |
Allstate Insurance Company | Allstate | insurance violation | 2017 | RI-FIN | $103,414 |
Nationwide Mutual Insurance Company | Nationwide | insurance violation | 2017 | RI-FIN | $154,228 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2017 | RI-FIN | $9,200 |
Liberty Mutual Insurance Group | Liberty Mutual Insurance | insurance violation | 2017 | RI-FIN | $139,547 |
Esurance Property and Casualty Insurance Company | Allstate | insurance violation | 2018 | RI-FIN | $233,963 |
Morgan Stanley Smith Barney LLC | Morgan Stanley | investor protection violation | 2018 | RI-FIN | $175,000 |
Allstate Fire & Casualty Insurance Company | Allstate | insurance violation | 2018 | RI-FIN | $60,000 |
Progressive Casualty Insurance Company | Progressive | insurance violation | 2019 | RI-FIN | $10,000 |
USAA Casualty Insurance Company | USAA | insurance violation | 2019 | RI-FIN | $8,000 |
Metropolitan Property and Casualty Company | Zurich Insurance | insurance violation | 2019 | RI-FIN | $5,000 |
Metropolitan Life Insurance Company | MetLife | insurance violation | 2019 | RI-FIN | $15,000 |
USAA Casualty Insurance Company | USAA | insurance violation | 2020 | RI-FIN | $12,000 |
American General Life Insurance Company | American International Group | insurance violation | 2020 | RI-FIN | $25,000 |
John Hancock Life and Health Insurance Company | Manulife Financial | insurance violation | 2020 | RI-FIN | $44,877 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | RI-FIN | $6,500 |
Allstate Property & Casualty Insurance Company, et al. | Allstate | insurance violation | 2021 | RI-FIN | $7,500 |
United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2022 | RI-FIN | $10,000 |
XL Specialty Insurance Company | AXA | consumer protection violation | 2021 | RI-FIN | $15,000 |
National Casualty Company | Nationwide | insurance violation | 2022 | RI-FIN | $20,000 |
Allstate Property and Casualty et al. | Allstate | insurance violation | 2022 | RI-FIN | $65,000 |
John Hancock Life Insurance Company | Manulife Financial | insurance violation | 2023 | RI-FIN | $95,000 |
IAC SPARTANBURG, INC | Invesco | air pollution violation | 2012 | SC-ENV | $7,000 |
IAC Spartanburg, Inc. | Invesco | air pollution violation | 2015 | SC-ENV | $58,000 |
Buckeye Terminals LLC | IFM Investors | air pollution violation | 2013 | SC-ENV | $15,000 |
CashCall Inc. | CashCall Inc. | consumer protection violation | 2017 | SC-FIN | $9,650,000 |
Merrill Lynch Life Insurance Company | Bank of America | insurance violation | 2000 | SC-INS | $5,000 |
Standard Fire Insurance Company | Travelers | insurance violation | 2000 | SC-INS | $10,000 |
Liberty Insurance Underwriters Inc. | Liberty Mutual Insurance | insurance violation | 2003 | SC-INS | $8,000 |
Dairyland Insurance Company | Sentry Insurance | insurance violation | 2003 | SC-INS | $5,000 |
Conseco Life Insurance Company | CNO Financial | insurance violation | 2004 | SC-INS | $6,000 |
AXA Insurance Company | AXA | insurance violation | 2007 | SC-INS | $8,000 |
USAA Casualty Insurance Co. | USAA | insurance violation | 2010 | SC-INS | $7,000 |
American Family Home Insurance Co. | Munich Re | insurance violation | 2011 | SC-INS | $9,800 |
United Services Automobile Association | USAA | insurance violation | 2011 | SC-INS | $8,000 |
Bristol West Insurance Company | Zurich Insurance | insurance violation | 2011 | SC-INS | $7,500 |
United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2012 | SC-INS | $10,000 |
AXA Art Insurance Corporation | AXA | insurance violation | 2012 | SC-INS | $8,000 |
Safeco Insurance Company | Liberty Mutual Insurance | insurance violation | 2013 | SC-INS | $8,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2016 | SC-INS | $90,000 |
Auto-Owners Insurance Company | Auto-Owners Insurance | insurance violation | 2016 | SC-INS | $7,356 |
Allstate Vehicle and Property Insurance Company | Allstate | insurance violation | 2018 | SC-INS | $10,000 |
Guardian Life Insurance Company of America | Guardian Life Insurance | insurance violation | 2018 | SC-INS | $10,000 |
A.G. Edwards & Sons Inc. | Wells Fargo | investor protection violation | 2007 | SC-SEC | $575,000 |
Morgan Stanley & Co. Inc. | Morgan Stanley | investor protection violation | 2011 | SC-SEC | $30,000 |
LendingClub Corporation | LendingClub Corp. | investor protection violation | 2015 | SC-SEC | $150,000 |
Oppenheimer & Co. Inc. | Oppenheimer Holdings | investor protection violation | 2016 | SC-SEC | $175,000 |
Branch Banking and Trust Company | Truist Financial | investor protection violation | 2016 | SC-SEC | $97,500 |
Ameriprise Financial Services Inc. | Ameriprise Financial | investor protection violation | 2018 | SC-SEC | $650,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2019 | SC-SEC | $40,000 |
Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | SC-SEC | $28,007 |
Raymond James & Associates, Inc. | Raymond James Financial | investor protection violation | 2022 | SC-SEC | $50,000 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | SD-AG | $161,805 |
Nationwide Life Insurance Company | Nationwide | insurance violation | 2012 | SD-INS | $40,000 |