Citibank N.A. | Citigroup | discriminatory practices (non-employment) | 2023 | CFPB | $25,900,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2019 | MULTI-AG | $25,848,000 |
Wells Fargo & Co. | Wells Fargo | consumer protection violation | 2016 | private lawsuit-federal | $25,750,000 |
Wells Fargo Bank, N.A. | Wells Fargo | wage and hour violation | 2020 | private lawsuit-federal | $25,696,122 |
Societe Generale, S.A. | Societe Generale | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $25,412,500 |
Cooperatieve Rabobank U.A | Rabobank | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
Lloyds Banking Group plc | Lloyds Banking Group | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
Royal Bank of Canada | Royal Bank of Canada | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
Portigon Financial Services | Portigon Financial Services | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $25,250,000 |
Prudential Insurance Company of America | Prudential Financial | insurance violation | 2001 | NJ-DBI | $25,100,000 |
PayPal Inc. | PayPal Holdings | consumer protection violation | 2015 | CFPB | $25,000,000 |
Bank of America, National Association | Bank of America | banking violation | 2014 | OCC | $25,000,000 |
American International Group, Inc. | American International Group | accounting fraud or deficiencies | 2006 | DOJ_CRIMINAL | $25,000,000 |
Riggs Bank National Association | PNC Financial Services | anti-money-laundering deficiencies | 2004 | OCC | $25,000,000 |
ICAP plc | CME Group | investor protection violation | 2009 | SEC | $25,000,000 |
Zurich Financial Services | Zurich Insurance | accounting fraud or deficiencies | 2008 | SEC | $25,000,000 |
The BISYS Group | Citigroup | accounting fraud or deficiencies | 2007 | SEC | $25,000,000 |
J.P. Morgan Securities Inc. | JPMorgan Chase | investor protection violation | 2003 | SEC | $25,000,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2017 | CFTC | $25,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | benefit plan administrator violation | 2017 | private lawsuit-federal | $25,000,000 |
Citibank, N.A. | Citigroup | banking violation | 2019 | OCC | $25,000,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2010 | FL-AG | $25,000,000 |
MBIA, Inc. | MBIA | investor protection violation | 2007 | NY-AG | $25,000,000 |
Merrill Lynch Commodities Inc. | Bank of America | price-fixing or anti-competitive practices | 2019 | DOJ_CRIMINAL | $25,000,000 |
Wachovia Capital Markets LLC | Wells Fargo | investor protection violation | 2006 | MULTI-AG | $25,000,000 |
Citigroup, Inc. | Citigroup | accounting fraud or deficiencies | 2003 | NY-MANDA | $25,000,000 |
J.P. Morgan Chase & Co. | JPMorgan Chase | accounting fraud or deficiencies | 2003 | NY-MANDA | $25,000,000 |
Bear, Stearns & Co. Inc. | JPMorgan Chase | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
Goldman Sachs & Co. | Goldman Sachs | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
J.P. Morgan Securities Inc. | JPMorgan Chase | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
Morgan Stanley & Co. | Morgan Stanley | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
UBS Warburg and UBS PaineWebber | UBS | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000 |
MetLife Securities, Inc. | MetLife | investor protection violation | 2016 | FINRA | $25,000,000 |
Farmers Insurance | Zurich Insurance | insurance violation | 2021 | OK-AG | $25,000,000 |
UBS Financial Services Inc. | UBS | investor protection violation | 2022 | SEC | $25,000,000 |
Westpac Banking Corporation | Westpac Banking | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $25,000,000 |
BMO Capital Markets Corp | Bank of Montreal | investor protection violation | 2023 | SEC | $25,000,000 |
Mizuho Securities USA LLC | Mizuho Financial | investor protection violation | 2023 | SEC | $25,000,000 |
DWS Investment Management Americas Inc. | Deutsche Bank | investor protection violation | 2023 | SEC | $25,000,000 |
Genworth Life and Annuity Insurance | Genworth Financial | consumer protection violation | 2022 | private lawsuit-federal | $24,997,961 |
Citigroup Mortgage Loan Trust Inc. | Citigroup | consumer protection violation | 2012 | private lawsuit-federal | $24,975,000 |
Merrill Lynch Commodities, Inc. | Bank of America | investor protection violation | 2019 | CFTC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $24,900,000 |
UBS Financial Services Inc. | UBS | investor protection violation | 2006 | NJ-AG | $24,750,000 |
Western Sky Financial, LLC and CashCall, Inc. | CashCall Inc. | consumer protection violation | 2015 | MI-AG | $24,700,000 |
Wachovia Capital Markets LLC | Wells Fargo | investor protection violation | 2007 | MULTI-FIN | $24,650,000 |
Stifel, Nicolaus & Co., Inc. | Stifel Financial | investor protection violation | 2016 | SEC | $24,500,000 |
John Hancock Life Insurance Company | Manulife Financial | discriminatory practices (non-employment) | 2009 | private lawsuit-federal | $24,400,000 |
American International Group, Inc. | American International Group | benefit plan administrator violation | 2008 | private lawsuit-federal | $24,200,000 |
BNY Mellon Securities LLC | Bank of New York Mellon | investor protection violation | 2011 | SEC | $24,045,447 |
JPMorgan Chase | JPMorgan Chase | employment discrimination | 2018 | private lawsuit-federal | $24,000,000 |
BB&T Corporation | Truist Financial | benefit plan administrator violation | 2019 | private lawsuit-federal | $24,000,000 |
Hartford Life Insurance Company | Hartford Financial Services | insurance violation | 2012 | NY-DFS | $24,000,000 |
BancorpSouth Bank | Cadence Bank | consumer protection violation | 2016 | private lawsuit-federal | $24,000,000 |
PNC Bank N.A. | PNC Financial Services | consumer protection violation | 2016 | private lawsuit-federal | $24,000,000 |
BofA Securities, Inc. | Bank of America | investor protection violation | 2023 | FINRA | $24,000,000 |
Wells Fargo | Wells Fargo | consumer protection violation | 2010 | MULTI-AG | $23,700,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2017 | NY-AG | $23,500,000 |
HSBC Bank USA N.A. | HSBC | consumer protection violation | 2012 | private lawsuit-federal | $23,500,000 |
UBS Financial Services, Inc. | UBS | investor protection violation | 2007 | NY-AG | $23,300,000 |
Citigroup Inc. | Citigroup | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $23,000,000 |
Voya Financial Advisors, Inc. | Voya Financial | investor protection violation | 2020 | SEC | $22,919,155 |
TIAA-CREF | TIAA | benefit plan administrator violation | 2014 | private lawsuit-federal | $22,800,000 |
Regions Financial Corp. | Regions Financial | benefit plan administrator violation | 2014 | private lawsuit-federal | $22,500,000 |
Morgan Stanley | Morgan Stanley | toxic securities abuses | 2016 | IL-AG | $22,500,000 |
Goldman Sachs | Goldman Sachs | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $22,500,000 |
JPMorgan Chase Bank | JPMorgan Chase | consumer protection violation | 2014 | private lawsuit-federal | $22,125,000 |
Citigroup Inc. | Citigroup | banking violation | 2012 | FED | $22,000,000 |
Goldman Sachs & Co. | Goldman Sachs | investor protection violation | 2012 | SEC | $22,000,000 |
Bank of America | Bank of America | wage and hour violation | 2001 | private lawsuit-state | $22,000,000 |
Santander Consumer USA Holdings Inc. | Banco Santander | consumer protection violation | 2017 | MA-AG | $22,000,000 |
Wells Fargo | Wells Fargo | workplace whistleblower retaliation | 2022 | OSHA | $22,000,000 |
Bank of America, N.A. | Bank of America | consumer protection violation | 2019 | private lawsuit-federal | $22,000,000 |
Prudential Insurance Company of America | Prudential Financial | consumer protection violation | 2005 | private lawsuit-federal | $22,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $22,000,000 |
Deutsche Bank Americas Holding Corp. | Deutsche Bank | benefit plan administrator violation | 2019 | private lawsuit-federal | $21,900,000 |
Wells Fargo Bank, N.A. | Wells Fargo | consumer protection violation | 2022 | private lawsuit-federal | $21,864,673 |
World Acceptance Corporation | World Acceptance Corporation | Foreign Corrupt Practices Act | 2020 | SEC | $21,700,000 |
Union Bank of California, N.A. | U.S. Bancorp | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $21,600,000 |
Banco Popular de Puerto Rico | Popular Inc. | anti-money-laundering deficiencies | 2003 | DOJ_CRIMINAL | $21,600,000 |
Fifth Third Bank | Fifth Third Bancorp | consumer protection violation | 2015 | CFPB | $21,500,000 |
QBE Holdings Inc. | QBE Insurance | insurance violation | 2017 | MULTI-FIN | $21,164,000 |
National Western Life Insurance Co. | National Western Life | consumer protection violation | 2014 | private lawsuit-federal | $21,020,000 |
SunTrust Mortgage Inc. | Truist Financial | banking violation | 2012 | DOJ_RIGHTS | $21,000,000 |
Merrill Lynch | Bank of America | wage and hour violation | 2013 | private lawsuit-federal | $21,000,000 |
Edward D. Jones & Co. | Jones Financial | wage and hour violation | 2008 | private lawsuit-federal | $21,000,000 |
Western Asset Management Company | Franklin Resources | benefit plan administrator violation | 2014 | EBSA | $21,000,000 |
Bank of America Corp | Bank of America | benefit plan administrator violation | 2011 | private lawsuit-federal | $21,000,000 |
NatWest Markets PLC | NatWest Group PLC | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $21,000,000 |
BNP Paribas Securities Corp. | BNP Paribas | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Cantor Fitzgerald & Co. | Cantor Fitzgerald | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Citigroup Global Markets Inc. | Citigroup | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Credit Suisse Securities (USA) LLC | UBS | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
HSBC Securities (USA) Inc. | HSBC | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
J.P. Morgan Securities LLC | JPMorgan Chase | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Merrill Lynch Pierce Fenner & Smith Inc. | Bank of America | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Morgan Stanley & Co. LLC | Morgan Stanley | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Nomura Securities International Inc. | Nomura | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
SG Americas Securities LLC | Societe Generale | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
TD Securities (USA) LLC | Toronto-Dominion Bank | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
UBS Securities LLC | UBS | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |