Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
Columbus Steel Castings Company | Protostar Partners | private equity (including portfolio companies) | air pollution violation | 2011 | EPA | $825,000 |
ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2012 | PHMSA | $577,067 |
ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2012 | PHMSA | $312,670 |
ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2013 | PHMSA | $67,400 |
ROCKIES EXPRESS PIPELINE LLC | Blackstone | private equity (including portfolio companies) | pipeline safety violation | 2012 | PHMSA | $56,163 |
BIRKO CORPORATION | Platinum Equity | private equity (including portfolio companies) | motor vehicle safety violation | 2015 | FMCSA | $7,800 |
Corporate Express Inc. | Sycamore Partners Management | private equity (including portfolio companies) | motor vehicle safety violation | 2012 | FMCSA | $5,880 |
Hexion Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | motor vehicle safety violation | 2010 | FMCSA | $10,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2010 | FAA | $210,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2010 | FAA | $175,000 |
CIRCOR AEROSPACE INC | KKR & Co. | private equity (including portfolio companies) | aviation safety violation | 2012 | FAA | $75,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2014 | FAA | $66,000 |
SUNDANCE HELICOPTERS INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $65,882 |
CHROMALLOY GAS TURBINE LLC | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | aviation safety violation | 2015 | FAA | $35,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2012 | FAA | $30,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $25,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2014 | FAA | $20,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $16,000 |
CHROMALLOY GAS TURBINE CORPORATION | Veritas Capital Fund Management LLC | private equity (including portfolio companies) | aviation safety violation | 2010 | FAA | $12,000 |
CJ SYSTEMS AVIATION GROUP INC | American Securities LLC | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $10,000 |
STANDARDAERO BUSINESS AVIATION SERVICES | Carlyle Group | private equity (including portfolio companies) | aviation safety violation | 2011 | FAA | $10,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2012 | FAA | $9,000 |
Carestream Health | Onex | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $7,500 |
PPL Martins Creek | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $7,800 |
PPL Martins Creek | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $9,900 |
Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $5,000 |
Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $6,000 |
Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
BASIC CHEMICAL SOLUTIONS | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2010 | FRA | $10,000 |
BASIC CHEMICAL SOLUTIONS | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $8,000 |
Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $10,000 |
CYANCO | Cerberus Capital Management | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $5,000 |
Diversey, Inc. | Platinum Equity | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $5,000 |
Diversey, Inc. | Platinum Equity | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $5,000 |
Deltech Corporation | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2010 | FRA | $10,000 |
GEO SPECIALITY CHEMICALS | Arsenal Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $6,000 |
GEO SPECIALITY CHEMICALS | Arsenal Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $6,000 |
Momentive Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $9,750 |
Momentive Specialty Chemicals, Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $11,520 |
IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $8,000 |
IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $7,200 |
IMTT BAYONNE | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $5,000 |
International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $8,000 |
International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $8,000 |
International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2009 | FRA | $18,200 |
International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $8,000 |
International Matex Tank Terminals | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $12,000 |
INNOPHOS INC | One Rock Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $10,500 |
INNOPHOS INC | One Rock Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $8,400 |
KIK CUSTOM PRODUCTS | Centerbridge Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
Magnablend, Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $6,500 |
Momentive Specialty Chemicals Inc. | American Securities LLC | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $6,000 |
SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
SI Group, Inc. | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $5,000 |
TransMontaigne Product Services Inc. | ArcLight Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $9,625 |
UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2010 | FRA | $5,000 |
UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2011 | FRA | $7,500 |
UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2012 | FRA | $9,500 |
UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2013 | FRA | $7,500 |
Jo-Ann Stores Inc. | Leonard Green & Partners | private equity (including portfolio companies) | product safety violation | 2010 | CPSC | $50,000 |
Zep Inc. | New Mountain Capital | private equity (including portfolio companies) | environmental violation | 2014 | EPA | $905,000 |
TruGreen L.P. | Clayton Dubilier & Rice | private equity (including portfolio companies) | environmental violation | 2014 | EPA | $53,300 |
Strategic Materials, Inc. | Littlejohn & Co. | private equity (including portfolio companies) | water pollution violation | 2012 | EPA | $159,750 |
GEO Specialty Chemicals, Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | environmental violation | 2011 | EPA | $700,000 |
Grede Wisconsin Subsidiaries LLC | Gamut Capital | private equity (including portfolio companies) | workplace safety or health violation | 2015 | OSHA | $98,000 |
Hitachi Metals Ltd. | Bain Capital | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2014 | DOJ_ANTITRUST | $1,250,000 |
Backcountry.com LLC | TSG Consumer Partners | private equity (including portfolio companies) | consumer protection violation | 2015 | FTC | $150,000 |
PharMerica Corp. | KKR & Co. | private equity (including portfolio companies) | kickbacks and bribery | 2015 | DOJ_CIVIL | $9,250,000 |
MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $100,000,000 |
Blackstone Group | Blackstone | private equity (including portfolio companies) | investor protection violation | 2015 | SEC | $39,000,000 |
Kohlberg Kravis Roberts & Co. | KKR & Co. | private equity (including portfolio companies) | investor protection violation | 2015 | SEC | $30,000,000 |
Akzo Nobel Chemicals, Inc. | Carlyle Group | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $7,400 |
Ascend Performance Materials LLC | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $15,000 |
Axeon Specialty Products | Lindsay Goldberg | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $6,000 |
Cornerstone Chemical Company | Littlejohn & Co. | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $9,000 |
Deltech Corporation | SK Capital Partners | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $8,000 |
IMTT, INC. | Riverstone Holdings | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $7,500 |
Magnablend, Inc. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2014 | FRA | $5,000 |
UNIVAR USA INC. | Apollo Global Management | private equity (including portfolio companies) | railroad safety violation | 2015 | FRA | $13,500 |
Barracuda Network, Inc. and Barracuda Networks, Ltd. | KKR & Co. | private equity (including portfolio companies) | export control violation | 2015 | BIS | $1,500,000 |
21st Century Oncology Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2016 | DOJ_CIVIL | $34,700,000 |
Kindred Healthcare Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2016 | DOJ_CIVIL | $125,000,000 |
ResCare Iowa Inc. | KKR & Co. | private equity (including portfolio companies) | False Claims Act and related | 2015 | DOJ_CIVIL | $5,630,000 |
Lifepoint Hospitals, Inc. | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2013 | DOJ_CIVIL | $2,522,502 |
Odyssey HealthCare | Apollo Global Management | private equity (including portfolio companies) | False Claims Act and related | 2012 | DOJ_CIVIL | $25,000,000 |
Linn Operating, Inc. | Warburg Pincus | private equity (including portfolio companies) | federal leasing royalty violation | 2016 | ONRR | $51,641 |
Royal Alliance Associates, SagePoint Financial and FSC Securities Corporation | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2016 | SEC | $9,500,000 |
JDA Software Group Inc. | New Mountain Capital | private equity (including portfolio companies) | accounting fraud or deficiencies | 2014 | SEC | $750,000 |
GEO Specialty Chemicals Inc. | Arsenal Capital Partners | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2016 | DOJ_ANTITRUST | $5,000,000 |
Electronics for Imaging, Inc. | Siris Capital Group | private equity (including portfolio companies) | export control violation | 2008 | BIS | $32,000 |
Michaels Stores Inc. | Apollo Global Management | private equity (including portfolio companies) | product safety violation | 2009 | CPSC | $45,000 |
Neiman Marcus Group Inc | Ares Management | private equity (including portfolio companies) | product safety violation | 2008 | CPSC | $50,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $35,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $100,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $70,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $50,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $20,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $12,000 |
FRONTIER AIRLINES INC | Indigo Partners | private equity (including portfolio companies) | aviation safety violation | 2009 | FAA | $8,000 |