Highmark, Inc. |
Highmark Inc. |
False Claims Act and related |
2004 |
DOJ_CIVIL |
$1,500,000 |
General American Life Insurance Company, Inc. |
MetLife |
False Claims Act and related |
2002 |
DOJ_CIVIL |
$76,000,000 |
Regions Bank |
Regions Financial |
False Claims Act and related |
2016 |
DOJ_CIVIL |
$52,400,000 |
Branch Banking & Trust Company (BB&T) |
Truist Financial |
False Claims Act and related |
2016 |
DOJ_CIVIL |
$83,000,000 |
Deutsche Bank |
Deutsche Bank |
toxic securities abuses |
2017 |
DOJ_CIVIL |
$7,200,000,000 |
Credit Suisse |
Credit Suisse |
toxic securities abuses |
2017 |
DOJ_CIVIL |
$5,280,000,000 |
Financial Freedom |
CIT |
False Claims Act and related |
2017 |
DOJ_CIVIL |
$89,000,000 |
PHH Corp. |
Ocwen Financial |
False Claims Act and related |
2017 |
DOJ_CIVIL |
$74,453,802 |
IBERIABANK |
First Horizon National |
False Claims Act and related |
2017 |
DOJ_CIVIL |
$11,692,149 |
Royal Bank of Scotland Group plc |
Royal Bank of Scotland |
toxic securities abuses |
2018 |
DOJ_CIVIL |
$4,900,000,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
toxic securities abuses |
2018 |
DOJ_CIVIL |
$2,090,000,000 |
Wells Fargo & Company |
Wells Fargo |
fraud |
2020 |
DOJ_CIVIL |
$3,000,000,000 |
Guaranteed Rate Inc. |
Guaranteed Rate Inc. |
False Claims Act and related |
2020 |
DOJ_CIVIL |
$15,060,000 |
CommerceWest Bank |
CommerceWest Bank |
fraud |
2015 |
DOJ_CRIMINAL |
$4,900,000 |
Citicorp |
Citigroup |
foreign exchange market manipulation |
2015 |
DOJ_CRIMINAL |
$925,000,000 |
JPMorgan Chase & Co. |
JPMorgan Chase |
foreign exchange market manipulation |
2015 |
DOJ_CRIMINAL |
$550,000,000 |
Barclays PLC |
Barclays |
foreign exchange market manipulation |
2015 |
DOJ_CRIMINAL |
$710,000,000 |
Royal Bank of Scotland plc |
Royal Bank of Scotland |
foreign exchange market manipulation |
2015 |
DOJ_CRIMINAL |
$395,000,000 |
UBS AG |
UBS |
interest rate benchmark manipulation |
2015 |
DOJ_CRIMINAL |
$203,000,000 |
BNP Paribas S.A. |
BNP Paribas |
economic sanction violation |
2015 |
DOJ_CRIMINAL |
$8,973,600,000 |
Deutsche Bank AG |
Deutsche Bank |
interest rate benchmark manipulation |
2015 |
DOJ_CRIMINAL |
$775,000,000 |
Commerzbank AG |
Commerzbank |
economic sanction violation |
2015 |
DOJ_CRIMINAL |
$642,000,000 |
ConvergEx Group LLC |
Cowen Inc. |
fraud |
2014 |
DOJ_CRIMINAL |
$43,800,000 |
Lloyds Banking Group plc |
Lloyds Banking Group |
interest rate benchmark manipulation |
2014 |
DOJ_CRIMINAL |
$86,000,000 |
Rabobank |
Rabobank |
interest rate benchmark manipulation |
2013 |
DOJ_CRIMINAL |
$325,000,000 |
Lender Processing Services Inc. |
Fidelity National Financial |
mortgage abuses |
2013 |
DOJ_CRIMINAL |
$35,000,000 |
HSBC Holdings plc HSBC Bank USA N.A. |
HSBC |
anti-money-laundering deficiencies |
2012 |
DOJ_CRIMINAL |
$1,256,000,000 |
Standard Chartered Bank |
Standard Chartered |
economic sanction violation |
2012 |
DOJ_CRIMINAL |
$227,000,000 |
MoneyGram International Inc. |
MoneyGram International |
anti-money-laundering deficiencies |
2012 |
DOJ_CRIMINAL |
$100,000,000 |
Barclays Bank PLC |
Barclays |
interest rate benchmark manipulation |
2012 |
DOJ_CRIMINAL |
$160,000,000 |
ING Bank N.V. |
ING |
economic sanction violation |
2012 |
DOJ_CRIMINAL |
$619,000,000 |
Aon Corporation |
Aon |
Foreign Corrupt Practices Act |
2011 |
DOJ_CRIMINAL |
$1,760,000 |
Barclays Bank PLC |
Barclays |
economic sanction violation |
2010 |
DOJ_CRIMINAL |
$298,000,000 |
ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V. |
ABN AMRO |
economic sanction violation |
2010 |
DOJ_CRIMINAL |
$500,000,000 |
Credit Suisse AG |
Credit Suisse |
economic sanction violation |
2009 |
DOJ_CRIMINAL |
$268,000,000 |
Lloyds TSB Bank PLC |
Lloyds Banking Group |
economic sanction violation |
2009 |
DOJ_CRIMINAL |
$175,000,000 |
American Express Bank International |
American Express |
anti-money-laundering deficiencies |
2007 |
DOJ_CRIMINAL |
$55,000,000 |
Prudential Equity Group LLC |
Prudential Financial |
investor protection violation |
2006 |
DOJ_CRIMINAL |
$600,000,000 |
BankAtlantic |
Truist Financial |
anti-money-laundering deficiencies |
2006 |
DOJ_CRIMINAL |
$10,000,000 |
Williams Power Company Inc. |
JPMorgan Chase |
data submission deficiencies |
2006 |
DOJ_CRIMINAL |
$50,000,000 |
American International Group, Inc. |
American International Group |
accounting fraud or deficiencies |
2006 |
DOJ_CRIMINAL |
$25,000,000 |
American International Group, Inc. |
American International Group |
accounting fraud or deficiencies |
2004 |
DOJ_CRIMINAL |
$80,000,000 |
Crawford Healthcare Management of Norfolk & Baltimore |
Crawford & Co. |
fraud |
2003 |
DOJ_CRIMINAL |
$8,000,000 |
PNC ICLC Corp. |
PNC Financial Services |
accounting fraud or deficiencies |
2003 |
DOJ_CRIMINAL |
$115,000,000 |
Och-Ziff Capital Management Group LLC |
Sculptor Capital Management |
Foreign Corrupt Practices Act |
2016 |
DOJ_CRIMINAL |
$213,000,000 |
JPMorgan Securities |
JPMorgan Chase |
kickbacks and bribery |
2016 |
DOJ_CRIMINAL |
$72,000,000 |
Western Union Company |
Western Union |
anti-money-laundering deficiencies |
2017 |
DOJ_CRIMINAL |
$586,000,000 |
State Street Corporation |
State Street Corp. |
fraud |
2017 |
DOJ_CRIMINAL |
$32,300,000 |
Banamex USA |
Citigroup |
anti-money-laundering deficiencies |
2017 |
DOJ_CRIMINAL |
$97,440,000 |
Banco Popular de Puerto Rico |
Popular Inc. |
anti-money-laundering deficiencies |
2003 |
DOJ_CRIMINAL |
$21,600,000 |
HSBC Holdings plc |
HSBC |
fraud |
2018 |
DOJ_CRIMINAL |
$100,000,000 |
Rabobank National Association |
Rabobank |
anti-money-laundering deficiencies |
2018 |
DOJ_CRIMINAL |
$368,701,259 |
Credit Suisse (Hong Kong) Limited |
Credit Suisse |
Foreign Corrupt Practices Act |
2018 |
DOJ_CRIMINAL |
$47,029,916 |
Societe Generale S.A. |
Societe Generale |
Foreign Corrupt Practices Act |
2018 |
DOJ_CRIMINAL |
$860,000 |
Legg Mason Inc. |
Franklin Resources |
Foreign Corrupt Practices Act |
2018 |
DOJ_CRIMINAL |
$64,200,000 |
MoneyGram International Inc. |
MoneyGram International |
anti-money-laundering deficiencies |
2018 |
DOJ_CRIMINAL |
$125,000,000 |
UniCredit Group |
UniCredit |
economic sanction violation |
2019 |
DOJ_CRIMINAL |
$413,536,632 |
Standard Chartered Bank |
Standard Chartered |
economic sanction violation |
2019 |
DOJ_CRIMINAL |
$292,210,160 |
Merrill Lynch Commodities Inc. |
Bank of America |
price-fixing or anti-competitive practices |
2019 |
DOJ_CRIMINAL |
$25,000,000 |
Barclays PLC |
Barclays |
foreign exchange market manipulation |
2018 |
DOJ_CRIMINAL |
$12,896,011 |
Bank Hapoalim B.M. |
Bank Hapoalim |
anti-money-laundering deficiencies |
2020 |
DOJ_CRIMINAL |
$30,063,317 |
Bank of Nova Scotia |
Scotiabank |
price-fixing or anti-competitive practices |
2020 |
DOJ_CRIMINAL |
$60,400,000 |
Vitol Inc. |
Vitol |
Foreign Corrupt Practices Act |
2020 |
DOJ_CRIMINAL |
$135,000,000 |
Goldman Sachs Group Inc. |
Goldman Sachs |
Foreign Corrupt Practices Act |
2020 |
DOJ_CRIMINAL |
$2,921,088,000 |
JPMorgan Chase & Co. |
JPMorgan Chase |
fraud |
2020 |
DOJ_CRIMINAL |
(*) $920,000,000 |
Balli Aviation Ltd. |
Balli Group |
export control violation |
2010 |
DOJ_NATSEC |
$2,000,000 |
Santander Consumer USA Inc. |
Banco Santander |
Servicemembers Civil Relief Act |
2015 |
DOJ_RIGHTS |
$9,350,000 |
Chevy Chase Bank F.S.B. |
Capital One Financial |
mortgage abuses |
2013 |
DOJ_RIGHTS |
$2,850,000 |
Bank of America N.A. |
Bank of America |
banking violation |
2012 |
DOJ_RIGHTS |
$370,000,000 |
Wells Fargo Bank |
Wells Fargo |
mortgage abuses |
2012 |
DOJ_RIGHTS |
$234,300,000 |
SunTrust Mortgage Inc. |
Truist Financial |
banking violation |
2012 |
DOJ_RIGHTS |
$21,000,000 |
Mortgage Guaranty Insurance Corporation (MGIC) |
MGIC Investment Corp. |
mortgage abuses |
2012 |
DOJ_RIGHTS |
$550,000 |
Countrywide Financial Corporation |
Bank of America |
mortgage abuses |
2011 |
DOJ_RIGHTS |
$335,000,000 |
Wells Fargo & Company |
Wells Fargo |
Americans with Disabilities Act |
2011 |
DOJ_RIGHTS |
$16,055,000 |
Citizens Republic Bancorp Inc. |
Huntington Bancshares |
banking violation |
2011 |
DOJ_RIGHTS |
$3,600,000 |
PrimeLending |
Hilltop Holdings |
mortgage abuses |
2010 |
DOJ_RIGHTS |
$2,000,000 |
Capital One N.A. |
Capital One Financial |
Servicemembers Civil Relief Act |
2012 |
DOJ_RIGHTS |
$12,000,000 |
Sallie Mae Inc. |
Navient |
consumer protection violation |
2014 |
DOJ_RIGHTS |
$60,000,000 |
HSBC Finance Corporation |
HSBC |
Servicemembers Civil Relief Act |
2016 |
DOJ_RIGHTS |
$434,500 |
Compass Bank |
Banco Bilbao Vizcaya Argentaria |
discriminatory practices (non-employment) |
2007 |
DOJ_RIGHTS |
$1,750,000 |
AIG Federal Savings Bank and Wilmington Finance Inc. |
American International Group |
discriminatory practices (non-employment) |
2010 |
DOJ_RIGHTS |
$6,100,000 |
Wells Fargo Bank N.A. |
Wells Fargo |
Servicemembers Civil Relief Act |
2016 |
DOJ_RIGHTS |
$4,100,000 |
Union Savings Bank and Guardian Savings Bank |
Union Savings Bank |
discriminatory practices (non-employment) |
2016 |
DOJ_RIGHTS |
$9,000,000 |
Wells Fargo Bank N.A., d/b/a Wells Fargo Dealer Services |
Wells Fargo |
Servicemembers Civil Relief Act |
2017 |
DOJ_RIGHTS |
$5,400,000 |
CitiFinancial Credit Company |
Citigroup |
Servicemembers Civil Relief Act |
2017 |
DOJ_RIGHTS |
$907,000 |
PHH Mortgage Corporation |
Ocwen Financial |
Servicemembers Civil Relief Act |
2019 |
DOJ_RIGHTS |
$750,000 |
Bank of America, N.A. |
Bank of America |
Americans with Disabilities Act |
2020 |
DOJ_RIGHTS |
$300,000 |
Bank Julius Baer & Co. Ltd. |
Julius Baer Group |
tax violations |
2016 |
DOJ_TAX |
$547,000,000 |
Union Bancaire Privee |
Union Bancaire Privee |
tax violations |
2016 |
DOJ_TAX |
$187,000,000 |
Coutts & Co Ltd |
Royal Bank of Scotland |
tax violations |
2015 |
DOJ_TAX |
$78,484,000 |
Credit Agricole (Suisse) SA |
Credit Agricole |
tax violations |
2015 |
DOJ_TAX |
$99,211,000 |
Deutsche Bank (Suisse) SA |
Deutsche Bank |
tax violations |
2015 |
DOJ_TAX |
$31,026,000 |
BNP Paribas (Suisse) SA |
BNP Paribas |
tax violations |
2015 |
DOJ_TAX |
$59,783,000 |
Standard Chartered Bank (Switzerland) SA, en liquidation |
Standard Chartered |
tax violations |
2015 |
DOJ_TAX |
$6,337,000 |
BBVA Suiza S.A. |
Banco Bilbao Vizcaya Argentaria |
tax violations |
2015 |
DOJ_TAX |
$10,390,000 |
Societe Generale Private Banking (Suisse) SA |
Societe Generale |
tax violations |
2015 |
DOJ_TAX |
$17,807,000 |
Societe Generale Private Banking (Lugano-Svizzera) |
Societe Generale |
tax violations |
2015 |
DOJ_TAX |
$1,363,000 |
BSI SA |
BSI SA |
tax violations |
2015 |
DOJ_TAX |
$211,000,000 |
Bank Leumi Group |
Bank Leumi |
tax violations |
2014 |
DOJ_TAX |
$270,000,000 |
Credit Suisse AG |
Credit Suisse |
tax violations |
2014 |
DOJ_TAX |
$1,800,000,000 |
Wegelin & Co |
Wegelin & Co |
tax violations |
2013 |
DOJ_TAX |
$74,000,000 |