Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$323,889,987,491
Number of Records: 
5,839
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,695,676,034210
JPMorgan Chase$34,517,828,993151
Citigroup$25,045,655,764120
Wells Fargo$21,139,073,231172
Deutsche Bank$17,995,700,77855
UBS$16,782,800,91082
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98740
BNP Paribas$12,132,332,95016
Credit Suisse$10,409,957,62631


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Primary Offense Type Year Agency Penalty Amountsort icon
OLD REPUBLIC NATIONAL TITLE INSURANCE CO Old Republic International insurance violation 2015 VA-INS $5,000
United States Fire Insurance Company Fairfax Financial Holdings insurance violation 2019 VA-INS $5,000
Next Financial Group, Inc. Atria Wealth Solutions investor protection violation 2020 VA-SEC $5,000
Athene Annuity & Life Assurance Company Of New York Athene Holding insurance violation 2011 WA-INS $5,000
Old Republic Title Ltd Old Republic International insurance violation 2011 WA-INS $5,000
Victoria Fire & Casualty Company Nationwide insurance violation 2011 WA-INS $5,000
State Farm Mutual Automobile Insurance Company State Farm Insurance insurance violation 2012 WA-INS $5,000
Combined Insurance Company Of America Chubb Limited insurance violation 2014 WA-INS $5,000
United Of Omaha Life Insurance Company Mutual of Omaha insurance violation 2015 WA-INS $5,000
Ticor Title Company Fidelity National Financial insurance violation 2015 WA-INS $5,000
Permanent General Assurance Corporation American Family Insurance insurance violation 2016 WA-INS $5,000
Jefferson Insurance Company Allianz insurance violation 2016 WA-INS $5,000
Transamerica Life Insurance Company Aegon insurance violation 2016 WA-INS $5,000
American Modern Home Insurance Company Munich Re insurance violation 2016 WA-INS $5,000
Premera Blue Cross Premera Blue Cross insurance violation 2016 WA-INS $5,000
American Modern Home Insurance Company Munich Re insurance violation 2017 WA-INS $5,000
Amco Insurance Company Nationwide insurance violation 2017 WA-INS $5,000
AGCS Marine Insurance Company Allianz insurance violation 2017 WA-INS $5,000
Fidelity & Guaranty Life Insurance Company FGL Holdings insurance violation 2018 WA-INS $5,000
Premera Blue Cross Premera Blue Cross insurance violation 2019 WA-INS $5,000
Ticor Title Company Fidelity National Financial insurance violation 2019 WA-INS $5,000
National Union Fire Ins Co. of Pittsburgh American International Group insurance violation 2003 WI-INS $5,000
Great American Insurance Co. American Financial Group insurance violation 2004 WI-INS $5,000
Auto-Owners Insurance Co. Auto-Owners Insurance insurance violation 2004 WI-INS $5,000
Progressive Northern Ins Co. Progressive insurance violation 2005 WI-INS $5,000
Metropolitan Life Insurance Co. MetLife insurance violation 2005 WI-INS $5,000
Asurion Warranty Services, Inc. Asurion insurance violation 2007 WI-INS $5,000
Infinity Insurance Co. Kemper insurance violation 2011 WI-INS $5,000
Selective Insurance Company of the Southeast Selective Insurance Group insurance violation 2011 WI-INS $5,000
The Hanover Insurance Co. Hanover Insurance insurance violation 2014 WI-INS $5,000
IAC MADISONVILLE LLC Invesco workplace safety or health violation 2014 OSHA $5,000
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2014 OSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2001 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,000
Bowie Refined Coal, LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $5,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $5,000
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