CitiBank, N.A., | Citigroup | wage and hour violation | 2014 | CA-LCO | $10,148 |
Solium Financial Services, LLC | Morgan Stanley | investor protection violation | 2020 | IA-INS | $10,147 |
IAC WAUSEON, LLC | Invesco | workplace safety or health violation | 2021 | OSHA | $10,143 |
Selective Insurance Company of America | Selective Insurance Group | insurance violation | 2019 | VA-INS | $10,137 |
Barclays Bank PLC | Barclays | economic sanction violation | 2003 | OFAC | $10,107 |
SunTrust Bank | Truist Financial | banking violation | 2005 | WI-AG | $10,107 |
TMX Finance, LLC | TMX Finance | wage and hour violation | 2014 | WHD | $10,057 |
R. R. Donnelley & Sons Company | Chatham Asset Management | environmental violation | 2016 | TX-ENV | $10,051 |
Stewart Title Guaranty Company | Stewart Information Services | insurance violation | 2019 | WA-INS | $10,050 |
Huntington National Bank | Huntington Bancshares | wage and hour violation | 2010 | WHD | $10,007 |
FIRST NIAGARA FINANCIAL GROUP, INC. | KeyCorp | benefit plan administrator violation | 2011 | EBSA | $10,001 |
FIRST NBC BANK | Hancock Whitney Corp. | benefit plan administrator violation | 2011 | EBSA | $10,001 |
FRED ALGER & COMPANY, INCORPORATED | Alger Associates | benefit plan administrator violation | 2006 | EBSA | $10,001 |
HORACE MANN SERVICE CORPORATION | Horace Mann Educators Corp. | benefit plan administrator violation | 2006 | EBSA | $10,001 |
OCWEN FINANCIAL CORPORATION | Ocwen Financial | benefit plan administrator violation | 2018 | EBSA | $10,001 |
OCWEN FINANCIAL CORPORATION | Ocwen Financial | benefit plan administrator violation | 2019 | EBSA | $10,001 |
AON RISK SERVICES OF PR, INC. | Aon | benefit plan administrator violation | 2019 | EBSA | $10,001 |
FMR LLC | Fidelity Investments | benefit plan administrator violation | 2021 | EBSA | $10,001 |
Stonex Group Inc. | StoneX Group | benefit plan administrator violation | 2023 | EBSA | $10,001 |
Principal Life Insurance Company | Principal Financial | benefit plan administrator violation | 2023 | EBSA | $10,001 |
Midland Credit Management, Inc. | Encore Capital Group | benefit plan administrator violation | 2023 | EBSA | $10,001 |
First Niagara Bank, National Association | KeyCorp | banking violation | 2011 | OCC | $10,000 |
NYRSTAR CLARKSVILLE, INC. | Trafigura | railroad safety violation | 2009 | FRA | $10,000 |
BB&T | Truist Financial | economic sanction violation | 2007 | OFAC | $10,000 |
Bank of China | Bank of China | economic sanction violation | 2004 | OFAC | $10,000 |
Piccari Press, Inc. | Chatham Asset Management | labor relations violation | 2003 | NLRB | $10,000 |
Buckeye Partners | IFM Investors | railroad safety violation | 2017 | FRA | $10,000 |
Buckeye Partners | IFM Investors | railroad safety violation | 2018 | FRA | $10,000 |
Allstate Insurance Co. | Allstate | privacy violation | 2003 | PA-AG | $10,000 |
Metropolitan Life Insurance Co. | MetLife | privacy violation | 2012 | CT-AG | $10,000 |
Mutual of Omaha | Mutual of Omaha | consumer protection violation | 2002 | NY-AG | $10,000 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2016 | AK-INS | $10,000 |
Securian Financial Services, Inc. | Securian Financial | investor protection violation | 2020 | AK-DBS | $10,000 |
Stewart Title Guaranty Co. | Stewart Information Services | insurance violation | 2013 | AR-INS | $10,000 |
Allied Home Mortgage Capital Corp. | Americus Mortgage | investor protection violation | 2009 | AR-SEC | $10,000 |
Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2010 | AZ-DIFI | $10,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2011 | AZ-DIFI | $10,000 |
Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2018 | CA-MHC | $10,000 |
Cash America Advance, Inc. | FirstCash | payday lending violation | 2019 | CA-DFPI | $10,000 |
Jackson National Life Insurance Co. | Jackson Financial | insurance violation | 2007 | CO-INS | $10,000 |
Continental American Insurance Co. | Aflac | insurance violation | 2019 | CT-INS | $10,000 |
United States Fire Insurance Co. | Fairfax Financial Holdings | insurance violation | 2014 | DE-INS | $10,000 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2004 | FL-OFR | $10,000 |
Western Union International Services LLC | Western Union | consumer protection violation | 2019 | FL-OFR | $10,000 |
Ameritas Investment Corp. | Ameritas Mutual Holding Company | investor protection violation | 2014 | IA-INS | $10,000 |
Old Republic National Title Insurance Co. | Old Republic International | insurance violation | 2008 | ID-INS | $10,000 |
Bear, Stearns & Co., Inc. | JPMorgan Chase | investor protection violation | 2005 | IL-SEC | $10,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2011 | IN-SEC | $10,000 |
Continental Western Insurance Co. | W.R. Berkley | insurance violation | 2008 | KS-INS | $10,000 |
The Travelers Indemnity Co. et al. | Travelers | insurance violation | 2010 | KS-INS | $10,000 |
Allstate Fire and Casualty Co. | Allstate | insurance violation | 2014 | KS-INS | $10,000 |
State Farm Fire and Casualty Co. | State Farm Insurance | insurance violation | 2015 | KS-INS | $10,000 |
Auto-Owners (Mutual) Insurance Co. and Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2019 | KS-INS | $10,000 |
Homeward Residential, Inc. | Ocwen Financial | consumer protection violation | 2015 | KY-FIN | $10,000 |
Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2017 | LA-INS | $10,000 |
The Lincoln National Life Insurance Co. | Lincoln National | insurance violation | 2019 | LA-INS | $10,000 |
Banc of America Investment Services, Inc. | Bank of America | investor protection violation | 2008 | MD-SEC | $10,000 |
Allstate Indemnity Co. et al. | Allstate | insurance violation | 2010 | MD-INS | $10,000 |
Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2011 | MD-INS | $10,000 |
AMEX Assurance Co. | American Express | insurance violation | 2011 | MD-INS | $10,000 |
State Farm Mutual Automobile Insurance Co. et al. | State Farm Insurance | insurance violation | 2011 | MD-INS | $10,000 |
Praetorian Insurance Co. and Redland Insurance Co. | QBE Insurance | insurance violation | 2011 | MD-INS | $10,000 |
Praetorian Insurance Co. and Stonington Insurance Co. | QBE Insurance | insurance violation | 2013 | MD-INS | $10,000 |
Foremost Insurance Company Grand Rapids, Michigan | Zurich Insurance | insurance violation | 2014 | MD-INS | $10,000 |
The Standard Fire Insurance Co. | Travelers | insurance violation | 2015 | MD-INS | $10,000 |
Commonwealth Land Title Insurance Co. | Fidelity National Financial | insurance violation | 2015 | MD-INS | $10,000 |
Twin City Fire Insurance Co. et al. | Hartford Financial Services | insurance violation | 2016 | MD-INS | $10,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2016 | MD-INS | $10,000 |
Travelers Commercial Insurance Co. et al. | Travelers | insurance violation | 2017 | MD-INS | $10,000 |
QBE Insurance Co. and Praetorian Insurance Co. | QBE Insurance | insurance violation | 2017 | MD-INS | $10,000 |
Fidelity National Title Insurance Co. | Fidelity National Financial | insurance violation | 2018 | MD-INS | $10,000 |
Washington National Life Insurance Co. | CNO Financial | insurance violation | 2001 | ME-INS | $10,000 |
Conseco Health Insurance Co. | CNO Financial | insurance violation | 2004 | ME-INS | $10,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2010 | ME-SEC | $10,000 |
Metropolitan Property and Casualty Insurance Co. et al. | Zurich Insurance | insurance violation | 2001 | MN-FIN | $10,000 |
Allstate Insurance Co. | Allstate | insurance violation | 2001 | MN-FIN | $10,000 |
Fortis Insurance Co. and John Alden Life Insurance Co. | Assurant | insurance violation | 2002 | MN-FIN | $10,000 |
American Family Mutual Insurance Co. | American Family Insurance | insurance violation | 2002 | MN-FIN | $10,000 |
Horace Mann Insurance Co. | Horace Mann Educators Corp. | insurance violation | 2002 | MN-FIN | $10,000 |
Illinois Farmers Insurance Co. | Zurich Insurance | insurance violation | 2003 | MN-FIN | $10,000 |
Metropolitan Life Insurance Co. | MetLife | insurance violation | 2003 | MN-FIN | $10,000 |
Berthel Fisher & Company | Berthel Fisher | investor protection violation | 2003 | MN-FIN | $10,000 |
Fortis Insurance Co. | Assurant | insurance violation | 2005 | MN-FIN | $10,000 |
Metropolitan Property and Casualty Insurance Co. | Zurich Insurance | insurance violation | 2012 | MN-FIN | $10,000 |
Allstate Insurance Co. | Allstate | insurance violation | 2014 | MN-FIN | $10,000 |
United States Fire Insurance Co. | Fairfax Financial Holdings | insurance violation | 2014 | MN-FIN | $10,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2015 | MN-FIN | $10,000 |
American General Life Insurance Co. | American International Group | insurance violation | 2015 | MN-FIN | $10,000 |
Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2015 | MN-FIN | $10,000 |
The Lincoln National Life Insurance Co. | Lincoln National | insurance violation | 2016 | MN-FIN | $10,000 |
Travelers Home and Marine Insurance Co. | Travelers | insurance violation | 2016 | MN-FIN | $10,000 |
Auto-Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2016 | MN-FIN | $10,000 |
Safeco Surplus Lines Insurance Co. | Liberty Mutual Insurance | insurance violation | 2017 | MN-FIN | $10,000 |
Bankers Life and Casualty Co. and Colonial Penn Life Insurance Co. | CNO Financial | insurance violation | 2018 | MN-FIN | $10,000 |
Lincoln National Life Insurance Co. | Lincoln National | insurance violation | 2019 | MN-FIN | $10,000 |
Austin Mutual Insurance Co. | American Family Insurance | insurance violation | 2019 | MN-FIN | $10,000 |
The Travelers Indemnity Co. | Travelers | insurance violation | 2019 | MN-FIN | $10,000 |
American Modern Home Insurance Co. | Munich Re | insurance violation | 2015 | MO-INS | $10,000 |
Safety National Casualty Corp. | Tokio Marine | insurance violation | 2008 | MS-INS | $10,000 |
Allstate Fire and Casualty Insurance Co. et al. | Allstate | insurance violation | 2017 | MT-FIN | $10,000 |
Austin Mutual Insurance Company | American Family Insurance | insurance violation | 2014 | ND-INS | $10,000 |