Blackrock Fund Advisors | BlackRock | investor protection violation | 2017 | SEC | $1,500,000 |
Credit Suisse Securities (USA) LLC | UBS | investor protection violation | 2017 | SEC | $5,754,714 |
Stifel, Nicolaus & Company, Incorporated | Stifel Financial | investor protection violation | 2017 | SEC | $300,000 |
Voya Financial Advisors, Inc. | Voya Financial | investor protection violation | 2017 | SEC | $3,095,953 |
Columbia Management Investment Services Corp. | Ameriprise Financial | investor protection violation | 2017 | SEC | $250,000 |
Louis Dreyfus Company LLC | Louis Dreyfus | railroad safety violation | 2017 | FRA | $8,250 |
Buckeye Partners | IFM Investors | railroad safety violation | 2017 | FRA | $10,000 |
Bank of America | Bank of America | export control violation | 2017 | BIS | $44,625 |
Ameritas Life Insurance Corp | Ameritas Mutual Holding Company | wage and hour violation | 2017 | WHD | $9,019 |
Bank of America | Bank of America | Family and Medical Leave Act | 2017 | WHD | $14,528 |
Wells Fargo | Wells Fargo | wage and hour violation | 2017 | private lawsuit-state | $13,000,000 |
Progressive | Progressive | wage and hour violation | 2017 | private lawsuit-federal | $46,000 |
Prudential Financial | Prudential Financial | wage and hour violation | 2017 | private lawsuit-federal | $12,500,000 |
Bank of America | Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $6,000,000 |
Wells Fargo Advisors | Wells Fargo | wage and hour violation | 2017 | private lawsuit-federal | $3,500,000 |
U.S. Bancorp | U.S. Bancorp | wage and hour violation | 2017 | private lawsuit-federal | $7,000,000 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2017 | private lawsuit-federal | $16,666,667 |
Ditech Financial LLC | Ditech Holding Corporation | wage and hour violation | 2017 | private lawsuit-federal | $1,383,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | wage and hour violation | 2017 | private lawsuit-federal | $775,000 |
Citigroup | Citigroup | wage and hour violation | 2017 | private lawsuit-federal | $1,080,000 |
Regions Financial | Regions Financial | wage and hour violation | 2017 | private lawsuit-federal | $620,634 |
Fifth Third Bank | Fifth Third Bancorp | wage and hour violation | 2017 | private lawsuit-federal | $1,111,388 |
Wells Fargo | Wells Fargo | wage and hour violation | 2017 | private lawsuit-federal | $685,000 |
PNC Bank | PNC Financial Services | wage and hour violation | 2017 | private lawsuit-federal | $16,000,000 |
JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2017 | private lawsuit-federal | $5,707,279 |
U.S. Bancorp | U.S. Bancorp | wage and hour violation | 2017 | private lawsuit-federal | $1,150,000 |
Allstate Insurance | Allstate | wage and hour violation | 2017 | private lawsuit-state | $2,000,000 |
Wells Fargo | Wells Fargo | wage and hour violation | 2017 | private lawsuit-federal | $3,900,000 |
Bank of America | Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $7,000,000 |
Bank of America | Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $1,900,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | wage and hour violation | 2017 | private lawsuit-federal | $4,900,000 |
Bank of America | Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $6,600,000 |
Citigroup | Citigroup | wage and hour violation | 2017 | private lawsuit-federal | $325,000 |
Synagro Northeast | Goldman Sachs | environmental violation | 2017 | EPA | $104,000 |
MetLife Securities | MetLife | employment discrimination | 2017 | private lawsuit-federal | $32,500,000 |
Wells Fargo Advisors | Wells Fargo | employment discrimination | 2017 | private lawsuit-federal | $35,500,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | benefit plan administrator violation | 2017 | private lawsuit-federal | $25,000,000 |
New York Life Insurance Company | New York Life Insurance | benefit plan administrator violation | 2017 | private lawsuit-federal | $3,000,000 |
Teachers Insurance and Annuity Insurance Association of America | TIAA | benefit plan administrator violation | 2017 | private lawsuit-federal | $5,000,000 |
The Gas Company Llc | Macquarie | motor vehicle safety violation | 2017 | FMCSA | $12,650 |
East Penn Railroad LLC | 3i Infrastructure PLC | railroad safety violation | 2017 | FRA | $5,000 |
Noble Americas Corporation | Vitol | railroad safety violation | 2017 | FRA | $6,500 |
Aflac Inc. | Aflac | insurance violation | 2017 | MULTI-AG | $350,000 |
American Security Insurance Co. | Assurant | consumer protection violation | 2017 | MA-AG | $6,300,000 |
Ameriprise Group | Ameriprise Financial | insurance violation | 2017 | MULTI-AG | $1,500,000 |
CashCall Inc., WS Funding | CashCall Inc. | consumer protection violation | 2017 | DC-AG | $2,962,573 |
CashCall, Inc. | CashCall Inc. | consumer protection violation | 2017 | VA-AG | $15,335,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2017 | NY-AG | $23,500,000 |
Deutsche Bank | Deutsche Bank | price-fixing or anti-competitive practices | 2017 | MULTI-AG | $220,000,000 |
Deutsche Bank | Deutsche Bank | toxic securities abuses | 2017 | MD-AG | $95,000,000 |
GreenSky Servicing LLC | Goldman Sachs | consumer protection violation | 2017 | NJ-AG | $160,000 |
Horizon Healthcare Services, Inc. | Horizon Healthcare Services | privacy violation | 2017 | NJ-AG | $1,100,000 |
LPL Financial, LLC | LPL Financial | investor protection violation | 2017 | NJ-AG | $975,000 |
Nationwide Mutual Insurance Company | Nationwide | privacy violation | 2017 | MULTI-AG | $5,500,000 |
Royal Bank of Scotland | NatWest Group PLC | toxic securities abuses | 2017 | CA-AG | $125,000,000 |
Santander Consumer USA Holdings Inc. | Banco Santander | consumer protection violation | 2017 | MA-AG | $22,000,000 |
Santander Consumer USA Holdings, Inc. | Banco Santander | consumer protection violation | 2017 | DE-AG | $3,875,000 |
State Farm Life Insurance Co. | State Farm Insurance | insurance violation | 2017 | MULTI-AG | $250,000 |
Western Sky Financial, LLC, CashCall, Inc. | CashCall Inc. | consumer protection violation | 2017 | GA-AG | $42,000,000 |
Western Union Co. | Western Union | consumer protection violation | 2017 | MULTI-AG | $5,000,000 |
Wilmington Trust N.A. | M&T Bank | benefit plan administrator violation | 2017 | private lawsuit-federal | $29,773,250 |
Bank of America, N.A. | Bank of America | consumer protection violation | 2017 | CA-MULTI | $1,940,000 |
AON SERVICE CORPORATION | Aon | wage and hour violation | 2017 | WHD | $7,406 |
Cleco Corporation | Macquarie | wage and hour violation | 2017 | WHD | $12,190 |
Ally Financial Inc | Ally Financial | wage and hour violation | 2017 | WHD | $34,169 |
Ally Financial, LLC | Ally Financial | wage and hour violation | 2017 | WHD | $164,143 |
Buckeye Partners, LP | IFM Investors | wage and hour violation | 2017 | WHD | $284,265 |
Teachers Insurance & Annuity Assoc of America | TIAA | wage and hour violation | 2017 | WHD | $9,678 |
Academy Mortgage Corp. | Academy Mortgage Corp. | consumer protection violation | 2017 | AK-DBS | $6,500 |
Morgan Keegan & Co. | Raymond James Financial | investor protection violation | 2017 | AL-SEC | $20,000 |
Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2017 | AR-INS | $50,000 |
SunTrust Mortgage, Inc. | Truist Financial | consumer protection violation | 2017 | AR-SEC | $13,000 |
CashCall, Inc. | CashCall Inc. | payday lending violation | 2017 | AZ-DIFI | $250,000 |
Guaranteed Rate, Inc. | Guaranteed Rate Inc. | consumer protection violation | 2017 | CA-DFPI | $50,000 |
Ocwen Financial Solutions, Private Ltd. | Ocwen Financial | consumer protection violation | 2017 | CA-DFPI | $52,000 |
Ocwen Loan Servicing, LLC | Ocwen Financial | mortgage abuses | 2017 | CA-DFPI | $225,000,000 |
Amerisave Mortgage Corp. | AmeriSave Mortgage | consumer protection violation | 2017 | CA-DFPI | $50,000 |
W.R. Berkley Corp. | W.R. Berkley | insurance violation | 2017 | CA-INS | $3,015,000 |
Admiral Risk Insurance Services, Inc. | W.R. Berkley | insurance violation | 2017 | CA-INS | $1,542,500 |
Admiral Insurance Co. | W.R. Berkley | insurance violation | 2017 | CA-INS | $1,542,500 |
MLD Mortgage, Inc. dba The Money Store dba Mortgage Lending Direct | MLD Mortgage Inc. dba The Money Store | consumer protection violation | 2017 | CA-DFPI | $30,000 |
State Farm | State Farm Insurance | insurance violation | 2017 | CA-INS | $13,335,701 |
Homebridge Financial Services, Inc. | Homebridge Financial Services | consumer protection violation | 2017 | CA-DFPI | $80,000 |
Bannockburn Global Forex, LLC | First Financial Bancorp. | consumer protection violation | 2017 | CA-DFPI | $500,000 |
Nationstar Mortgage, LLC dba Mr. Cooper | Mr. Cooper Group | consumer protection violation | 2017 | CA-DFPI | $9,118,784 |
Auto Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2017 | CO-INS | $25,875 |
Lincoln National Life Insurance Co. | Lincoln National | insurance violation | 2017 | DE-INS | $79,000 |
Transamerica Life Insurance Co. | Aegon | insurance violation | 2017 | ID-INS | $5,000 |
Pruco Securities, LLC | Prudential Financial | investor protection violation | 2017 | IL-SEC | $900,000 |
Wells Fargo Advisors, LLC | Wells Fargo | investor protection violation | 2017 | IL-SEC | $270,000 |
NYLIFE Securities, LLC | New York Life Insurance | investor protection violation | 2017 | IN-SEC | $275,000 |
AGCS Marine Insurance Co. | Allianz | insurance violation | 2017 | KS-INS | $63,483 |
Great American Insurance Co. | American Financial Group | insurance violation | 2017 | KS-INS | $13,000 |
Companion Life Insurance Co. | BlueCross BlueShield of South Carolina | insurance violation | 2017 | KS-INS | $100,000 |
Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2017 | LA-INS | $10,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2017 | MA-SEC | $975,000 |
Investment Professionals, Inc. | Ameriprise Financial | investor protection violation | 2017 | MA-SEC | $100,000 |
Morgan Stanley Smith Barney LLC | Morgan Stanley | investor protection violation | 2017 | MA-SEC | $1,000,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2017 | MA-SEC | $1,000,000 |
Gerber Life Insurance Co. | Western & Southern Financial Group | insurance violation | 2017 | MD-INS | $8,000 |
Safety National Casualty Corp. | Tokio Marine | insurance violation | 2017 | MD-INS | $5,000 |