Old Republic Insurance Company | Old Republic International | insurance violation | 2023 | TX-INS | $19,500 |
Hanover Insurance Company | Hanover Insurance | insurance violation | 2023 | TX-INS | $30,000 |
Hartford Casualty Insurance Company | Hartford Financial Services | insurance violation | 2023 | TX-INS | $12,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $22,250 |
New Hampshire Insurance Company | American International Group | insurance violation | 2023 | TX-INS | $9,500 |
Hanover Insurance Company | Hanover Insurance | insurance violation | 2023 | TX-INS | $17,500 |
XL Specialty Insurance Company | AXA | insurance violation | 2023 | TX-INS | $9,500 |
Liberty Mutual Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2023 | TX-INS | $6,250 |
Safety National Casualty Corp. | Tokio Marine | insurance violation | 2023 | TX-INS | $19,000 |
Riversource Life Insurance Company | Ameriprise Financial | insurance violation | 2023 | WA-INS | $59,613 |
TRANSAMERICA LIFE INSURANCE COMPANY | Aegon | insurance violation | 2023 | WA-INS | $40,000 |
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | Massachusetts Mutual Life Insurance | insurance violation | 2023 | WA-INS | $10,000 |
State Farm Mutual Automobile Insurance Company | State Farm Insurance | insurance violation | 2024 | MT-FIN | $2,000,000 |
Liberty Insurance Underwriters, Inc. | Liberty Mutual Insurance | insurance violation | 2022 | NJ-DBI | $1,778,000 |
Prudential Insurance Company of America | Prudential Financial | insurance violation | 2021 | NJ-DBI | $1,200,000 |
Pacific Life Insurance Company | Pacific Life | insurance violation | 2023 | MN-FIN | $250,000 |
Mid-Century Insurance Company | Zurich Insurance | insurance violation | 2024 | NY-DFS | $150,000 |
Metropolitan Life Insurance Company | MetLife | insurance violation | 2022 | NJ-DBI | $142,800 |
Transamerica Life Insurance Company | Aegon | insurance violation | 2020 | NJ-DBI | $137,000 |
Transamerica Financial Life Insurance Company | Aegon | insurance violation | 2023 | NY-DFS | $120,000 |
State Farm Mutual Automobile Insurance Company | State Farm Insurance | insurance violation | 2024 | OR-FIN | $100,000 |
STATE FARM FIRE & CASUALTY COMPANY et al. | State Farm Insurance | insurance violation | 2024 | WA-INS | $100,000 |
NEW YORK LIFE INSURANCE COMPANY | New York Life Insurance | insurance violation | 2024 | WA-INS | $46,328 |
Progressive Specialty Insurance Company | Progressive | insurance violation | 2023 | MD-INS | $38,500 |
Standard Fire Insurance Company | Travelers | insurance violation | 2023 | TX-INS | $25,000 |
LM Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2024 | TX-INS | $24,000 |
XL Insurance America Inc. | AXA | insurance violation | 2023 | TX-INS | $24,000 |
Travelers Casualty & Surety Company | Travelers | insurance violation | 2023 | TX-INS | $22,000 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $18,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $17,500 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2024 | TX-INS | $17,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2024 | TX-INS | $17,000 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2023 | TX-INS | $17,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2023 | TX-INS | $17,000 |
Travelers Property Casualty Company of America | Travelers | insurance violation | 2023 | TX-INS | $15,000 |
Everest Premier Insurance Company | Everest Re Group | insurance violation | 2023 | TX-INS | $13,500 |
AIU Insurance Company | American International Group | insurance violation | 2023 | TX-INS | $12,500 |
Phoenix Insurance Company | Travelers | insurance violation | 2023 | TX-INS | $12,500 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $12,000 |
Hartford Underwriters Insurance Company | Hartford Financial Services | insurance violation | 2023 | TX-INS | $11,000 |
T.H.E. Insurance Company | AXA | insurance violation | 2024 | TX-INS | $10,000 |
Old Republic Insurance Company | Old Republic International | insurance violation | 2023 | TX-INS | $10,000 |
AIG Property Casualty Company | American International Group | insurance violation | 2023 | TX-INS | $9,000 |
John Hancock Life Insurance Company (U.S.A.) | Manulife Financial | insurance violation | 2023 | VA-INS | $8,800 |
Liberty Mutual Personal Insurance Company | Liberty Mutual Insurance | insurance violation | 2024 | MD-INS | $8,500 |
AIU Insurance Company | American International Group | insurance violation | 2024 | TX-INS | $8,000 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2023 | TX-INS | $7,500 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2024 | TX-INS | $6,200 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2023 | TX-INS | $6,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2024 | MD-INS | $5,000 |
Allstate Indemnity Company | Allstate | insurance violation | 2024 | MD-INS | $5,000 |
Acadia Insurance Company | W.R. Berkley | insurance violation | 2024 | TX-INS | $5,000 |
QBE Insurance Corporation | QBE Insurance | insurance violation | 2023 | TX-INS | $5,000 |
United Wisconsin Insurance Co. | AF Group | insurance violation | 2023 | TX-INS | $5,000 |
AMERITAS LIFE INSURANCE CORP | Ameritas Mutual Holding Company | insurance violation | 2024 | WA-INS | $5,000 |
STANDARD INSURANCE COMPANY | Meiji Yasuda Life Insurance | insurance violation | 2024 | WA-INS | $5,000 |
SUN LIFE ASSURANCE COMPANY OF CANADA | Sun Life Financial | insurance violation | 2024 | WA-INS | $5,000 |
Barclays Bank PLC | Barclays | insider trading | 2007 | SEC | $10,943,561 |
Friedman, Billings, Ramsey & Co., Inc. | Arlington Asset Investment Corp. | insider trading | 2006 | SEC | $3,755,839 |
Goldman Sachs & Co. | Goldman Sachs | illicit political contributions | 2012 | SEC | $12,000,000 |
State Street Bank and Trust Company | State Street Corp. | illicit political contributions | 2016 | SEC | $12,000,000 |
Citifinancial | Citigroup | housing program violation | 2010 | MULTI-FIN | $1,250,000 |
US Bank | U.S. Bancorp | housing code violation | 2016 | CA-LACA | $13,500,000 |
Citibank | Citigroup | gambling violation | 2002 | NY-AG | $100,000 |
CommerceWest Bank | CommerceWest Bank | fraud | 2015 | DOJ_CRIMINAL | $4,900,000 |
ConvergEx Group LLC | Toronto-Dominion Bank | fraud | 2014 | DOJ_CRIMINAL | $43,800,000 |
Crawford Healthcare Management of Norfolk & Baltimore | Crawford & Co. | fraud | 2003 | DOJ_CRIMINAL | $8,000,000 |
Banc of America Securities LLC | Bank of America | fraud | 2007 | SEC | $26,000,000 |
State Street Corporation | State Street Corp. | fraud | 2017 | DOJ_CRIMINAL | $32,300,000 |
Allied Home Mortgage | Americus Mortgage | fraud | 2017 | USAO | $296,298,325 |
AmSouth Bancorporation | Regions Financial | fraud | 2004 | USAO | $40,000,000 |
Credit Lyonnais | Credit Agricole | fraud | 2003 | USAO | $100,000,000 |
Republic New York Securities | HSBC | fraud | 2001 | USAO | $569,000,000 |
HSBC Holdings plc | HSBC | fraud | 2018 | DOJ_CRIMINAL | $100,000,000 |
BMO Harris Bank, N.A. | Bank of Montreal | fraud | 2018 | USAO | $10,000,000 |
Bank of America | Bank of America | fraud | 2016 | DC-AG | $13,000,000 |
Bank of America | Bank of America | fraud | 2010 | DC-AG | $13,502,852 |
Wells Fargo & Company | Wells Fargo | fraud | 2020 | DOJ_CIVIL | $3,000,000,000 |
Vitol Inc. | Vitol | fraud | 2020 | CFTC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $95,700,000 |
JPMorgan Chase & Co. | JPMorgan Chase | fraud | 2020 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000 |
State Street Corporation | State Street Corp. | fraud | 2021 | USAO | $115,000,000 |
Credit Suisse Group AG | UBS | fraud | 2021 | DOJ_CRIMINAL | $175,500,000 |
NatWest Markets Plc | NatWest Group PLC | fraud | 2021 | DOJ_CRIMINAL | $35,000,000 |
Nomura Securities International | Nomura | fraud | 2023 | USAO | $35,000,000 |
Aon Corporation | Aon | Foreign Corrupt Practices Act | 2011 | DOJ_CRIMINAL | $1,760,000 |
BNY Mellon | Bank of New York Mellon | Foreign Corrupt Practices Act | 2015 | SEC | $14,800,000 |
Allianz SE | Allianz | Foreign Corrupt Practices Act | 2012 | SEC | $12,396,423 |
Aon Corporation | Aon | Foreign Corrupt Practices Act | 2011 | SEC | $14,545,020 |
Och-Ziff Capital Management Group LLC | Sculptor Capital Management | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $213,000,000 |
JPMorgan Securities | JPMorgan Chase | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $72,000,000 |
Och-Ziff Capital Management Group | Sculptor Capital Management | Foreign Corrupt Practices Act | 2016 | SEC | $199,045,167 |
JPMorgan Chase & Co. | JPMorgan Chase | Foreign Corrupt Practices Act | 2016 | SEC | $130,000,000 |
Omega Advisors | Omega Advisors | Foreign Corrupt Practices Act | 2007 | USAO | $500,000 |
Credit Suisse (Hong Kong) Limited | UBS | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $47,029,916 |
Societe Generale S.A. | Societe Generale | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $860,000,000 |
Legg Mason Inc. | Franklin Resources | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $64,200,000 |
Legg Mason Inc. | Franklin Resources | Foreign Corrupt Practices Act | 2018 | SEC | $34,500,000 |
Credit Suisse Group AG | UBS | Foreign Corrupt Practices Act | 2018 | SEC | $29,700,000 |
Deutsche Bank AG | Deutsche Bank | Foreign Corrupt Practices Act | 2019 | SEC | $16,178,850 |
Barclays PLC | Barclays | Foreign Corrupt Practices Act | 2019 | SEC | $6,308,726 |
World Acceptance Corporation | World Acceptance Corporation | Foreign Corrupt Practices Act | 2020 | SEC | $21,700,000 |