Credit Suisse Group AG | UBS | Foreign Corrupt Practices Act | 2021 | SEC | $99,000,000 |
Ally Financial Inc. and Ally Bank | Ally Financial | consumer protection violation | 2013 | CFPB | $98,000,000 |
Citigroup | Citigroup | wage and hour violation | 2008 | private lawsuit-federal | $98,000,000 |
AEGON USA Investment Management LLC et al. | Aegon | investor protection violation | 2018 | SEC | $97,600,000 |
Banamex USA | Citigroup | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $97,440,000 |
Barclays Capital | Barclays | investor protection violation | 2017 | SEC | $97,037,659 |
TIAA-CREF Individual & Institutional Services, LLC | TIAA | benefit plan administrator violation | 2021 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $97,000,000 |
TIAA-CREF Individual & Institutional Services LLC | TIAA | accounting fraud or deficiencies | 2021 | SEC | $97,000,000 |
American Express | American Express | consumer protection violation | 2017 | CFPB | $96,000,000 |
Vitol Inc. | Vitol | fraud | 2020 | CFTC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $95,700,000 |
Wells Fargo Bank, N.A. | Wells Fargo | wage and hour violation | 2021 | private lawsuit-federal | $95,696,122 |
Deutsche Bank | Deutsche Bank | tax violations | 2017 | USAO | $95,000,000 |
Deutsche Bank | Deutsche Bank | toxic securities abuses | 2017 | MD-AG | $95,000,000 |
Capital One Bank | Capital One Financial | privacy violation | 2022 | private lawsuit-federal | $95,000,000 |
Morgan Stanley & Co. | Morgan Stanley | consumer protection violation | 2014 | private lawsuit-federal | $95,000,000 |
Western Union Financial Services, Inc. | Western Union | anti-money-laundering deficiencies | 2010 | MULTI-AG | $94,000,000 |
Barclays PLC | Barclays | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $94,000,000 |
Sallie Mae Bank | SLM Corp. | banking violation | 2014 | FDIC | $93,300,000 |
Citibank N.A. | Citigroup | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $91,250,000 |
JPMorgan Chase & Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2019 | private lawsuit-federal | $91,250,000 |
John Hancock Life Insurance Company | Manulife Financial | consumer protection violation | 2019 | private lawsuit-federal | $91,250,000 |
UBS AG | UBS | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $90,800,000 |
Credit Agricole S.A. | Credit Agricole | economic sanction violation | 2015 | FED | $90,300,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | wage and hour violation | 2001 | private lawsuit-state | $90,009,208 |
Credit Suisse AG | UBS | accounting fraud or deficiencies | 2016 | SEC | $90,000,000 |
BNP Paribas USA Inc. | BNP Paribas | price-fixing or anti-competitive practices | 2018 | DOJ_ANTITRUST | $90,000,000 |
BNP Paribas Securities Corp. | BNP Paribas | price-fixing or anti-competitive practices | 2018 | CFTC | $90,000,000 |
Banc One Investment Advisors Corporation | JPMorgan Chase | investor protection violation | 2004 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $90,000,000 |
PNC Bank N.A. | PNC Financial Services | consumer protection violation | 2013 | private lawsuit-federal | $90,000,000 |
Bank of America | Bank of America | consumer protection violation | 2023 | CFPB | $90,000,000 |
State Street Bank And Trust Co. | State Street Corp. | benefit plan administrator violation | 2010 | private lawsuit-federal | $89,750,000 |
State Street Bank and Trust Company | State Street Corp. | investor protection violation | 2019 | SEC | $88,780,000 |
JPMorgan Chase Bank | JPMorgan Chase | economic sanction violation | 2011 | OFAC | $88,300,000 |
Wilmington Trust, N.A. | M&T Bank | benefit plan administrator violation | 2020 | EBSA | $88,000,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2004 | SEC | $87,500,000 |
Deutsche Bank | Deutsche Bank | Foreign Corrupt Practices Act | 2021 | DOJ_CRIMINAL | $87,091,424 |
Wells Fargo & Company | Wells Fargo | banking violation | 2012 | FED | $87,000,000 |
Barclays Capital Inc. | Barclays | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $87,000,000 |
Nationstar Mortgage dba Mr. Cooper | Mr. Cooper Group | consumer protection violation | 2020 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $86,300,000 |
Lloyds Banking Group plc | Lloyds Banking Group | price-fixing or anti-competitive practices | 2014 | DOJ_CRIMINAL | $86,000,000 |
Wells Fargo & Company | Wells Fargo | banking violation | 2011 | FED | $85,000,000 |
Fifth Third Bancorp | Fifth Third Bancorp | toxic securities abuses | 2015 | USAO | $85,000,000 |
Royal Bank of Scotland plc | NatWest Group PLC | price-fixing or anti-competitive practices | 2017 | CFTC | $85,000,000 |
USAA Federal Savings Bank | USAA | banking violation | 2020 | OCC | $85,000,000 |
Countrywide Financial Corp. | Bank of America | mortgage abuses | 2008 | HI-DCCA | $84,548,000 |
Interactive Brokers LLC | Interactive Brokers Group | investor protection violation | 2021 | CFTC | $84,320,000 |
Bank of New York Mellon | Bank of New York Mellon | benefit plan administrator violation | 2015 | EBSA | $84,000,000 |
Central Payment Co. | Global Payments Inc. | consumer protection violation | 2022 | private lawsuit-federal | $84,000,000 |
FleetBoston Financial Corp | Bank of America | benefit plan administrator violation | 2008 | private lawsuit-federal | $83,401,000 |
Branch Banking & Trust Company (BB&T) | Truist Financial | False Claims Act and related | 2016 | DOJ_CIVIL | $83,000,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | investor protection violation | 2024 | SEC | $83,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2024 | private lawsuit-federal | $81,700,000 |
Wells Fargo Bank N.A. | Wells Fargo | bankruptcy professional violation | 2015 | DOJ_UTP | $81,600,000 |
Societe Generale S.A. | Societe Generale | economic sanction violation | 2018 | FED | $81,300,000 |
Assurant Inc. | Assurant | insurance violation | 2016 | MULTI-FIN | $80,217,000 |
BNP Paribas | BNP Paribas | False Claims Act and related | 2014 | DOJ_CIVIL | $80,000,000 |
American International Group, Inc. | American International Group | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $80,000,000 |
Strong Capital Management, Inc. | Wells Fargo | investor protection violation | 2004 | SEC | $80,000,000 |
Canadian Imperial Bank of Commerce | Canadian Imperial Bank of Commerce | accounting fraud or deficiencies | 2003 | SEC | $80,000,000 |
Bear, Stearns & Co. Inc. | JPMorgan Chase | investor protection violation | 2003 | SEC | $80,000,000 |
J.P. Morgan Securities Inc. | JPMorgan Chase | investor protection violation | 2003 | SEC | $80,000,000 |
UBS Warburg LLC | UBS | investor protection violation | 2003 | SEC | $80,000,000 |
Merrill Lynch & Co. Inc. | Bank of America | accounting fraud or deficiencies | 2003 | SEC | $80,000,000 |
ACE, Ltd | Chubb Limited | price-fixing or anti-competitive practices | 2006 | MULTI-AG | $80,000,000 |
Bear Stearns & Co. LLC | JPMorgan Chase | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
Deutsche Bank | Deutsche Bank | investor protection violation | 2002 | MULTI-AG | $80,000,000 |
J.P. Morgan Chase & Co. | JPMorgan Chase | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
UBS Warburg LLC | UBS | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
Capital One Bank (USA), National Association | Capital One Financial | banking violation | 2020 | OCC | $80,000,000 |
USAA Federal Savings Bank | USAA | anti-money-laundering deficiencies | 2022 | FINCEN | $80,000,000 |
Deutsche Bank | Deutsche Bank | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $80,000,000 |
Wells Fargo & Company | Wells Fargo | benefit plan administrator violation | 2020 | private lawsuit-federal | $79,000,000 |
Bank Julius Baer & Co. Ltd. | Julius Baer Group | money laundering | 2021 | DOJ_CRIMINAL | $79,000,000 |
MetLife Bank | MetLife | banking violation | 2013 | OCC | $78,536,455 |
Coutts & Co Ltd | NatWest Group PLC | tax violations | 2015 | DOJ_TAX | $78,484,000 |
Citigroup Global Markets Inc. | Citigroup | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
Goldman Sachs | Goldman Sachs | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
UBS Securities LLC | UBS | consumer protection violation | 2015 | private lawsuit-federal | $78,333,333 |
The Bank of Nova Scotia | Scotiabank | investor protection violation | 2020 | CFTC | $77,400,000 |
Swiss Life Holding AG et al. | Swiss Life Group | tax violations | 2021 | DOJ_TAX | $77,374,337 |
OppenheimerFunds, Inc. | Invesco | investor protection violation | 2009 | IL-AG | $77,230,000 |
St. Paul Travelers | Travelers | price-fixing or anti-competitive practices | 2006 | MULTI-AG | $77,000,000 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2017 | private lawsuit-federal | $77,000,000 |
General American Life Insurance Company, Inc. | MetLife | False Claims Act and related | 2002 | DOJ_CIVIL | $76,000,000 |
Nationstar Mortgage, LLC | Mr. Cooper Group | consumer protection violation | 2015 | private lawsuit-federal | $76,000,000 |
Sallie Mae Inc. | SLM Corp. | consumer protection violation | 2013 | private lawsuit-federal | $76,000,000 |
State Street Bank and Trust Co. | State Street Corp. | investor protection violation | 2016 | MA-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,500,000 |
Citigroup Inc. | Citigroup | toxic securities abuses | 2010 | SEC | $75,000,000 |
J.P. Morgan Securities Inc. | JPMorgan Chase | kickbacks and bribery | 2009 | SEC | $75,000,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2004 | SEC | $75,000,000 |
U.S. Bank National Association | U.S. Bancorp | anti-money-laundering deficiencies | 2018 | OCC | $75,000,000 |
Merrill Lynch & Co., Inc. | Bank of America | benefit plan administrator violation | 2009 | private lawsuit-federal | $75,000,000 |
JPMorgan Chase | JPMorgan Chase | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000 |
Waddell & Reed, Inc. | Macquarie | investor protection violation | 2006 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000 |
Credit Suisse First Boston LLC | UBS | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000 |
JPMorgan Chase | JPMorgan Chase | benefit plan administrator violation | 2019 | private lawsuit-federal | $75,000,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | investor protection violation | 2021 | CFTC | $75,000,000 |
Barclays Bank PLC | Barclays | investor protection violation | 2022 | CFTC | $75,000,000 |
Citibank N.A. | Citigroup | investor protection violation | 2022 | CFTC | $75,000,000 |
Credit Suisse | UBS | investor protection violation | 2022 | CFTC | $75,000,000 |
Deutsche Bank | Deutsche Bank | investor protection violation | 2022 | CFTC | $75,000,000 |