Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type  | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| AK Steel Retirement | Cleveland-Cliffs | mining and minerals | benefit plan administrator violation | 2006 | private lawsuit-federal | $52,834,204 |
| AK Steel Corporation Retirement Accumulation Pension Plan | Cleveland-Cliffs | mining and minerals | benefit plan administrator violation | 2013 | private lawsuit-federal | $5,751,898 |
| FleetBoston Financial Corp | Bank of America | financial services | benefit plan administrator violation | 2008 | private lawsuit-federal | $83,401,000 |
| J.P. Morgan Chase Retirement Plan | JPMorgan Chase | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $604,957 |
| Duke Energy Retirement Cash Balance Plan | Duke Energy | utilities and power generation | benefit plan administrator violation | 2011 | private lawsuit-federal | $30,000,000 |
| Electronic Data Systems | benefit plan administrator violation | 2008 | private lawsuit-federal | $31,500,000 | ||
| Bechtel Corporation | Bechtel | construction and engineering | benefit plan administrator violation | 2011 | private lawsuit-federal | $18,500,000 |
| McKesson HBOC, Inc. | McKesson | wholesalers | benefit plan administrator violation | 2006 | private lawsuit-federal | $19,000,000 |
| General Motors Corporation | General Motors | motor vehicles | benefit plan administrator violation | 2008 | private lawsuit-federal | $37,500,000 |
| Royal Dutch Petroleum Company | Shell PLC | oil and gas | benefit plan administrator violation | 2005 | private lawsuit-federal | $90,000,000 |
| Textron, Inc. | Textron | aerospace and military contracting | benefit plan administrator violation | 2014 | private lawsuit-federal | $4,375,000 |
| Northrop Grumman Corporation | Northrop Grumman | aerospace and military contracting | benefit plan administrator violation | 2017 | private lawsuit-federal | $16,750,000 |
| General Dynamics Corporation | General Dynamics | aerospace and military contracting | benefit plan administrator violation | 2010 | private lawsuit-federal | $15,150,000 |
| Health Net, Inc. | Centene | healthcare services | benefit plan administrator violation | 2015 | private lawsuit-federal | $215,000,000 |
| Medco Health Solutions Inc. | Cigna | healthcare services | benefit plan administrator violation | 2004 | private lawsuit-federal | $42,500,000 |
| SunTrust Banks, Inc. | Truist Financial | financial services | benefit plan administrator violation | 2018 | private lawsuit-federal | $4,750,000 |
| American Airlines Inc | American Airlines | airlines | benefit plan administrator violation | 2018 | private lawsuit-federal | $22,000,000 |
| IBM Personal Pension Plan | IBM Corp. | information technology | benefit plan administrator violation | 2005 | private lawsuit-federal | $314,283,000 |
| AK Steel Corporation | Cleveland-Cliffs | mining and minerals | benefit plan administrator violation | 2011 | private lawsuit-federal | $178,600,000 |
| Washington Mutual Inc. | JPMorgan Chase | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $49,000,000 |
| Washington Mutual Pension Plan | JPMorgan Chase | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $20,000,000 |
| Lucent Technologies, Inc. | Nokia | telecommunications | benefit plan administrator violation | 2010 | private lawsuit-federal | $36,000,000 |
| Marsh & McLennan Companies, Inc. | Marsh & McLennan | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $35,000,000 |
| Avnet, Inc. | Avnet | wholesalers | benefit plan administrator violation | 2010 | private lawsuit-federal | $34,000,000 |
| Bank of America Corp | Bank of America | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $21,000,000 |
| Caterpillar Inc. | Caterpillar Inc. | heavy equipment | benefit plan administrator violation | 2010 | private lawsuit-federal | $16,500,000 |
| United States Sugar Corporation | U.S. Sugar | food products | benefit plan administrator violation | 2010 | private lawsuit-federal | $15,900,000 |
| Honeywell Retirement Earnings Plan | Honeywell International | diversified | benefit plan administrator violation | 2012 | private lawsuit-federal | $23,800,000 |
| Continental Automotive Systems US | Continental AG | automotive parts | benefit plan administrator violation | 2012 | private lawsuit-federal | $23,846,342 |
| AK Steel Corporation | Cleveland-Cliffs | mining and minerals | benefit plan administrator violation | 2012 | private lawsuit-federal | $15,800,000 |
| Schering-Plough Corporation | Merck | pharmaceuticals | benefit plan administrator violation | 2012 | private lawsuit-federal | $12,250,000 |
| Merck & Co., Inc. | Merck | pharmaceuticals | benefit plan administrator violation | 2012 | private lawsuit-federal | $10,400,000 |
| U.S. Bank Pension Plan | U.S. Bancorp | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $9,600,000 |
| First Horizon National Corporation | First Horizon National | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $6,000,000 |
| Colgate-Palmolive Co. | Colgate-Palmolive | household and personal care products | benefit plan administrator violation | 2014 | private lawsuit-federal | $45,900,000 |
| CIGNA Corporation | Cigna | healthcare services | benefit plan administrator violation | 2013 | private lawsuit-federal | $35,000,000 |
| International Paper Company | International Paper | paper and packaging | benefit plan administrator violation | 2014 | private lawsuit-federal | $30,000,000 |
| Regions Financial Corp. | Regions Financial | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $22,500,000 |
| Advanta Corp. | benefit plan administrator violation | 2014 | private lawsuit-federal | $4,500,000 | ||
| Coventry Health Care Inc. | CVS Health | retailing | benefit plan administrator violation | 2014 | private lawsuit-federal | $3,600,000 |
| United Community Banks, Inc. | United Community Banks Inc. | financial services | benefit plan administrator violation | 2013 | private lawsuit-federal | $3,500,000 |
| Flagstar Bancorp, Inc. | New York Community Bancorp | financial services | benefit plan administrator violation | 2013 | private lawsuit-federal | $3,000,000 |
| AK Steel Corporation | Cleveland-Cliffs | mining and minerals | benefit plan administrator violation | 2013 | private lawsuit-federal | $2,500,000 |
| Daimler Trucks North America, LLC | Daimler Truck AG | motor vehicles | benefit plan administrator violation | 2014 | private lawsuit-federal | $480,000,000 |
| ING Life Insurance & Annuity Co. | Voya Financial | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $14,950,000 |
| Nationwide Life Insurance | Nationwide | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $140,000,000 |
| Meriter Health Services | UnityPoint Health | healthcare services | benefit plan administrator violation | 2015 | private lawsuit-federal | $82,000,000 |
| State Street Corporation | State Street Corp. | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $10,000,000 |
| SC Johnson & Sons Inc. | S.C. Johnson & Son | household and personal care products | benefit plan administrator violation | 2015 | private lawsuit-federal | $34,150,000 |
| JohnsonDiversey Inc. | Bain Capital | private equity (including portfolio companies) | benefit plan administrator violation | 2015 | private lawsuit-federal | $10,250,000 |
| Prudential Insurance | Prudential Financial | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $39,100,000 |
| TIAA-CREF | TIAA | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $22,800,000 |
| Boeing Company | Boeing | aerospace and military contracting | benefit plan administrator violation | 2015 | private lawsuit-federal | $90,000,000 |
| Lockheed Martin Corporation | Lockheed Martin | aerospace and military contracting | benefit plan administrator violation | 2015 | private lawsuit-federal | $62,000,000 |
| Boeing Company | Boeing | aerospace and military contracting | benefit plan administrator violation | 2016 | private lawsuit-federal | $57,000,000 |
| American International Group, Inc. | American International Group | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $40,000,000 |
| Northern Trust Investments, N.A. | Northern Trust | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $36,000,000 |
| Freightcar America, Inc. | FreightCar America Inc. | heavy equipment | benefit plan administrator violation | 2016 | private lawsuit-federal | $32,750,000 |
| Novant Health, Inc. | Novant Health | healthcare services | benefit plan administrator violation | 2016 | private lawsuit-federal | $32,000,000 |
| Trinity Health Corporation | Trinity Health | healthcare services | benefit plan administrator violation | 2017 | private lawsuit-federal | $84,485,424 |
| Saint Francis Hospital and Medical Center | Trinity Health | healthcare services | benefit plan administrator violation | 2016 | private lawsuit-federal | $107,000,000 |
| Singing River Health Services Foundation | Singing River Health System | healthcare services | benefit plan administrator violation | 2018 | private lawsuit-federal | $156,400,000 |
| Providence Health & Services | Providence | healthcare services | benefit plan administrator violation | 2017 | private lawsuit-federal | $351,901,000 |
| Franciscan Missionaries of Our Lady Health Systems | Franciscan Missionaries of Our Lady Health Systems | healthcare services | benefit plan administrator violation | 2018 | private lawsuit-federal | $125,000,000 |
| Bon Secours Health System, Inc. | Bon Secours Mercy Health | healthcare services | benefit plan administrator violation | 2017 | private lawsuit-federal | $98,300,000 |
| St. Joseph's Hospital and Medical Center | St. Joseph's Health (NJ) | healthcare services | benefit plan administrator violation | 2018 | private lawsuit-federal | $42,500,000 |
| Holy Cross Hospital (Sinai Health System) | Sinai Health System (IL) | healthcare services | benefit plan administrator violation | 2017 | private lawsuit-federal | $9,100,000 |
| Wheaton Franciscan Healthcare | Ascension Health | healthcare services | benefit plan administrator violation | 2018 | private lawsuit-federal | $29,500,000 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | financial services | benefit plan administrator violation | 2017 | private lawsuit-federal | $25,000,000 |
| Mercy Health | Bon Secours Mercy Health | healthcare services | benefit plan administrator violation | 2018 | private lawsuit-federal | $63,000,000 |
| Hospital Sisters Health System | Hospital Sisters Health System | healthcare services | benefit plan administrator violation | 2019 | private lawsuit-federal | $62,500,000 |
| Liberty Mutual Retirement Benefit Plan | Liberty Mutual Insurance | financial services | benefit plan administrator violation | 2018 | private lawsuit-federal | $30,000,000 |
| Wawa, Inc. | Wawa Inc. | retailing | benefit plan administrator violation | 2018 | private lawsuit-federal | $25,000,000 |
| Continental Casualty Company | Loews Corp. | diversified | benefit plan administrator violation | 2018 | private lawsuit-federal | $25,000,000 |
| Deutsche Bank Americas Holding Corp. | Deutsche Bank | financial services | benefit plan administrator violation | 2019 | private lawsuit-federal | $21,900,000 |
| Philips North America LLC | Royal Philips | diversified | benefit plan administrator violation | 2018 | private lawsuit-federal | $17,000,000 |
| California Field Ironworkers Pension Trust | benefit plan administrator violation | 2018 | private lawsuit-federal | $15,400,000 | ||
| Affiliated Computer Services, Inc | Conduent | miscellaneous services | benefit plan administrator violation | 2008 | private lawsuit-federal | $1,500,000 |
| YRC Worldwide, Inc. | Yellow Corporation | freight and logistics | benefit plan administrator violation | 2012 | private lawsuit-federal | $6,500,000 |
| Aquila, Inc. | Evergy Inc. | utilities and power generation | benefit plan administrator violation | 2007 | private lawsuit-federal | $10,500,000 |
| Ascension Health | Ascension Health | healthcare services | benefit plan administrator violation | 2015 | private lawsuit-federal | $8,000,000 |
| Wal-Mart Stores Inc. | Walmart | retailing | benefit plan administrator violation | 2012 | private lawsuit-federal | $3,500,000 |
| Merrill Lynch | Bank of America | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $10,000,000 |
| CVS Corporation | CVS Health | retailing | benefit plan administrator violation | 2005 | private lawsuit-federal | $3,000,000 |
| SBC Communications | AT&T | telecommunications | benefit plan administrator violation | 2002 | private lawsuit-federal | $10,000,000 |
| AT&T Corporation | AT&T | telecommunications | benefit plan administrator violation | 2005 | private lawsuit-federal | $29,000,000 |
| SBC Pension Benefit Plan-Nonbargained Program | AT&T | telecommunications | benefit plan administrator violation | 2008 | private lawsuit-federal | $16,000,000 |
| Bellsouth Corporation | AT&T | telecommunications | benefit plan administrator violation | 2006 | private lawsuit-federal | $93,675,000 |
| Ford Motor Company | Ford Motor | motor vehicles | benefit plan administrator violation | 2011 | private lawsuit-federal | $1,475,000 |
| Cardinal Health, Inc. | Cardinal Health | wholesalers | benefit plan administrator violation | 2007 | private lawsuit-federal | $40,000,000 |
| Cardinal Health Inc | Cardinal Health | wholesalers | benefit plan administrator violation | 2008 | private lawsuit-federal | $4,000,000 |
| General Electric Company | General Electric | diversified | benefit plan administrator violation | 2009 | private lawsuit-federal | $40,150,000 |
| JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $150,000,000 |
| Bear Stearns Companies, Inc. | JPMorgan Chase | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $10,000,000 |
| Fannie Mae | Fannie Mae | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $7,250,000 |
| Merrill Lynch & Co., Inc. | Bank of America | financial services | benefit plan administrator violation | 2009 | private lawsuit-federal | $75,000,000 |
| Countrywide Financial Corporation | Bank of America | financial services | benefit plan administrator violation | 2009 | private lawsuit-federal | $55,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $62,500,000 |
| Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $17,500,000 |
| Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $7,420,000 |
| Wachovia Corporation | Wells Fargo | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $12,350,000 |
