Israel Discount Bank of New York | Israel Discount Bank | anti-money-laundering deficiencies | 2006 | NY-DFS | $6,000,000 |
Allstate Life Insurance Company of New York | Allstate | insurance violation | 2007 | NY-DFS | $18,250,000 |
HealthNow New York Inc. | Highmark Inc. | insurance violation | 2008 | NY-DFS | $1,050,000 |
Allied Home Mortgage Capital Corporation | Americus Mortgage | consumer protection violation | 2009 | NY-DFS | $10,000 |
AXA Equitable Life Insurance Company | Equitable Holdings | insurance violation | 2010 | NY-DFS | $1,900,000 |
Citicorp Insurance Agency, Inc., Citicorp Investment Services, and SBHU Life Agency, Inc. | Citigroup | insurance violation | 2010 | NY-DFS | $2,000,000 |
HealthNow | Highmark Inc. | insurance violation | 2011 | NY-DFS | $4,492,327 |
Hartford Life Insurance Company | Hartford Financial Services | insurance violation | 2012 | NY-DFS | $24,000,000 |
HealthNow | Highmark Inc. | insurance violation | 2012 | NY-DFS | $101,640 |
Standard Chartered Bank | Standard Chartered | anti-money-laundering deficiencies | 2012 | NY-DFS | $340,000,000 |
HealthNow New York Inc. | Highmark Inc. | insurance violation | 2013 | NY-DFS | $700,000 |
Assurant, Inc. | Assurant | insurance violation | 2013 | NY-DFS | $14,000,000 |
QBE Insurance Corp. | QBE Insurance | insurance violation | 2013 | NY-DFS | $10,000,000 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2013 | NY-DFS | $4,560,000 |
Seneca Insurance Company, Inc. | Fairfax Financial Holdings | insurance violation | 2013 | NY-DFS | $50,000 |
Companion Life Insurance Company | BlueCross BlueShield of South Carolina | insurance violation | 2013 | NY-DFS | $150,000 |
Bank of Tokyo Mitsubishi-UFJ, Ltd | Mitsubishi UFJ Financial Group | economic sanction violation | 2013 | NY-DFS | $250,000,000 |
Transamerica Financial Life Insurance Company | Aegon | insurance violation | 2013 | NY-DFS | $852,418 |
Prospect Mortgage, LLC | Homebridge Financial Services | mortgage abuses | 2013 | NY-DFS | $3,427,155 |
Royal Bank of Scotland | NatWest Group PLC | economic sanction violation | 2013 | NY-DFS | $50,000,000 |
Allianz Life Insurance Company of New York | Allianz | insurance violation | 2013 | NY-DFS | $135,000 |
Travelers Home & Marine Insurance Company | Travelers | insurance violation | 2014 | NY-DFS | $100,000 |
AXA Equitable | Equitable Holdings | insurance violation | 2014 | NY-DFS | $20,000,000 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | insurance violation | 2014 | NY-DFS | $46,800 |
MetLife | MetLife | insurance violation | 2014 | NY-DFS | $50,000,000 |
Encompass Indemnity Company | Allstate | insurance violation | 2014 | NY-DFS | $40,100 |
Credit Suisse AG | UBS | tax violations | 2014 | NY-DFS | $715,000,000 |
Permanent General Assurance Corporation | American Family Insurance | insurance violation | 2014 | NY-DFS | $75,000 |
Investment Professionals Inc. | Ameriprise Financial | insurance violation | 2014 | NY-DFS | $10,000 |
Hartford Casualty Insurance Company | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $7,100 |
Hartford Insurance Company of Illinois | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $7,100 |
Hartford Insurance Company of the Midwest | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $14,450 |
Hartford Underwriters Insurance Company | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $8,600 |
Sentinel Insurance Company, Ltd. | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $16,700 |
BNP Paribas | BNP Paribas | economic sanction violation | 2014 | NY-DFS | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,240,000,000 |
United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2014 | NY-DFS | $190,000 |
21st Century Centennial Insurance Company | Zurich Insurance | insurance violation | 2014 | NY-DFS | $9,000 |
Standard Chartered Bank | Standard Chartered | anti-money-laundering deficiencies | 2014 | NY-DFS | $300,000,000 |
Erie Insurance Company of New York | Erie Indemnity | insurance violation | 2014 | NY-DFS | $9,000 |
Nationwide General Insurance Company | Nationwide | insurance violation | 2014 | NY-DFS | $32,000 |
Selective Insurance Company of New York | Selective Insurance Group | insurance violation | 2014 | NY-DFS | $50,000 |
Selective Insurance Company of America | Selective Insurance Group | insurance violation | 2014 | NY-DFS | $50,000 |
Selective Way Insurance Company | Selective Insurance Group | insurance violation | 2014 | NY-DFS | $50,000 |
AIG | American International Group | insurance violation | 2014 | NY-DFS | $35,000,000 |
Bank of Tokyo Mitsubishi UFJ | Mitsubishi UFJ Financial Group | economic sanction violation | 2014 | NY-DFS | $315,000,000 |
Commerce and Industry Insurance Company | American International Group | insurance violation | 2014 | NY-DFS | $48,500 |
Bank Leumi | Bank Leumi | tax violations | 2014 | NY-DFS | $130,000,000 |
American Family Home Insurance Company | Munich Re | insurance violation | 2015 | NY-DFS | $25,000 |
American Modern Home Insurance Company | Munich Re | insurance violation | 2015 | NY-DFS | $150,000 |
Granite State Insurance Company | American International Group | insurance violation | 2015 | NY-DFS | $150,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2015 | NY-DFS | $250,000 |
New Hampshire Insurance Company | American International Group | insurance violation | 2015 | NY-DFS | $100,000 |
Harleysville Worcester Insurance Company | Nationwide | insurance violation | 2015 | NY-DFS | $76,500 |
Wells Fargo Bank | Wells Fargo | consumer protection violation | 2015 | NY-DFS | $4,000,000 |
Virginia Surety Company, Inc. | Assurant | insurance violation | 2015 | NY-DFS | $10,000 |
Commerzbank | Commerzbank | economic sanction violation | 2015 | NY-DFS | $610,000,000 |
Ameritas Life Insurance Corp. of New York | Ameritas Mutual Holding Company | insurance violation | 2015 | NY-DFS | $72,975 |
Combined Life Insurance Company of New York | Chubb Limited | insurance violation | 2015 | NY-DFS | $50,000 |
21st Century Centennial Insurance Company | Zurich Insurance | insurance violation | 2015 | NY-DFS | $36,500 |
21st Century National Insurance Company | Zurich Insurance | insurance violation | 2015 | NY-DFS | $25,000 |
Deutsche Bank | Deutsche Bank | price-fixing or anti-competitive practices | 2015 | NY-DFS | $600,000,000 |
AXA Art Insurance Corporation | AXA | insurance violation | 2015 | NY-DFS | $70,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2015 | NY-DFS | $485,000,000 |
Bankers Conseco Life Insurance Company | CNO Financial | insurance violation | 2015 | NY-DFS | $10,270 |
Metropolitan Group Property and Casualty Insurance Company | Zurich Insurance | insurance violation | 2015 | NY-DFS | $30,000 |
Erie Insurance Company of New York | Erie Indemnity | insurance violation | 2015 | NY-DFS | $21,000 |
Credit Agricole | Credit Agricole | economic sanction violation | 2015 | NY-DFS | $385,000,000 |
Goldman Sachs | Goldman Sachs | investor protection violation | 2015 | NY-DFS | $50,000,000 |
Deutsche Bank | Deutsche Bank | economic sanction violation | 2015 | NY-DFS | $200,000,000 |
Nationwide Property & Casualty Insurance Company | Nationwide | insurance violation | 2015 | NY-DFS | $7,000 |
National Interstate Insurance Company | American Financial Group | insurance violation | 2015 | NY-DFS | $90,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2015 | NY-DFS | $150,000,000 |
New Day Financial LLC dba New Day USA | New Day Financial LLC | consumer protection violation | 2015 | NY-DFS | $1,000,000 |
Allstate Fire and Casualty Insurance Company | Allstate | insurance violation | 2016 | NY-DFS | $50,000 |
HealthNow New York Inc. | Highmark Inc. | insurance violation | 2016 | NY-DFS | $750,000 |
Hartford Life Insurance Company | Hartford Financial Services | insurance violation | 2016 | NY-DFS | $50,000 |
TIAA-CREF Life Insurance Company | TIAA | insurance violation | 2016 | NY-DFS | $29,325 |
USAA Life Insurance Company of New York | USAA | insurance violation | 2016 | NY-DFS | $10,000 |
TIAA-CREF Life Insurance Company | TIAA | insurance violation | 2016 | NY-DFS | $139,940 |
Companion Life Insurance Company | BlueCross BlueShield of South Carolina | insurance violation | 2016 | NY-DFS | $146,485 |
Hartford Casualty Insurance Company | Hartford Financial Services | insurance violation | 2016 | NY-DFS | $15,000 |
Guardian Life Insurance Company of America | Guardian Life Insurance | insurance violation | 2016 | NY-DFS | $50,000 |
Agricultural Bank of China | Agricultural Bank of China | anti-money-laundering deficiencies | 2016 | NY-DFS | $215,000,000 |
PHH Mortgage Corporation | Ocwen Financial | mortgage abuses | 2016 | NY-DFS | $28,000,000 |
BCS Insurance Company | BCS Financial Corporation | insurance violation | 2016 | NY-DFS | $100,000 |
Intesa Sanpaolo S.p.A. | Intesa Sanpaolo | anti-money-laundering deficiencies | 2016 | NY-DFS | $235,000,000 |
Deutsche Bank AG | Deutsche Bank | anti-money-laundering deficiencies | 2017 | NY-DFS | $425,000,000 |
Combined Life Insurance Company of New York | Chubb Limited | insurance violation | 2017 | NY-DFS | $23,740 |
Globe Life Insurance Company of New York | Globe Life Inc. | insurance violation | 2017 | NY-DFS | $538,375 |
United States Life Insurance Company in the City of New York | American International Group | insurance violation | 2017 | NY-DFS | $873,918 |
Variable Annuity Life Insurance Company | American International Group | insurance violation | 2017 | NY-DFS | $25,000 |
Lincoln Financial Group | Lincoln National | insurance violation | 2017 | NY-DFS | $52,200,000 |
BNP Paribas S.A. | BNP Paribas | price-fixing or anti-competitive practices | 2017 | NY-DFS | $350,000,000 |
Credit Suisse AG | UBS | price-fixing or anti-competitive practices | 2017 | NY-DFS | $135,000,000 |
John Hancock Life Insurance Company of New York | Manulife Financial | insurance violation | 2017 | NY-DFS | $73,000 |
Tokio Marine Kiln Syndicates Limited and Beazley Furlonge Limited | Tokio Marine | insurance violation | 2017 | NY-DFS | $920,000 |
PHH Mortgage Corp. | Ocwen Financial | zoning violation | 2017 | NY-DFS | $119,000 |
Western Union | Western Union | anti-money-laundering deficiencies | 2018 | NY-DFS | $60,000,000 |
Amica Mutual Insurance Company | Amica Mutual Insurance | insurance violation | 2018 | NY-DFS | $20,000 |
QBE Insurance Corp. | QBE Insurance | insurance violation | 2018 | NY-DFS | $750,000 |
AIG Claims Inc. | American International Group | insurance violation | 2018 | NY-DFS | $177,500 |