Wells Fargo Bank N.A. |
Wells Fargo |
benefit plan administrator violation |
2014 |
private lawsuit-federal |
$62,500,000 |
JPMorgan Chase & Co. |
JPMorgan Chase |
banking violation |
2016 |
FED |
$61,900,000 |
Bank of Nova Scotia |
Scotiabank |
price-fixing or anti-competitive practices |
2020 |
DOJ_CRIMINAL |
$60,400,000 |
JPMorgan Chase Bank, National Association |
JPMorgan Chase |
banking violation |
2013 |
OCC |
$60,000,000 |
Sallie Mae Inc. |
Navient |
consumer protection violation |
2014 |
DOJ_RIGHTS |
$60,000,000 |
State Street Corporation |
State Street Corp. |
benefit plan administrator violation |
2016 |
private lawsuit-federal |
$60,000,000 |
Goldman Sachs & Co. |
Goldman Sachs |
mortgage abuses |
2009 |
MA-AG |
$60,000,000 |
Wachovia Securities |
Wells Fargo |
investor protection violation |
2008 |
MULTI-AG |
$60,000,000 |
Western Union |
Western Union |
anti-money-laundering deficiencies |
2018 |
NY-DFS |
$60,000,000 |
American-Amicable Life Insurance Company |
American-Amicable Group |
insurance violation |
2006 |
MULTI-FIN |
$60,000,000 |
Morgan Stanley Bank, N.A. |
Morgan Stanley |
banking violation |
2020 |
OCC |
$60,000,000 |
BNP Paribas (Suisse) SA |
BNP Paribas |
tax violations |
2015 |
DOJ_TAX |
$59,783,000 |
HSBC |
HSBC |
mortgage abuses |
2016 |
MULTI-AG |
(*) $59,500,000 |
Wachovia Bank N.A. |
Wells Fargo |
price-fixing or anti-competitive practices |
2011 |
MULTI-AG |
(*) $58,750,000 |
American International Group |
American International Group |
False Claims Act and related |
2007 |
MA-AG |
$58,500,000 |
Deutsche Bank AG |
Deutsche Bank |
economic sanction violation |
2015 |
FED |
$58,000,000 |
Deutsche Bank AG |
Deutsche Bank |
investor protection violation |
2015 |
SEC |
$55,000,000 |
American Express Bank International |
American Express |
anti-money-laundering deficiencies |
2007 |
DOJ_CRIMINAL |
$55,000,000 |
Hartford Financial Services Group, Inc. |
Hartford Financial Services |
investor protection violation |
2006 |
SEC |
$55,000,000 |
Putnam Investment Management LLC |
Power Financial Corporation |
investor protection violation |
2004 |
SEC |
$55,000,000 |
Countrywide Financial Corporation |
Bank of America |
benefit plan administrator violation |
2009 |
private lawsuit-federal |
$55,000,000 |
Goldman Sachs Group, Inc. |
Goldman Sachs |
investor protection violation |
2018 |
FED |
$54,750,000 |
Goldman Sachs Group Inc. |
Goldman Sachs |
foreign exchange market manipulation |
2018 |
NY-DFS |
$54,750,000 |
Credit Suisse Securities (USA) LLC |
Credit Suisse |
investor protection violation |
2016 |
SEC |
$54,300,000 |
Morgan Stanley |
Morgan Stanley |
employment discrimination |
2004 |
EEOC |
$54,000,000 |
Bank of New York Mellon |
Bank of New York Mellon |
investor protection violation |
2018 |
SEC |
$54,000,000 |
Societe Generale S.A. |
Societe Generale |
economic sanction violation |
2018 |
OFAC |
$53,966,916 |
State Street Corp. |
State Street Corp. |
consumer protection violation |
2019 |
MA-AG |
$53,500,000 |
U.S. Bank |
U.S. Bancorp |
consumer protection violation |
2014 |
CFPB |
$53,000,000 |
Wachovia |
Wells Fargo |
toxic securities abuses |
2015 |
NCUA |
$53,000,000 |
JPMorgan Chase |
JPMorgan Chase |
discriminatory practices (non-employment) |
2017 |
USAO |
$53,000,000 |
Regions Bank |
Regions Financial |
False Claims Act and related |
2016 |
DOJ_CIVIL |
$52,400,000 |
Lincoln Financial Group |
Lincoln National |
insurance violation |
2017 |
NY-DFS |
$52,200,000 |
Encore Capital Group |
Encore Capital Group |
consumer protection violation |
2015 |
CFPB |
$52,000,000 |
Ally Financial Inc. |
Ally Financial |
toxic securities abuses |
2016 |
USAO |
$52,000,000 |
RBS Financial Products Inc. |
Royal Bank of Scotland |
toxic securities abuses |
2011 |
MA-AG |
$52,000,000 |
U.S. Bank National Association |
U.S. Bancorp |
banking violation |
2014 |
OCC |
$51,900,000 |
Industrial Bank of Korea |
Industrial Bank of Korea |
anti-money-laundering deficiencies |
2020 |
USAO |
$51,000,000 |
Credit Suisse |
Credit Suisse |
toxic securities abuses |
2016 |
NCUA |
$50,300,000 |
Wachovia Bank N.A. |
Wells Fargo |
banking violation |
2010 |
OCC |
$50,000,000 |
THE ROYAL BANK OF SCOTLAND GROUP PLC |
Royal Bank of Scotland |
banking violation |
2013 |
FED |
$50,000,000 |
JPMorgan Chase Bank N.A. |
JPMorgan Chase |
bankruptcy professional violation |
2015 |
DOJ_UTP |
$50,000,000 |
UBS Securities |
UBS |
toxic securities abuses |
2013 |
SEC |
$50,000,000 |
Williams Power Company Inc. |
JPMorgan Chase |
data submission deficiencies |
2006 |
DOJ_CRIMINAL |
$50,000,000 |
Federal Home Loan Mortgage Corporation (Freddie Mac) |
Freddie Mac (Federal Home Loan Mortgage Corporation) |
investor protection violation |
2007 |
SEC |
$50,000,000 |
MBIA Inc. |
MBIA |
accounting fraud or deficiencies |
2007 |
SEC |
$50,000,000 |
AIM Advisors, Inc. and AIM Distributors, Inc. |
Invesco |
investor protection violation |
2004 |
SEC |
$50,000,000 |
PA Fund Management LLC, PEA Capital LLC and PA Distributors LLC |
Allianz |
investor protection violation |
2004 |
SEC |
$50,000,000 |
Franklin Advisers, Inc. |
Franklin Resources |
investor protection violation |
2004 |
SEC |
$50,000,000 |
Banc One Investment Advisors Corporation |
JPMorgan Chase |
investor protection violation |
2004 |
SEC |
$50,000,000 |
Massachusetts Financial Services Company |
Sun Life Financial |
investor protection violation |
2004 |
SEC |
$50,000,000 |
Morgan Stanley DW Inc. |
Morgan Stanley |
investor protection violation |
2003 |
SEC |
$50,000,000 |
Societe Generale S.A. |
Societe Generale |
toxic securities abuses |
2017 |
USAO |
$50,000,000 |
Wachovia Bank N.A. |
Wells Fargo |
anti-money-laundering deficiencies |
2010 |
USAO |
$50,000,000 |
Rabobank, National Association |
Rabobank |
anti-money-laundering deficiencies |
2018 |
OCC |
$50,000,000 |
Morgan Stanley |
Morgan Stanley |
wage and hour violation |
2009 |
private lawsuit-federal |
$50,000,000 |
ICAP Capital Markets LLC |
ICAP |
interest rate benchmark manipulation |
2018 |
CFTC |
$50,000,000 |
Waddell & Reed, Inc. |
Waddell & Reed Financial Inc. |
investor protection violation |
2006 |
SEC |
$50,000,000 |
Great American Life Insurance Company |
American Financial Group |
insurance violation |
2009 |
MN-AG |
$50,000,000 |
JPMorgan Chase |
JPMorgan Chase |
consumer protection violation |
2015 |
CA-AG |
$50,000,000 |
Willis Group Holdings Ltd. |
Willis Towers Watson |
price-fixing or anti-competitive practices |
2005 |
NY-AG |
$50,000,000 |
Wells Fargo |
Wells Fargo |
consumer protection violation |
2016 |
CA-LACA |
$50,000,000 |
Royal Bank of Scotland |
Royal Bank of Scotland |
economic sanction violation |
2013 |
NY-DFS |
$50,000,000 |
MetLife |
MetLife |
insurance violation |
2014 |
NY-DFS |
$50,000,000 |
Goldman Sachs |
Goldman Sachs |
investor protection violation |
2015 |
NY-DFS |
$50,000,000 |
Bank of America |
Bank of America |
investor protection violation |
2008 |
MULTI-FIN |
(*) $50,000,000 |
Wachovia Securities LLC |
Wells Fargo |
investor protection violation |
2008 |
MULTI-FIN |
(*) $50,000,000 |
The Bank of Nova Scotia |
Scotiabank |
investor protection violation |
2020 |
CFTC |
$50,000,000 |
Washington Mutual Inc. |
JPMorgan Chase |
benefit plan administrator violation |
2010 |
private lawsuit-federal |
$49,000,000 |
JPMorgan Chase Bank, National Association |
JPMorgan Chase |
banking violation |
2016 |
OCC |
$48,000,000 |
Credit Suisse (Hong Kong) Limited |
Credit Suisse |
Foreign Corrupt Practices Act |
2018 |
DOJ_CRIMINAL |
$47,029,916 |
Nelnet Inc. |
Nelnet |
False Claims Act and related |
2010 |
DOJ_CIVIL |
$47,000,000 |
Household International |
HSBC |
benefit plan administrator violation |
2004 |
private lawsuit-federal |
$46,500,000 |
Regions Bank |
Regions Financial |
banking violation |
2014 |
FED |
$46,000,000 |
American International Group, Inc. |
American International Group |
investor protection violation |
2004 |
SEC |
$46,000,000 |
Morgan Stanley |
Morgan Stanley |
employment discrimination |
2007 |
private lawsuit-federal |
$46,000,000 |
Spear, Leeds & Kellogg Specialists LLC |
Goldman Sachs |
investor protection violation |
2004 |
SEC |
$45,272,478 |
Citibank |
Citigroup |
consumer protection violation |
2016 |
CFPB |
$45,000,000 |
Salomon Smith Barney Inc. |
Morgan Stanley |
investor protection violation |
2000 |
SEC |
$45,000,000 |
UBS |
UBS |
wage and hour violation |
2007 |
private lawsuit-federal |
$45,000,000 |
Fred Alger Management, Inc. |
Alger Associates |
investor protection violation |
2007 |
NY-AG |
(*) $45,000,000 |
Merrill Lynch & Co. |
Bank of America |
investor protection violation |
2013 |
NJ-AG |
$45,000,000 |
PHH Mortgage Corp. |
Ocwen Financial |
mortgage abuses |
2018 |
MULTI-AG |
$45,000,000 |
Athene Holding Ltd. |
Athene Holding |
insurance violation |
2020 |
NY-DFS |
$45,000,000 |
Fireman's Fund Insurance Company |
Allianz |
False Claims Act and related |
2015 |
DOJ_CIVIL |
$44,000,000 |
RBS Securities Inc. |
Royal Bank of Scotland |
toxic securities abuses |
2017 |
USAO |
$44,000,000 |
UBS |
UBS |
wage and hour violation |
2007 |
private lawsuit-federal |
$44,000,000 |
ConvergEx Group LLC |
Cowen Inc. |
fraud |
2014 |
DOJ_CRIMINAL |
$43,800,000 |
Merrill Lynch |
Bank of America |
wage and hour violation |
2010 |
private lawsuit-federal |
$43,500,000 |
National City Corp. |
PNC Financial Services |
benefit plan administrator violation |
2010 |
private lawsuit-federal |
$43,000,000 |
Industrial and Commercial Bank of China Financial Services LLC |
Industrial and Commercial Bank of China |
investor protection violation |
2019 |
SEC |
$42,700,000 |
Morgan Stanley |
Morgan Stanley |
wage and hour violation |
2006 |
private lawsuit-federal |
$42,500,000 |
JPMorgan Chase |
JPMorgan Chase |
wage and hour violation |
2011 |
private lawsuit-federal |
$42,000,000 |
Merrill Lynch, Pierce, Fenner & Smith |
Bank of America |
investor protection violation |
2018 |
SEC |
$42,000,000 |
Bank of America Merrill Lynch |
Bank of America |
investor protection violation |
2018 |
NY-AG |
$42,000,000 |
RBS Financial Products |
Royal Bank of Scotland |
toxic securities abuses |
2012 |
NV-AG |
$42,000,000 |
Western Sky Financial, LLC, CashCall, Inc. |
CashCall Inc. |
consumer protection violation |
2017 |
GA-AG |
$42,000,000 |
Mercury Insurance Co. and Mercury Casualty Co. and California Automobile Insurance Co. |
Mercury General Corporation |
insurance violation |
2019 |
CA-INS |
$41,188,505 |
Countrywide Financial Corporation |
Bank of America |
mortgage abuses |
2009 |
WI-AG |
$41,100,000 |
ABN AMRO Mortgage Group |
ABN AMRO |
mortgage abuses |
2006 |
HUD |
$41,000,000 |
Deutsche Bank AG |
Deutsche Bank |
anti-money-laundering deficiencies |
2017 |
FED |
$41,000,000 |