Five Star Capital Markets LLC | | | investor protection violation | 2011 | AZ-CC | $5,677,226 |
Theodore J. Hogan & Associates, LLC | | | investor protection violation | 2011 | AZ-CC | $2,253,310 |
Phoenician Entertainment, L.L.C. | | | investor protection violation | 2011 | AZ-CC | $534,000 |
Plein Enterprises Incorporated dba Tri-Star Realty | | | investor protection violation | 2011 | AZ-CC | $1,586,182 |
Assisted Living Development Company, Inc. et al. | | | investor protection violation | 2011 | AZ-CC | $2,410,895 |
USDB Group Inc. aka US Deposit Brokers Group aka USDB | | | investor protection violation | 2011 | AZ-CC | $606,325 |
New Rise Investments, L.L.C. and AZ Real Estate Group, L.L.C | | | investor protection violation | 2011 | AZ-CC | $5,000 |
Energetics, Inc. | VSE Corp. | freight and logistics | investor protection violation | 2011 | AZ-CC | $250,000 |
Silversprings Real Estate Development & Investments, L.L.C. et al. | | | investor protection violation | 2011 | AZ-CC | $7,554,463 |
Mack Financial Group, LLC | | | investor protection violation | 2011 | AZ-CC | $215,902 |
The Investment Advisory Group, L.L.C. | | | investor protection violation | 2011 | AZ-CC | $13,200 |
U.S. Media Team, LLC | | | investor protection violation | 2011 | AZ-CC | $116,260 |
C-Street Financial Group et al. | | | investor protection violation | 2011 | AZ-CC | $874,260 |
Capital Oil & Gas, Limited | | | investor protection violation | 2011 | AZ-CC | $732,000 |
CoolTrade, Inc. | | | investor protection violation | 2012 | AZ-CC | $25,000 |
3-CG, LLC and Choice Property Group, LLC | | | investor protection violation | 2012 | AZ-CC | $6,216,949 |
MAG T, Inc. | | | investor protection violation | 2012 | AZ-CC | $2,370,455 |
RLGMAN Corp. and STABLE, LLC | | | investor protection violation | 2012 | AZ-CC | $1,897,393 |
Echo Canyon LLC | | | investor protection violation | 2012 | AZ-CC | $443,709 |
Comprehensive Cash Flow Funding, Inc. et al. | | | investor protection violation | 2012 | AZ-CC | $1,253,122 |
Executive Real Estate Solutions, L.L.C. | | | investor protection violation | 2012 | AZ-CC | $1,217,747 |
Southwest Biofuels, LLC | | | investor protection violation | 2012 | AZ-CC | $730,711 |
Morgan Financial, L.L.C. | | | investor protection violation | 2012 | AZ-CC | $72,784 |
Phoenix Funding, LLC | | | investor protection violation | 2012 | AZ-CC | $58,905 |
Mountain State Power, Inc. | | | investor protection violation | 2012 | AZ-CC | $20,000 |
A.L. Russell & Associates LLC and Re-Star LLC and Re-Star Holdings LLC | | | investor protection violation | 2012 | AZ-CC | $2,016,570 |
Sterling Investments Group International, LLC | | | investor protection violation | 2012 | AZ-CC | $129,000 |
Chazel Capital, Inc. and OFIR Mine Project, LP | | | investor protection violation | 2012 | AZ-CC | $7,500 |
MT Explorations, LLC | | | investor protection violation | 2012 | AZ-CC | $5,000 |
Tri-Core Mexico Land Development, LLC | | | investor protection violation | 2013 | AZ-CC | $1,075,000 |
Real Estate Monster, LLC | | | investor protection violation | 2013 | AZ-CC | $5,000 |
Innovative Construction, Inc. and Atlantic Lexus, Ltd. | | | investor protection violation | 2013 | AZ-CC | $524,754 |
U.S. Media Team, LLC and Cell Wireless Corp. | | | investor protection violation | 2013 | AZ-CC | $139,000 |
Earth Explorations, LLC | | | investor protection violation | 2013 | AZ-CC | $449,600 |
True North Business Ventures LLC | | | investor protection violation | 2013 | AZ-CC | $376,091 |
Parker Skylar &Associates, LLC | | | investor protection violation | 2013 | AZ-CC | $1,992,000 |
Westcap Energy, Inc. dba Westcap Solar | | | investor protection violation | 2013 | AZ-CC | $10,000 |
Radical Bunny, L.L.C. | | | investor protection violation | 2013 | AZ-CC | $189,800,867 |
Horizon Partners, L.L.C. | | | investor protection violation | 2013 | AZ-CC | $150,000 |
RSC Adventures, LLC | | | investor protection violation | 2013 | AZ-CC | $6,500 |
Crystal Pistol Resources, LLC et al. | | | investor protection violation | 2013 | AZ-CC | $5,249,316 |
International Air Medical Services, Inc. | | | investor protection violation | 2013 | AZ-CC | $1,456,300 |
SDC Montana Consulting, LLC | | | investor protection violation | 2013 | AZ-CC | $25,000 |
3T Options, LLC | | | investor protection violation | 2013 | AZ-CC | $151,919 |
Promise Land Properties, LLC | | | investor protection violation | 2013 | AZ-CC | $983,000 |
TF6 Advisors, LLC and Pacific Ventures & Trading LLC | | | investor protection violation | 2013 | AZ-CC | $215,887 |
Arizona Gold Processing, LLC and AZGO, LLC | | | investor protection violation | 2013 | AZ-CC | $1,242,275 |
TV Products, LLC fka US Loans Negotiation, LLC | | | investor protection violation | 2013 | AZ-CC | $185,734 |
Weldon LLC | | | investor protection violation | 2013 | AZ-CC | $9,000 |
Hampton Capital Markets, LLC | | | investor protection violation | 2014 | AZ-CC | $50,000 |
Lanesborough Financial Group, LLC | | | investor protection violation | 2014 | AZ-CC | $759,725 |
Magdalena Homes, L.L.C. and Rotall Marketing Group L.L.C. and Todd Robert Homes, Inc. | | | investor protection violation | 2014 | AZ-CC | $245,100 |
Nordstrom Nordstrom I, Inc. and Nordstrom Imports, Inc. | Nordstrom | retailing | investor protection violation | 2014 | AZ-CC | $2,263,142 |
Denver Energy Exploration, LLC | | | investor protection violation | 2014 | AZ-CC | $7,500 |
Damopa Investments, LLC and MLC Living Trust and Monika Catlin, LLC | | | investor protection violation | 2014 | AZ-CC | $837,026 |
Neoteric Energy, Inc. | | | investor protection violation | 2014 | AZ-CC | $10,000 |
Krauser Investment Group, LLC | | | investor protection violation | 2014 | AZ-CC | $99,347 |
SEED Corp. | | | investor protection violation | 2014 | AZ-CC | $2,674,654 |
Legacy Financial Advisors, LLC | | | investor protection violation | 2014 | AZ-CC | $390,806 |
Catharon Software Corp. | | | investor protection violation | 2015 | AZ-CC | $5,176,559 |
Lanesborough Financial Group, LLC | | | investor protection violation | 2015 | AZ-CC | $90,910 |
Out of the Blue Processors, LLC dba Out of the Blue Processors II, LLC | | | investor protection violation | 2015 | AZ-CC | $2,995,500 |
Red Mountain Funding, Inc. | | | investor protection violation | 2015 | AZ-CC | $4,344,885 |
Investment Acquisitions Group LLC | | | investor protection violation | 2015 | AZ-CC | $1,180,339 |
Deer Park Development Corp. | | | investor protection violation | 2015 | AZ-CC | $892,630 |
Biltmore Wealth Advisors, LLC | | | investor protection violation | 2015 | AZ-CC | $5,000 |
Deluge, Inc. and Hydrotherm Power Corp. | | | investor protection violation | 2016 | AZ-CC | $11,194,254 |
Marchant International Resources, Inc. | | | investor protection violation | 2016 | AZ-CC | $1,841,513 |
Franklin AAA Holdings, LLC | | | investor protection violation | 2016 | AZ-CC | $62,426 |
Simply Smart Homes, LLC and Smart Enterprises, LLC | | | investor protection violation | 2017 | AZ-CC | $123,750 |
Shadow Beverages and Snacks, LLC | | | investor protection violation | 2017 | AZ-CC | $1,542,500 |
Hawkins Wealth Advisory LLC | | | investor protection violation | 2017 | AZ-CC | $19,028 |
Infinity Fuels, Inc. | | | investor protection violation | 2017 | AZ-CC | $47,795 |
Visionary Business Works, Inc. dba Fleetronix | | | investor protection violation | 2017 | AZ-CC | $856,044 |
Tri-Core Companies, LLC et al. | | | investor protection violation | 2017 | AZ-CC | $4,822,311 |
Wohl Capital Investment Group, LLC | | | investor protection violation | 2017 | AZ-CC | $37,918 |
LoanGo Corp. | | | investor protection violation | 2017 | AZ-CC | $265,000 |
Believing in Jesus Investments, LLC | | | investor protection violation | 2017 | AZ-CC | $270,050 |
Caesar Investments, LLC | | | investor protection violation | 2017 | AZ-CC | $472,378 |
Oak Capital Partners, LLC | | | investor protection violation | 2018 | AZ-CC | $1,198,851 |
Dental Support Plus Franchise, LLC | | | investor protection violation | 2018 | AZ-CC | $13,614,954 |
USA Barcelona Realty Advisors, LLC | | | investor protection violation | 2018 | AZ-CC | $3,965,700 |
Clear Energy Group, LLC | | | investor protection violation | 2018 | AZ-CC | $865,000 |
Guardian Wealth Management, LLC | | | investor protection violation | 2018 | AZ-CC | $6,000 |
GenTecnics, LLC and iCorp LLC | | | investor protection violation | 2018 | AZ-CC | $734,120 |
Delta FX Trade | | | investor protection violation | 2018 | AZ-CC | $15,000 |
Howard Price Wealth Management, LLC | | | investor protection violation | 2018 | AZ-CC | $806,994 |
DrHorsepower, Inc. | | | investor protection violation | 2018 | AZ-CC | $166,149 |
Black Platinum Holdings, LLC and GSI Global, Inc. | | | investor protection violation | 2018 | AZ-CC | $230,000 |
Wesleyan Investment Foundation, Inc. | | | investor protection violation | 2018 | AZ-CC | $25,000 |
Leland Energy et al. | | | investor protection violation | 2018 | AZ-CC | $3,372,537 |
Advanced Planning Concepts, LLC | | | investor protection violation | 2018 | AZ-CC | $37,435 |
WMF Management, LLC et al. | | | investor protection violation | 2018 | AZ-CC | $3,732,894 |
Imagine Enterprises, LLC | | | investor protection violation | 2019 | AZ-CC | $1,217,793 |
Real Estate Finance Corp. and WIN Opportunity Fund, LLC | | | investor protection violation | 2019 | AZ-CC | $3,668,565 |
Tital Funding Group 1, LLC and Titan Capital Holdings LLC | | | investor protection violation | 2019 | AZ-CC | $39,740 |
CoverLugg LLC and Birdie Media LLC | | | investor protection violation | 2019 | AZ-CC | $1,328,090 |
Concordia Financing Company, Ltd. and ER Financial & Advisory Services, LLC | | | investor protection violation | 2019 | AZ-CC | $4,007,986 |
Pacific Capital Enterprises LLC | | | investor protection violation | 2019 | AZ-CC | $1,326,872 |
Titan Capital Real Estate Fund I, LLC | | | investor protection violation | 2019 | AZ-CC | $3,076,315 |
Partisan Alliance Corp. | | | investor protection violation | 2019 | AZ-CC | $103,000 |