Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry  | Primary Offense Type | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| SunTrust Banks, Inc. | Truist Financial | financial services | benefit plan administrator violation | 2018 | private lawsuit-federal | $4,750,000 |
| Washington Mutual Inc. | JPMorgan Chase | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $49,000,000 |
| Washington Mutual Pension Plan | JPMorgan Chase | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $20,000,000 |
| Marsh & McLennan Companies, Inc. | Marsh & McLennan | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $35,000,000 |
| Bank of America Corp | Bank of America | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $21,000,000 |
| U.S. Bank Pension Plan | U.S. Bancorp | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $9,600,000 |
| First Horizon National Corporation | First Horizon National | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $6,000,000 |
| Regions Financial Corp. | Regions Financial | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $22,500,000 |
| United Community Banks, Inc. | United Community Banks Inc. | financial services | benefit plan administrator violation | 2013 | private lawsuit-federal | $3,500,000 |
| Flagstar Bancorp, Inc. | New York Community Bancorp | financial services | benefit plan administrator violation | 2013 | private lawsuit-federal | $3,000,000 |
| ING Life Insurance & Annuity Co. | Voya Financial | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $14,950,000 |
| Nationwide Life Insurance | Nationwide | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $140,000,000 |
| State Street Corporation | State Street Corp. | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $10,000,000 |
| Prudential Insurance | Prudential Financial | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $39,100,000 |
| TIAA-CREF | TIAA | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $22,800,000 |
| American International Group, Inc. | American International Group | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $40,000,000 |
| Northern Trust Investments, N.A. | Northern Trust | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $36,000,000 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | financial services | benefit plan administrator violation | 2017 | private lawsuit-federal | $25,000,000 |
| Liberty Mutual Retirement Benefit Plan | Liberty Mutual Insurance | financial services | benefit plan administrator violation | 2018 | private lawsuit-federal | $30,000,000 |
| Deutsche Bank Americas Holding Corp. | Deutsche Bank | financial services | benefit plan administrator violation | 2019 | private lawsuit-federal | $21,900,000 |
| Merrill Lynch | Bank of America | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $10,000,000 |
| JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $150,000,000 |
| Bear Stearns Companies, Inc. | JPMorgan Chase | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $10,000,000 |
| Fannie Mae | Fannie Mae | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $7,250,000 |
| Merrill Lynch & Co., Inc. | Bank of America | financial services | benefit plan administrator violation | 2009 | private lawsuit-federal | $75,000,000 |
| Countrywide Financial Corporation | Bank of America | financial services | benefit plan administrator violation | 2009 | private lawsuit-federal | $55,000,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $62,500,000 |
| Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $17,500,000 |
| Wells Fargo & Company | Wells Fargo | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $7,420,000 |
| Wachovia Corporation | Wells Fargo | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $12,350,000 |
| Wachovia Securities | Wells Fargo | financial services | benefit plan administrator violation | 2009 | private lawsuit-federal | $1,005,000 |
| Citigroup, Inc. | Citigroup | financial services | benefit plan administrator violation | 2019 | private lawsuit-federal | $6,900,000 |
| Citigroup Inc. | Citigroup | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $8,500,000 |
| Metropolitan Life | MetLife | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $350,000 |
| American International Group, Inc. | American International Group | financial services | benefit plan administrator violation | 2008 | private lawsuit-federal | $24,200,000 |
| New York Life Insurance | New York Life Insurance | financial services | benefit plan administrator violation | 2008 | private lawsuit-federal | $14,000,000 |
| New York Life Insurance Company | New York Life Insurance | financial services | benefit plan administrator violation | 2017 | private lawsuit-federal | $3,000,000 |
| Teachers Insurance and Annuity Insurance Association of America | TIAA | financial services | benefit plan administrator violation | 2017 | private lawsuit-federal | $5,000,000 |
| Massachusetts Mutual Life Insurance Co. | Massachusetts Mutual Life Insurance | financial services | benefit plan administrator violation | 2016 | private lawsuit-federal | $30,900,000 |
| Massachusetts Mutual Life Insurance Co. | Massachusetts Mutual Life Insurance | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $9,475,000 |
| St Paul Travelers Companies Inc. | Travelers | financial services | benefit plan administrator violation | 2007 | private lawsuit-federal | $4,450,000 |
| Hartford Financial Services Group Inc. | Hartford Financial Services | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $1,935,000 |
| Hartford Life Insurance Company | Hartford Financial Services | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $13,775,000 |
| Bank of New York Mellon Corporation | Bank of New York Mellon | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $335,000,000 |
| Bank of New York Mellon Corporation | Bank of New York Mellon | financial services | benefit plan administrator violation | 2009 | private lawsuit-federal | $2,200,000 |
| Principal Life Insurance Company | Principal Financial | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $3,000,000 |
| Ameriprise Financial, Inc. | Ameriprise Financial | financial services | benefit plan administrator violation | 2015 | private lawsuit-federal | $27,500,000 |
| State Street Bank And Trust Co. | State Street Corp. | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $89,750,000 |
| State Street Corporation | State Street Corp. | financial services | benefit plan administrator violation | 2016 | private lawsuit-federal | $60,000,000 |
| UNUM Life Insurance Company of America | Unum | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $5,000,000 |
| Fifth Third Bancorp | Fifth Third Bancorp | financial services | benefit plan administrator violation | 2016 | private lawsuit-federal | $6,000,000 |
| Wilmington Trust Corp. | M&T Bank | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $3,000,000 |
| Northern Trust | Northern Trust | financial services | benefit plan administrator violation | 2006 | private lawsuit-federal | $37,500,000 |
| AXA Equitable Life Insurance Company | Equitable Holdings | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $2,500,000 |
| Allianz Asset Management of America, L.P. | Allianz | financial services | benefit plan administrator violation | 2018 | private lawsuit-federal | $12,000,000 |
| HSBC Bank USA | HSBC | financial services | benefit plan administrator violation | 2005 | private lawsuit-federal | $9,350,000 |
| Farmers Group, Inc. | Zurich Insurance | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $6,850,000 |
| UBS Global Asset Management | UBS | financial services | benefit plan administrator violation | 2006 | private lawsuit-federal | $5,493,000 |
| Aon Corporation | Aon | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $1,800,000 |
| Popular, Inc. | Popular Inc. | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $8,200,000 |
| Comerica Incorporated | Comerica | financial services | benefit plan administrator violation | 2013 | private lawsuit-federal | $11,000,000 |
| Comerica Incorporated | Comerica | financial services | benefit plan administrator violation | 2007 | private lawsuit-federal | $2,020,000 |
| FMR LLC | Fidelity Investments | financial services | benefit plan administrator violation | 2014 | private lawsuit-federal | $12,000,000 |
| Household International | HSBC | financial services | benefit plan administrator violation | 2004 | private lawsuit-federal | $46,500,000 |
| Huntington Bancshares Inc. | Huntington Bancshares | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $1,450,000 |
| ING Groep N.V. | Voya Financial | financial services | benefit plan administrator violation | 2013 | private lawsuit-federal | $3,500,000 |
| LaSalle Bank | Bank of America | financial services | benefit plan administrator violation | 2011 | private lawsuit-federal | $13,500,000 |
| MBNA Corp. | Bank of America | financial services | benefit plan administrator violation | 2009 | private lawsuit-federal | $4,500,000 |
| National City Corp. | PNC Financial Services | financial services | benefit plan administrator violation | 2010 | private lawsuit-federal | $43,000,000 |
| Providian Financial Corp. | JPMorgan Chase | financial services | benefit plan administrator violation | 2003 | private lawsuit-federal | $8,600,000 |
| Sterling Financial Corporation | Umpqua Holdings | financial services | benefit plan administrator violation | 2013 | private lawsuit-federal | $3,025,000 |
| Transamerica Corporation | Aegon | financial services | benefit plan administrator violation | 2016 | private lawsuit-federal | $3,800,000 |
| Ambac Financial Group, Inc. | Ambac Financial | financial services | benefit plan administrator violation | 2012 | private lawsuit-federal | $2,550,000 |
| Umpqua Bank | Umpqua Holdings | financial services | employment screening violation | 2019 | private lawsuit-federal | $325,000 |
| Nationwide Mutual Insurance Company | Nationwide | financial services | Fair Credit Reporting Act violation | 2006 | private lawsuit-federal | $19,250,000 |
| Wells Fargo Bank | Wells Fargo | financial services | employment screening violation | 2016 | private lawsuit-federal | $12,000,000 |
| QBE Americas, Inc. | QBE Insurance | financial services | wage and hour violation | 2018 | private lawsuit-federal | $1,200,000 |
| BB&T Corporation | Truist Financial | financial services | benefit plan administrator violation | 2019 | private lawsuit-federal | $24,000,000 |
| Freedom Mortgage Corporation | Freedom Mortgage | financial services | wage and hour violation | 2019 | private lawsuit-federal | $4,480,000 |
| Horizon Healthcare Services, Inc. | Horizon Healthcare Services | financial services | benefit plan administrator violation | 2016 | private lawsuit-federal | $33,000,000 |
| Old Second Bancorp, Inc. | Old Second Bancorp | financial services | benefit plan administrator violation | 2013 | private lawsuit-federal | $7,500,000 |
| Prudential Insurance Company Of America | Prudential Financial | financial services | benefit plan administrator violation | 2019 | private lawsuit-federal | $9,000,000 |
| Wilmington Trust N.A. | M&T Bank | financial services | benefit plan administrator violation | 2017 | private lawsuit-federal | $29,773,250 |
| Great American Financial Resources, Inc. | American Financial Group | financial services | wage and hour violation | 2019 | private lawsuit-federal | $1,250,000 |
| Fidelity Investments | Fidelity Investments | financial services | wage and hour violation | 2019 | private lawsuit-federal | $1,200,000 |
| JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | employment discrimination | 2019 | private lawsuit-federal | $5,000,000 |
| Edward D. Jones & Co., L.P. | Jones Financial | financial services | benefit plan administrator violation | 2019 | private lawsuit-federal | $3,175,000 |
| Wells Fargo & Company | Wells Fargo | financial services | wage and hour violation | 2020 | private lawsuit-federal | $35,000,000 |
| JPMorgan Chase Bank, National Association | JPMorgan Chase | financial services | wage and hour violation | 2019 | private lawsuit-federal | $1,850,000 |
| PNC Financial Services Group, Inc. | PNC Financial Services | financial services | wage and hour violation | 2020 | private lawsuit-federal | $2,750,000 |
| Farmers Insurance Exchange | Farmers Insurance Exchange | financial services | wage and hour violation | 2020 | private lawsuit-federal | $5,400,000 |
| U.S. Bank National Association | U.S. Bancorp | financial services | wage and hour violation | 2020 | private lawsuit-federal | $6,500,000 |
| JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | wage and hour violation | 2020 | private lawsuit-federal | $3,750,000 |
| Wells Fargo & Co. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2019 | private lawsuit-federal | $10,000,000 |
| Travelers Indemnity Company | Travelers | financial services | discriminatory practices (non-employment) | 2018 | private lawsuit-federal | $450,000 |
| Wells Fargo | Wells Fargo | financial services | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
| Wells Fargo Bank N.A. | Wells Fargo | financial services | discriminatory practices (non-employment) | 2011 | private lawsuit-state | $3,520,000 |
| J.P. Morgan Chase | JPMorgan Chase | financial services | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $1,950,000 |
| HSBC Finance Corporation et al. | HSBC | financial services | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $6,050,000 |
| John Hancock Life Insurance Company | Manulife Financial | financial services | discriminatory practices (non-employment) | 2009 | private lawsuit-federal | $24,400,000 |
