Citigroup | Citigroup | discriminatory practices (non-employment) | 2001 | NY-DFS | $1,000,000 |
MetLife | MetLife | discriminatory practices (non-employment) | 2002 | NY-DFS | $160,000,000 |
Wells Fargo & Co. | Wells Fargo | discriminatory practices (non-employment) | 2019 | private lawsuit-federal | $10,000,000 |
Travelers Indemnity Company | Travelers | discriminatory practices (non-employment) | 2018 | private lawsuit-federal | $450,000 |
Wells Fargo | Wells Fargo | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
Wells Fargo Bank, N.A. | Wells Fargo | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
Wells Fargo Bank N.A. | Wells Fargo | discriminatory practices (non-employment) | 2011 | private lawsuit-state | $3,520,000 |
J.P. Morgan Chase | JPMorgan Chase | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $1,950,000 |
HSBC Finance Corporation et al. | HSBC | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $6,050,000 |
John Hancock Life Insurance Company | Manulife Financial | discriminatory practices (non-employment) | 2009 | private lawsuit-federal | $24,400,000 |
Allstate Corporation | Allstate | discriminatory practices (non-employment) | 2007 | private lawsuit-federal | $11,720,000 |
Liberty National Life Insurance Company | Globe Life Inc. | discriminatory practices (non-employment) | 2006 | private lawsuit-federal | $9,350,000 |
Bank of America, NA | Bank of America | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $3,670,000 |
Bank One, KY, N.A. | JPMorgan Chase | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $6,715,000 |
U.S. Bancorp | U.S. Bancorp | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $2,495,000 |
WFS Financial, Inc. | Wells Fargo | discriminatory practices (non-employment) | 2004 | private lawsuit-federal | $4,550,000 |
General Motors Acceptance Corp. | Ally Financial | discriminatory practices (non-employment) | 2004 | private lawsuit-federal | $9,600,000 |
Cincinnati Life Insurance Company | Cincinnati Financial | discriminatory practices (non-employment) | 2004 | private lawsuit-state | $1,900,000 |
Flagstar Bank | New York Community Bancorp | discriminatory practices (non-employment) | 2004 | private lawsuit-federal | $1,100,000 |
American General Life Insurance | American International Group | discriminatory practices (non-employment) | 2000 | private lawsuit-federal | $214,000,000 |
JPMorgan Chase Bank | JPMorgan Chase | discriminatory practices (non-employment) | 2021 | HUD | $50,000 |
Wells Fargo Bank | Wells Fargo | discriminatory practices (non-employment) | 2021 | HUD | $125,000 |
Cadence Bank N.A. | Cadence Bank | discriminatory practices (non-employment) | 2021 | DOJ_RIGHTS | $5,545,000 |
Trustmark National Bank | Trustmark | discriminatory practices (non-employment) | 2021 | CFPB | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $5,000,000 |
Bank of America, N.A. | Bank of America | discriminatory practices (non-employment) | 2022 | HUD | $15,000 |
Capital One Bank | Capital One Financial | discriminatory practices (non-employment) | 2022 | DOJ_RIGHTS | $49,728 |
City National Bank | Royal Bank of Canada | discriminatory practices (non-employment) | 2023 | DOJ_RIGHTS | $31,000,000 |
Park National Bank | Park National Corp. | discriminatory practices (non-employment) | 2023 | DOJ_RIGHTS | $9,000,000 |
Citibank N.A. | Citigroup | discriminatory practices (non-employment) | 2023 | CFPB | $25,900,000 |
Allianz | Allianz | discriminatory practices (non-employment) | 2024 | WA-AG | $1,500,000 |
Allianz | Allianz | discriminatory practices (non-employment) | 2024 | WA-AG | $1,500,000 |
First National Bank of Pennsylvania | F.N.B. Corporation | discriminatory practices (non-employment) | 2024 | DOJ_RIGHTS | $13,500,000 |
Credit Suisse Securities (USA) LLC | UBS | data submission deficiencies | 2015 | SEC | $4,250,000 |
JPMorgan Chase | JPMorgan Chase | data submission deficiencies | 2016 | CFTC | $225,000 |
JPMorgan Chase Bank | JPMorgan Chase | data submission deficiencies | 2015 | CFTC | $100,000,000 |
Deutsche Bank AG | Deutsche Bank | data submission deficiencies | 2015 | CFTC | $2,500,000 |
JPMorgan Securities | JPMorgan Chase | data submission deficiencies | 2014 | CFTC | $650,000 |
Mizuho Securities USA Inc. | Mizuho Financial | data submission deficiencies | 2013 | CFTC | $175,000 |
Morgan Stanley Capital Group | Morgan Stanley | data submission deficiencies | 2010 | CFTC | $14,000,000 |
UBS Securities | UBS | data submission deficiencies | 2010 | CFTC | $200,000 |
Citigroup Global Markets | Citigroup | data submission deficiencies | 2016 | SEC | $7,000,000 |
OZ Management LP | Sculptor Capital Management | data submission deficiencies | 2015 | SEC | $4,250,000 |
Scottrade | Charles Schwab Corp. | data submission deficiencies | 2014 | SEC | $2,500,000 |
Citigroup Private Bank GP, Inc. | Citigroup | data submission deficiencies | 2009 | CFTC | $100,000 |
J.P. Morgan Futures, Inc. | JPMorgan Chase | data submission deficiencies | 2009 | CFTC | $300,000 |
UBS Fund Advisor, LLC | UBS | data submission deficiencies | 2009 | CFTC | $50,000 |
BNP Paribas Commodity Futures, Ltd. | BNP Paribas | data submission deficiencies | 2008 | CFTC | $25,000 |
Merrill Lynch Investment Managers, LLC and Merrill Lynch Alternative Investments, LLC | Bank of America | data submission deficiencies | 2007 | CFTC | $500,000 |
Cinergy Marketing & Trading, LP | BNP Paribas | data submission deficiencies | 2004 | CFTC | $3,000,000 |
A.G. Edwards & Sons, Inc. | Wells Fargo | data submission deficiencies | 2003 | CFTC | $45,000 |
Prudential Securities, Inc. | Wells Fargo | data submission deficiencies | 2002 | CFTC | $65,000 |
Williams Power Company Inc. | JPMorgan Chase | data submission deficiencies | 2006 | DOJ_CRIMINAL | $50,000,000 |
Morgan Stanley & Co. | Morgan Stanley | data submission deficiencies | 2006 | SEC | $10,000,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | data submission deficiencies | 2002 | SEC | $1,650,000 |
Goldman, Sachs & Co. | Goldman Sachs | data submission deficiencies | 2002 | SEC | $1,650,000 |
Morgan Stanley & Co. Incorporated | Morgan Stanley | data submission deficiencies | 2002 | SEC | $1,650,000 |
Salomon Smith Barney Inc. | Morgan Stanley | data submission deficiencies | 2002 | SEC | $1,650,000 |
U.S. Bancorp Piper Jaffray Inc. | Piper Sandler | data submission deficiencies | 2002 | SEC | $1,650,000 |
Barclays Bank PLC | Barclays | data submission deficiencies | 2016 | CFTC | $500,000 |
Wells Fargo Bank, N.A. | Wells Fargo | data submission deficiencies | 2016 | CFTC | $400,000 |
Societe Generale | Societe Generale | data submission deficiencies | 2016 | CFTC | $450,000 |
Morgan Stanley | Morgan Stanley | data submission deficiencies | 2017 | CFTC | $350,000 |
Citibank N.A. | Citigroup | data submission deficiencies | 2017 | CFTC | $550,000 |
Convergex Execution Solutions LLC | Toronto-Dominion Bank | data submission deficiencies | 2018 | SEC | $2,750,000 |
Green Tree Servicing LLC | Ditech Holding Corporation | consumer protection violation | 2015 | FTC | $63,000,000 |
Asset Acceptance LLC | Encore Capital Group | consumer protection violation | 2012 | FTC | $2,500,000 |
Countrywide Home Loans, Inc. and BAC Home Loans Servicing LP | Bank of America | consumer protection violation | 2010 | FTC | $108,000,000 |
Citibank | Citigroup | consumer protection violation | 2016 | CFPB | $7,890,000 |
Citibank | Citigroup | consumer protection violation | 2016 | CFPB | $45,000,000 |
EZCORP Inc. | EZCORP Inc. | consumer protection violation | 2015 | CFPB | $10,500,000 |
Fifth Third Bank | Fifth Third Bancorp | consumer protection violation | 2015 | CFPB | $21,500,000 |
Encore Capital Group | Encore Capital Group | consumer protection violation | 2015 | CFPB | $52,000,000 |
Springstone Financial, LLC | LendingClub Corp. | consumer protection violation | 2015 | CFPB | $700,000 |
Citizens Bank, N.A. | Citizens Financial Group | consumer protection violation | 2015 | CFPB | $18,500,000 |
Discover Bank | Discover Financial Services | consumer protection violation | 2015 | CFPB | $18,500,000 |
Citibank N.A. | Citigroup | consumer protection violation | 2015 | CFPB | $733,800,000 |
JPMorgan Chase | JPMorgan Chase | consumer protection violation | 2015 | CFPB | $186,000,000 |
Affinion Group Holdings, Inc. | JPMorgan Chase | consumer protection violation | 2015 | CFPB | $8,700,000 |
Provident Funding Associates | Provident Funding Associates | consumer protection violation | 2015 | CFPB | $9,000,000 |
PayPal Inc. | PayPal Holdings | consumer protection violation | 2015 | CFPB | $25,000,000 |
Regions Bank | Regions Financial | consumer protection violation | 2015 | CFPB | $7,500,000 |
Wells Fargo | Wells Fargo | consumer protection violation | 2015 | CFPB | $34,800,000 |
JPMorgan Chase | JPMorgan Chase | consumer protection violation | 2015 | CFPB | $900,000 |
M&T Bank | M&T Bank | consumer protection violation | 2014 | CFPB | $3,100,000 |
Flagstar Bank | New York Community Bancorp | consumer protection violation | 2014 | CFPB | $37,500,000 |
U.S. Bank | U.S. Bancorp | consumer protection violation | 2014 | CFPB | $53,000,000 |
Amerisave Mortgage Corporation and Novo Appraisal Management Company | AmeriSave Mortgage | consumer protection violation | 2014 | CFPB | $19,300,000 |
ACE Cash Express | ACE Cash Express | consumer protection violation | 2014 | CFPB | $15,000,000 |
GE Capital Retail Bank, now known as Synchrony Bank | Synchrony Financial | consumer protection violation | 2014 | CFPB | $225,000,000 |
SunTrust Mortgage, Inc. | Truist Financial | consumer protection violation | 2014 | CFPB | $550,000,000 |
Bank of America, N.A. | Bank of America | consumer protection violation | 2014 | CFPB | $747,000,000 |
American Express | American Express | consumer protection violation | 2013 | CFPB | $69,100,000 |
Ally Financial Inc. and Ally Bank | Ally Financial | consumer protection violation | 2013 | CFPB | $98,000,000 |
Ocwen Financial Corporation and Ocwen Loan Servicing | Ocwen Financial | consumer protection violation | 2013 | CFPB | $2,125,000,000 |
GE Capital Retail Bank and CareCredit | Synchrony Financial | consumer protection violation | 2013 | CFPB | $34,100,000 |
Republic Mortgage Insurance Corporation | Old Republic International | consumer protection violation | 2013 | CFPB | $100,000 |
Washington Federal | Washington Federal Inc. | consumer protection violation | 2013 | CFPB | $34,000 |
Chase Bank USA, N.A. and JPMorgan Chase Bank, N.A. | JPMorgan Chase | consumer protection violation | 2013 | CFPB | $329,000,000 |
American Express | American Express | consumer protection violation | 2012 | CFPB | $99,100,000 |
Discover Bank | Discover Financial Services | consumer protection violation | 2012 | CFPB | $214,000,000 |
Capital One Bank (U.S.A.), N.A. | Capital One Financial | consumer protection violation | 2012 | CFPB | $165,000,000 |