Believing in Jesus Investments, LLC | | | investor protection violation | 2017 | AZ-CC | $270,050 |
Caesar Investments, LLC | | | investor protection violation | 2017 | AZ-CC | $472,378 |
Oak Capital Partners, LLC | | | investor protection violation | 2018 | AZ-CC | $1,198,851 |
Dental Support Plus Franchise, LLC | | | investor protection violation | 2018 | AZ-CC | $13,614,954 |
USA Barcelona Realty Advisors, LLC | | | investor protection violation | 2018 | AZ-CC | $3,965,700 |
Clear Energy Group, LLC | | | investor protection violation | 2018 | AZ-CC | $865,000 |
Guardian Wealth Management, LLC | | | investor protection violation | 2018 | AZ-CC | $6,000 |
GenTecnics, LLC and iCorp LLC | | | investor protection violation | 2018 | AZ-CC | $734,120 |
Delta FX Trade | | | investor protection violation | 2018 | AZ-CC | $15,000 |
Howard Price Wealth Management, LLC | | | investor protection violation | 2018 | AZ-CC | $806,994 |
DrHorsepower, Inc. | | | investor protection violation | 2018 | AZ-CC | $166,149 |
Black Platinum Holdings, LLC and GSI Global, Inc. | | | investor protection violation | 2018 | AZ-CC | $230,000 |
Wesleyan Investment Foundation, Inc. | | | investor protection violation | 2018 | AZ-CC | $25,000 |
Leland Energy et al. | | | investor protection violation | 2018 | AZ-CC | $3,372,537 |
Advanced Planning Concepts, LLC | | | investor protection violation | 2018 | AZ-CC | $37,435 |
WMF Management, LLC et al. | | | investor protection violation | 2018 | AZ-CC | $3,732,894 |
Imagine Enterprises, LLC | | | investor protection violation | 2019 | AZ-CC | $1,217,793 |
Real Estate Finance Corp. and WIN Opportunity Fund, LLC | | | investor protection violation | 2019 | AZ-CC | $3,668,565 |
Tital Funding Group 1, LLC and Titan Capital Holdings LLC | | | investor protection violation | 2019 | AZ-CC | $39,740 |
CoverLugg LLC and Birdie Media LLC | | | investor protection violation | 2019 | AZ-CC | $1,328,090 |
Concordia Financing Company, Ltd. and ER Financial & Advisory Services, LLC | | | investor protection violation | 2019 | AZ-CC | $4,007,986 |
Pacific Capital Enterprises LLC | | | investor protection violation | 2019 | AZ-CC | $1,326,872 |
Titan Capital Real Estate Fund I, LLC | | | investor protection violation | 2019 | AZ-CC | $3,076,315 |
Partisan Alliance Corp. | | | investor protection violation | 2019 | AZ-CC | $103,000 |
JG Enterprise, LLC | | | investor protection violation | 2019 | AZ-CC | $19,772 |
BAIC, Inc. | | | investor protection violation | 2019 | AZ-CC | $2,004,649 |
SoBell Corp. | | | investor protection violation | 2019 | AZ-CC | $779,450 |
IDIAZ, LLC | | | investor protection violation | 2019 | AZ-CC | $113,000 |
Wealth Creator Private Equity, LLC | | | investor protection violation | 2019 | AZ-CC | $35,000 |
Native American Water, L.L.C. dba NATAWA et al. | | | investor protection violation | 2019 | AZ-CC | $5,874,215 |
AZ Investment Property Experts, LLC and Sandy Beach Esmeralda Development, LLC | | | investor protection violation | 2019 | AZ-CC | $27,801,783 |
Skytrace, Inc. | | | investor protection violation | 2019 | AZ-CC | $147,500 |
Trager, L.L.C. | | | investor protection violation | 2019 | AZ-CC | $50,000 |
Whispering Creek Investments LLC | | | investor protection violation | 2019 | AZ-CC | $1,214,923 |
The Credit Engineers, Inc. | | | investor protection violation | 2019 | AZ-CC | $25,000 |
Wagner Capital Management, LLC | | | investor protection violation | 2019 | AZ-CC | $71,928 |
American Realty Partners , LLC et al. | | | investor protection violation | 2019 | AZ-CC | $11,670,327 |
Corix Bioscience, Inc. et al. | | | investor protection violation | 2019 | AZ-CC | $3,235,192 |
The Fortitude Foundation et al. | | | investor protection violation | 2020 | AZ-CC | $1,386,024 |
Priority Wealth Advisors, Inc. | | | investor protection violation | 2020 | AZ-CC | $5,000 |
Maximo Natural Products, Inc. | | | investor protection violation | 2020 | AZ-CC | $353,751 |
Western Gateway Region Rural Broadband Company, Inc | | | investor protection violation | 2020 | AZ-CC | $15,000 |
AuroraTek Incorporated | | | investor protection violation | 2020 | AZ-CC | $742,420 |
Sun State Property Preservation, LLC and Wattenberg, LLC | | | investor protection violation | 2021 | AZ-CC | $901,030 |
Chrysology Capital Group, L.L.C. | | | investor protection violation | 2021 | AZ-CC | $10,000 |
The Joseph Project | | | investor protection violation | 2021 | AZ-CC | $75,000 |
Performance Arbitrage Company, Inc. et al. | | | investor protection violation | 2020 | AZ-CC | $653,191 |
Saba Tooth Tiger, LLC dba Saba Investments | | | investor protection violation | 2020 | AZ-CC | $1,412,099 |
Smart Acquisitions, L.L.C. and Smart Enterprises, L.L.C. and Simply Smart Homes, L.L.C. | | | investor protection violation | 2020 | AZ-CC | $60,000 |
Business Owners Tax Relief LLC | | | investor protection violation | 2020 | AZ-CC | $4,674,873 |
Smith & Cox, LLC et al. | | | investor protection violation | 2020 | AZ-CC | $7,558,866 |
Meroe Capital Group Ltd et al. | | | investor protection violation | 2021 | AZ-CC | $992,980 |
The Joseph Project | | | investor protection violation | 2021 | AZ-CC | $9,210,000 |
Arizona Acquisitions Group LLC | | | investor protection violation | 2021 | AZ-CC | $505,900 |
Ecovista Development LLC and Ecovista Avondale LLC | | | investor protection violation | 2021 | AZ-CC | $10,000 |
Wattenberg 1 LLC et al. | | | investor protection violation | 2021 | AZ-CC | $488,880 |
Verdugo Gift Company | | | investor protection violation | 2021 | AZ-CC | $6,988,143 |
Grand Oak Enterprises, LLC | | | investor protection violation | 2021 | AZ-CC | $239,000 |
OWNZONES Media Network, Inc. | | | investor protection violation | 2021 | AZ-CC | $4,500,000 |
NVSG702, LLC and NVSG702, LLC and Silverstate702, LLC | | | investor protection violation | 2021 | AZ-CC | $559,699 |
AE Wealth Management, LLC | | | investor protection violation | 2021 | AZ-CC | $1,309,400 |
Voice of Guo Media, Inc. | | | investor protection violation | 2022 | AZ-CC | $100,000 |
Luxury Management Group, LLC | | | investor protection violation | 2022 | AZ-CC | $70,000 |
Luxury Management Group, LLC and MTE 2013 Trust | | | investor protection violation | 2022 | AZ-CC | $768,606 |
Performance Realty Management, LLC | | | investor protection violation | 2021 | AZ-CC | $2,309,101 |
Performance Realty Management, LLC and t American Realty Partners, LLC | | | investor protection violation | 2021 | AZ-CC | $11,670,327 |
Corix Bioscience Inc. | | | investor protection violation | 2021 | AZ-CC | $3,235,192 |
Biomed Pharma Group, Inc. | | | investor protection violation | 2021 | AZ-CC | $273,630 |
ICA Financial Services, LLC | | | investor protection violation | 2022 | AZ-CC | $190,000 |
American Financial Investments, LLC | | | investor protection violation | 2022 | AZ-CC | $19,724,875 |
My Trader Coin | | | investor protection violation | 2022 | AZ-CC | $1,237,747 |
TreyTrades LLC | | | investor protection violation | 2022 | AZ-CC | $89,425 |
D2D Financial, LLC | | | investor protection violation | 2022 | AZ-CC | $130,000 |
Marketing Dynamics, Inc. | | | investor protection violation | 2022 | AZ-CC | $104,216 |
Archimedes Foundation Trust | | | investor protection violation | 2022 | AZ-CC | $1,760,000 |
Global Capital and Equity LLC | | | investor protection violation | 2022 | AZ-CC | $466,500 |
AZ REl School, LLC and SFG Real Estate Holdings, LLC | | | investor protection violation | 2022 | AZ-CC | $19,371 |
Premier Asset Management Group LLC | | | investor protection violation | 2022 | AZ-CC | $4,695,136 |
Sync Title Agency, LLC | | | investor protection violation | 2022 | AZ-CC | $55,000 |
Feneck Consulting Group | | | investor protection violation | 2022 | AZ-CC | $701,901 |
Cornerstone Wealth Management, LLC | | | investor protection violation | 2022 | AZ-CC | $10,000 |
Wealthcorp, LLC | | | investor protection violation | 2022 | AZ-CC | $1,564,446 |
Wenima Development LLC and I Am America | | | investor protection violation | 2022 | AZ-CC | $92,000 |
Money Never Sleeps LLC | | | investor protection violation | 2022 | AZ-CC | $655,885 |
The Financial Group, LLC | | | investor protection violation | 2022 | AZ-CC | $3,706,451 |
High Desert Naturals et al. | | | investor protection violation | 2022 | AZ-CC | $20,000 |
Automata FX Ltd | | | investor protection violation | 2023 | AZ-CC | $4,866,465 |
Elite Benefits Group, LLC | | | investor protection violation | 2023 | AZ-CC | $28,985 |
Seek Insurance, LLC and Elite Benefits Group, LLC | | | investor protection violation | 2023 | AZ-CC | $35,000 |
PGH Advisors LLC | | | investor protection violation | 2023 | AZ-CC | $445,790 |
Bear Fruit Films, L.L.C. | | | investor protection violation | 2023 | AZ-CC | $1,700,500 |
Financial Leverage LLC et al. | | | investor protection violation | 2023 | AZ-CC | $4,879,122 |
FXPIPSESSION, LLC | | | investor protection violation | 2023 | AZ-CC | $120,004 |
Heartland Capital Partners, LLC and Heartland Income Properties LLC | | | investor protection violation | 2023 | AZ-CC | $7,304,390 |
Meta 1 Coin Trust | | | investor protection violation | 2023 | AZ-CC | $4,404,361 |
Premier Media Services, Inc. dba Premier Distributing Service and Lenis USA | | | investor protection violation | 2023 | AZ-CC | $390,500 |
RRIM Asset Strategies, LLC | | | investor protection violation | 2023 | AZ-CC | $42,430 |
Blue Owl Technology Income Corp | | | investor protection violation | 2023 | AZ-CC | $30,000 |
Family Tree Estate Planning, LLC, | | | investor protection violation | 2023 | AZ-CC | $3,838,040 |
Elevated Automations LLC and Ecomelevation LLC, | | | investor protection violation | 2024 | AZ-CC | $712,079 |
Blue Owl Technology Income Corp. | | | investor protection violation | 2023 | AZ-CC | $30,000 |