Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$332,924,888,663
Number of Records: 
6,731
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,885,116,051259
JPMorgan Chase$35,851,377,155190
Citigroup$25,535,002,360154
Wells Fargo$21,428,596,719217
Deutsche Bank$18,341,457,30276
UBS$16,845,624,16097
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,447,392,62644


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
Ace American Insurance Company Chubb Limited insurance violation 2018 TX-INS $22,000
Granite State Insurance Company American International Group insurance violation 2018 TX-INS $22,000
Trumbull Insurance Company Hartford Financial Services insurance violation 2018 TX-INS $20,000
XL Insurance America, Inc. AXA insurance violation 2018 TX-INS $32,000
Federal Insurance Company Chubb Limited insurance violation 2018 TX-INS $7,000
Hartford Underwriters Insurance Company Hartford Financial Services insurance violation 2018 TX-INS $9,000
Liberty Insurance Corporation Liberty Mutual Insurance insurance violation 2018 TX-INS $5,000
Commerce and Industry Insurance Company American International Group insurance violation 2018 TX-INS $20,000
The Standard Fire Insurance Company Travelers insurance violation 2018 TX-INS $27,855
Travelers Casualty and Surety Company Travelers insurance violation 2018 TX-INS $11,000
Amica Mutual Insurance Company Amica Mutual Insurance insurance violation 2018 TX-INS $10,000
Time Insurance Company Haven Holdings insurance violation 2018 TX-INS $125,000
Arch Insurance Company Arch Capital insurance violation 2018 TX-INS $7,000
Employer's Insurance Company of Wausau Liberty Mutual Insurance insurance violation 2018 TX-INS $12,000
Chubb Lloyds Insurance Company of Texas Chubb Limited insurance violation 2018 TX-INS $55,000
Unitrin County Mutual Insurance Company Kemper insurance violation 2018 TX-INS $25,000
Time Insurance Company Haven Holdings insurance violation 2018 TX-INS $15,000
United Services Automobile Association et al. USAA insurance violation 2018 TX-INS $40,000
Esurance Property and Casualty Insurance Company Allstate insurance violation 2018 TX-INS $12,500
Accident Fund General Insurance Company AF Group insurance violation 2018 TX-INS $75,000
LM Insurance Corporation Liberty Mutual Insurance insurance violation 2018 TX-INS $10,000
American Zurich Insurance Company Zurich Insurance insurance violation 2018 TX-INS $18,000
LM Insurance Corporation Liberty Mutual Insurance insurance violation 2018 TX-INS $42,000
Property and Casualty Insurance Company of Hartford Hartford Financial Services insurance violation 2018 TX-INS $65,000
XL Specialty Insurance Company AXA insurance violation 2018 TX-INS $30,000
Travelers Property Casualty Company of America Travelers insurance violation 2018 TX-INS $14,500
Accident Fund General Insurance Company AF Group insurance violation 2018 TX-INS $6,400
Accident Fund Insurance Company of America AF Group insurance violation 2018 TX-INS $19,800
Accident Fund National Insurance Company AF Group insurance violation 2018 TX-INS $19,100
National Interstate Insurance Company American Financial Group insurance violation 2018 TX-INS $10,000
Colonial County Mutual Insurance Company and Titan Insurance Services Inc. Nationwide insurance violation 2018 TX-INS $50,000
Cincinnati Insurance Company Cincinnati Financial insurance violation 2018 TX-INS $30,000
Ace American Insurance Company Chubb Limited insurance violation 2018 TX-INS $7,500
Marsh & McLennan Agency LLC Marsh & McLennan insurance violation 2018 TX-INS $7,600
Arthur J. Gallagher Risk Management Services, Inc. Arthur J. Gallagher & Co. insurance violation 2018 TX-INS $6,300
Jefferson National Life Insurance Company Nationwide insurance violation 2018 TX-INS $15,000
Oscar Insurance Company Mulberry Health insurance violation 2018 TX-INS $75,000
Ace American Insurance Company Chubb Limited insurance violation 2018 TX-INS $9,000
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2018 TX-INS $8,400
The Travelers Indemnity Company Travelers insurance violation 2018 TX-INS $7,500
The Travelers Indemnity Company of Connecticut Travelers insurance violation 2018 TX-INS $20,000
The Hanover Insurance Company Hanover Insurance insurance violation 2019 TX-INS $20,000
Liberty Mutual Fire Insurance Company Liberty Mutual Insurance insurance violation 2019 TX-INS $32,000
New Hampshire Insurance Company American International Group insurance violation 2019 TX-INS $7,500
Accident Fund National Insurance Company AF Group insurance violation 2019 TX-INS $5,000
American Zurich Insurance Company Zurich Insurance insurance violation 2019 TX-INS $45,000
Sentry Insurance Sentry Insurance insurance violation 2019 TX-INS $9,000
XL Insurance America, Inc. AXA insurance violation 2019 TX-INS $5,000
Indemnity Insurance Company of North America Chubb Limited insurance violation 2019 TX-INS $8,000
Hartford Casualty Insurance Company Hartford Financial Services insurance violation 2019 TX-INS $6,000
Indemnity Insurance Company of North America Chubb Limited insurance violation 2019 TX-INS $9,900
Safety National Casualty Corporation Tokio Marine insurance violation 2019 TX-INS $5,000
Chubb Indemnity Insurance Company Chubb Limited insurance violation 2019 TX-INS $9,500
New Hampshire Insurance Company American International Group insurance violation 2019 TX-INS $30,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2019 TX-INS $10,000
American Zurich Insurance Company Zurich Insurance insurance violation 2019 TX-INS $17,000
Ace American Insurance Company Chubb Limited insurance violation 2019 TX-INS $18,000
Ace American Insurance Company Chubb Limited insurance violation 2019 TX-INS $5,000
Standard Fire Insurance Company Travelers insurance violation 2019 TX-INS $20,000
The Phoenix Insurance Company Travelers insurance violation 2019 TX-INS $6,000
Hartford Fire Insurance Company Hartford Financial Services insurance violation 2019 TX-INS $8,000
Travelers Indemnity Company Travelers insurance violation 2019 TX-INS $5,000
Selective Insurance Company of America Selective Insurance Group insurance violation 2019 TX-INS $6,500
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2019 TX-INS $9,000
Liberty Mutual Insurance Company Liberty Mutual Insurance insurance violation 2019 TX-INS $10,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2019 TX-INS $10,000
Old Republic Insurance Company Old Republic International insurance violation 2019 TX-INS $5,850
Zurich American Insurance Company Zurich Insurance insurance violation 2019 TX-INS $15,000
Liberty Insurance Corporation Liberty Mutual Insurance insurance violation 2019 TX-INS $6,500
Arch Indemnity Insurance Company Arch Capital insurance violation 2019 TX-INS $10,250
Hartford Fire Insurance Company Hartford Financial Services insurance violation 2019 TX-INS $12,500
Travelers Casualty and Surety Company Travelers insurance violation 2019 TX-INS $14,000
Marsh & McLennan Agency LLC Marsh & McLennan insurance violation 2020 TX-INS $6,350
Arthur J. Gallagher Risk Management Services, Inc. Arthur J. Gallagher & Co. insurance violation 2020 TX-INS $7,025
Elephant Insurance Company Admiral Group insurance violation 2020 TX-INS $80,000
New Hampshire Insurance Co. American International Group insurance violation 2020 TX-INS $7,000
Old Republic Insurance Co. Old Republic International insurance violation 2020 TX-INS $18,150
Zurich American Insurance Co. of Illinois Zurich Insurance insurance violation 2020 TX-INS $10,800
Property and Casualty Insurance Co. of Hartford Hartford Financial Services insurance violation 2020 TX-INS $20,000
Travelers Property Casualty Co. of America Travelers insurance violation 2020 TX-INS $10,000
Old Republic Insurance Co. Old Republic International insurance violation 2020 TX-INS $7,000
Twin City Fire Insurance Co. Hartford Financial Services insurance violation 2020 TX-INS $6,000
New Hampshire Insurance Co. American International Group insurance violation 2020 TX-INS $16,500
XL Specialty Insurance Co. AXA insurance violation 2020 TX-INS $7,000
Ace American Insurance Co. Chubb Limited insurance violation 2020 TX-INS $19,500
New Hampshire Insurance Co. American International Group insurance violation 2020 TX-INS $9,500
New Hampshire Insurance Co. American International Group insurance violation 2020 TX-INS $5,500
Amica Mutual Insurance Co. Amica Mutual Insurance insurance violation 2020 TX-INS $120,000
Trumbull Insurance Co. Hartford Financial Services insurance violation 2020 TX-INS $15,000
Sentinel Insurance Company, Ltd. Hartford Financial Services insurance violation 2020 TX-INS $10,000
Arthur J. Gallagher Risk Management Services, Inc. Arthur J. Gallagher & Co. insurance violation 2020 TX-INS $9,675
Esurance Insurance Company Allstate insurance violation 2020 TX-INS $200,000
Athene Annuity and Life Company Athene Holding insurance violation 2021 TX-INS $400,000
Nationwide Mutual Insurance Company et al. Nationwide insurance violation 2021 TX-INS $75,000
Indemnity Insurance Company of North America Chubb Limited insurance violation 2020 TX-INS $15,000
Indemnity Insurance Company of North America Chubb Limited insurance violation 2020 TX-INS $9,500
Unitrin County Mutual Insurance Company Kemper insurance violation 2020 TX-INS $80,000
Liberty Mutual Insurance Company Liberty Mutual Insurance insurance violation 2020 TX-INS $8,500
Indemnity Insurance Company of North America Chubb Limited insurance violation 2020 TX-INS $8,500
Hartford Casualty Insurance Company Hartford Financial Services insurance violation 2020 TX-INS $7,500
American Express Financial Advisors Inc. Ameriprise Financial investor protection violation 2000 TX-SEC $9,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)